Filing Details
- Accession Number:
- 0001062993-17-000229
- Form Type:
- 13D Filing
- Publication Date:
- 2017-01-17 15:22:11
- Filed By:
- Lin Jiang Huai
- Company:
- China Information Technology Inc.
- Filing Date:
- 2017-01-17
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
0 | 15,164,893 | 0 | 15,164,893 | 15,164,893 | 37.69% | |
378,307 | 15,164,893 | 378,307 | 15,164,893 | 15,543,200 | 38.63% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________
SCHEDULE 13D
(Amendment No. 1)*
CHINA INFORMATION TECHNOLOGY, INC.
(Name of Issuer)
ORDINARY SHARES, PAR VALUE $0.01
(Title of
Class of Securities)
G21174100
(CUSIP Number)
Union Investment Holdings Limited
Mr. Jianghuai
Lin
21stFloor, Everbright Bank Building
Zhuzilin, Futian District Shenzhen,
Guangdong, 518040
Peoples Republic of China
Telephone: (+86)
755-8370-8333
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
N/A
(Date of Event which Requires Filing
Statement on Schedule 13D)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO: G21174100
1. | NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Union Investment Holdings Limited | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) [_] (b) [ ] | ||
3. | SEC USE ONLY | ||
4. | SOURCE OF FUNDS OO | ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f)
[__] | ||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 15,164,893 (1) | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 15,164,893 (1) | ||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON 15,164,893 ordinary shares (1) | ||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES [ ] | ||
13. | PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11) 37.69%(2) | ||
14. | TYPE OF REPORTING PERSON CO |
(1) Union Investment Holdings Limited is wholly owned and controlled by Mr. Jianghuai Lin and Mr. Lin may be deemed to be a beneficial owner of the shares of China Information Technology, Inc. (the Company) held by Union Investment Holdings Limited.
(2) Based on 40,231,159 ordinary shares outstanding as of the date hereof.
CUSIP NO: G21174100
1. | NAMES OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jianghuai Lin | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) [_] (b) [ ] | ||
3. | SEC USE ONLY | ||
4. | SOURCE OF FUNDS PF | ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f) [__] | ||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
Peoples Republic of China | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 378,307 | |
8. | SHARED VOTING POWER 15,164,893(1) | ||
9. | SOLE DISPOSITIVE POWER 378,307 | ||
10. | SHARED DISPOSITIVE POWER 15,164,893 (1) | ||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON 15,543,200 ordinary shares | ||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (11) EXCLUDES CERTAIN SHARES [ ] | ||
13. | PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11) 38.63%(2) | ||
14. | TYPE OF REPORTING PERSON IN |
(1) Union Investment Holdings Limited is wholly owned and controlled by Mr. Jianghuai Lin and Mr. Lin may be deemed to be a beneficial owner of the shares of the Company held by Union Investment Holdings Limited.
(2) Based on 40,231,159 ordinary shares outstanding as of the date hereof.
This Amendment No. 1 to Schedule 13D ("Amendment No. 1") relates to the ordinary shares, par value $0.01 per share (the "Ordinary Shares"), of China Information Technology, Inc., a British Virgin Islands company (the "Company").
This Amendment No. 1 is being voluntarily filed by the Union Investment Holdings Limited (Union Investment), a British Virgin Islands company, and Jianghuai Lin (each, a Reporting Person and collectively, the Reporting Persons) to amend and supplement the Reporting Persons Schedule 13D previously filed with the Securities and Exchange Commission (the "SEC") on December 22, 2016 (the "Schedule 13D"). Except as provided herein, this Amendment No. 1 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not defined herein have the meanings assigned to them in the Schedule 13D.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of Schedule 13D is supplemented by the following:
Since the filing of the Schedule 13D on December 22, 2016, pursuant to the Purchase Plan, Mr. Jianghuai Lin had acquired 204,048 Ordinary Shares for an aggregate purchase price of $155,424 as of the close of business on January 13, 2017. Such purchases were funded from Mr. Lins personal funds.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended and supplemented by the following:
(a) (b) As of the date of this statement, Union Investment beneficially owns 15,164,893 Ordinary Shares, representing approximately 37.69% of the outstanding Ordinary Shares of the Company (based on 40,231,159 Ordinary Shares outstanding as of the date hereof). Union Investment is wholly owned by Mr. Lin and Mr. Lin is the sole director of Union Investment. As a result, Mr. Lin may be deemed to be a beneficial owner of the Ordinary Shares held by Union Investment. In addition, as of the date hereof, Mr. Lin individually owns 378,307 Ordinary Shares, which represent 0.94% of the outstanding Ordinary Shares of the Company, as to which he has sole voting and dispositive powers.
(c) Since the filing of the Schedule 13D on December 22, 2016, pursuant to the Purchase Plan, Mr. Lin acquired an aggregate of 204,048 Ordinary Shares for an aggregate purchase price of $155,424. A list of the transactions in the Companys Ordinary Shares that were effected by Mr. Lin during such period of time is attached hereto as Exhibit 99.3.
(d) None.
(e) Not applicable.
Item 7. Material to be Filed as Exhibits.
Exhibit No. | Description |
99.1 | Joint Filing Agreement by and between the Reporting Persons, dated as of December 22, 2016 (incorporated by reference to Exhibit 99.1 to Schedule 13D filed December 22, 2016) |
| |
99.2 | Rule 10b5-1/Rule 10b-18 Purchase Plan by and between Jianghuai Lin and Brean Capital, LLC, dated as of November 4, 2016 (incorporated by reference to Exhibit 99.2 to Schedule 13D filed December 22, 2016) |
| |
List of the Transactions from December 22, 2016 to January 13, 2017 |
SIGNATURES
After reasonable inquiry and to the best of his and its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: January 17, 2017
Union Investment Holdings Limited
By: | /s/ Jianghuai Lin | |
Jianghuai Lin | ||
Director |
/s/ Jianghuai Lin | |
Jianghuai Lin |