Filing Details

Accession Number:
0001493152-24-023974
Form Type:
13G Filing
Publication Date:
2024-06-13 20:00:00
Filed By:
Liu Yumei
Company:
Nuzee Inc. (NASDAQ:NUZE)
Filing Date:
2024-06-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Future science and Technology Co. Ltd EIN N A 166,545 0 166,545 0 166,545 7.14%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

(Amendment No. 1)*

 

Under the Securities Exchange Act of 1934

 

NUZEE, INC.

 

(Name of Issuer)

 

COMMON STOCK, PAR VALUE $0.00001 PER SHARE

 

(Title of Class of Securities)

 

67073S307

 

(CUSIP Number)

 

Yumei Liu

Chaoyang District, Yi An Men 37-111,

100000, Beijing, China.

+86-18825235796

 

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

June 12, 2024

 

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 67073S307
1.

NAMES OF REPORTING PERSONS

 

Yumei Liu

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)    ☐

(b)    ☐

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

China

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

166,545

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

166,545

8.

SHARED DISPOSITIVE POWER

 

0

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

166,5451

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(see instructions)    ☐

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.14%2

12.

TYPE OF REPORTING PERSON (see instructions)

 

IN

 

 

1 Yumei Liu beneficially owns 166,545 shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd. Future science and Technology Co. Ltd. holds 83,615 shares of common stock and warrants exercisable to purchase 82,930 shares of common stock.

2 This percentage is calculated based on (i) 1,298,414 shares of common stock issued and outstanding as of May 22, 2024, as set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 24, 2024; (ii) 866,048 shares issued on June 7, 2024, as set forth in the Issuer’s Form 8-K filed with the Securities and Exchange Commission on June 10, 2024; (iii) 83,615 shares of common stock converted by Future Science and Technology Co., Ltd. on June 12, 2024; and (iv) a warrant exercisable to purchase 82,930 shares of common stock beneficially owned by the reporting person.

 

 

 

 

CUSIP No. 67073S307
1.

NAMES OF REPORTING PERSONS

I.R.S. Identification Nos. of above persons (Entities only):

 

Future science and Technology Co. Ltd; EIN: N/A3

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)    ☐

(b)    ☐

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Marshall Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

166,545

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

166,545

8.

SHARED DISPOSITIVE POWER

 

0

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

166,545

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(see instructions)    ☐

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.14%4

12.

TYPE OF REPORTING PERSON (see instructions)

 

CO

 

 

3 Future Science and Technology Co. Ltd. is a Marshall Islands entity, and it does not possess an Employer Identification Number (EIN).

4 This percentage is calculated based on (i) 1,298,414 shares of common stock issued and outstanding as of May 22, 2024, as set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 24, 2024; (ii) 866,048 shares issued on June 7, 2024, as set forth in the Issuer’s Form 8-K filed with the Securities and Exchange Commission on June 10, 2024; (iii) 83,615 shares of common stock converted by Future Science and Technology Co., Ltd. on June 12, 2024; and (iv) a warrant exercisable to purchase 82,930 shares of common stock beneficially owned by the reporting person.

 

 

 

 

Item 1.

 

  (a)

Name of Issuer

NUZEE, INC.

     
  (b)

Address of Issuer’s Principal Executive Offices

2865 Scott St. Suite 107, Vista, California 92081

 

Item 2.

 

  (a)

Name of Person Filing

Yumei Liu

Future science and Technology Co. Ltd

     
  (b) Address or principal business office or, if none, residence
    Yumei Liu: Chaoyang District, Yi An Men 37-111, 100000, Beijing, China.
    Future Science and Technology Co. Ltd.: Chaoyang District, Yi An Men 37-111, 100000, Beijing, China.
     
  (c)

Citizenship

Yumei Liu: China

Future science and Technology Co. Ltd: Marshall Islands

     
  (d)

Title of Class of Securities

Yumei Liu: Common Stock

Future science and Technology Co. Ltd: Common Stock

     
  (e)

CUSIP Number

67073S307

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned: See response to Item 9 on each cover page.
     
  (b) Percent of class: See response to Item 11 on each cover page.
     
  (c) Number of shares as to which the person has:
     
    (i)

Sole power to vote or to direct the vote.

See response to Item 5 on each cover page.

       
    (ii)

Shared power to vote or to direct the vote.

See response to Item 6 on each cover page.

       
    (iii)

Sole power to dispose or to direct the disposition of.

See response to Item 7 on each cover page.

       
    (iv)

Shared power to dispose or to direct the disposition of.

See response to Item 8 on each cover page.

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐ .

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certification.

 

  (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
     
  (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

CUSIP No. 67073S307

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  Yumei Liu
   
  6/14/2024
  Date
   
  /s/ Yumei Liu
  Signature
   
  Yumei Liu/Individual
  Name/Title

 

  Future science and Technology Co. Ltd.
   
  6/14/2024
  Date
   
  /s/ Tong Sun
  Signature
   
  Tong Sun/Director
  Name/Title