Filing Details
- Accession Number:
- 0001140361-24-028677
- Form Type:
- 13D Filing
- Publication Date:
- 2024-06-02 20:00:00
- Filed By:
- Helu Carlos Slim
- Company:
- Talos Energy Inc. (NYSE:TALO)
- Filing Date:
- 2024-06-03
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Carlos Slim Hel | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Carlos Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Marco Antonio Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Patrick Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Mar a Soumaya Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Vanessa Paola Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Johanna Monique Slim Domit | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Control Empresarial de Capitales, S.A. de C.V | 0 | 37,672,904 | 0 | 37,672,904 | 37,672,904 | 20.5% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934*
Talos Energy Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
87484T108
(CUSIP Number)
333 Clay Street, Suite 3300
Houston, Texas
(713) 328-3000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With copies to:
Jorge U. Juantorena, Esq.
Kyle A. Harris, Esq.
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, NY 10006
May 30, 2024
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box. ☒
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 87484T108 | SC13D | Page 2
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Carlos Slim Helú | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | | ||
Not Applicable | | | |||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission (“SEC”) on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 3
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Carlos Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 4
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Marco Antonio Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 5
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Patrick Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 6
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
María Soumaya Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 7
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Vanessa Paola Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 8
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Johanna Monique Slim Domit | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 9
of 19 |
1 | NAMES OF REPORTING PERSONS | | | ||
Control Empresarial de Capitales, S.A. de C.V. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
WC | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United Mexican States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
37,672,904 Common Shares | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
37,672,904 Common Shares | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
20.5% of the total Common Shares outstanding(1) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
HC, CO | | | |||
| |
(1) Based on approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s Form 10-Q filed with the SEC on May 7, 2024.
CUSIP No. 87484T108 | SC13D | Page 10
of 19 |
Item 1. | Security and Issuer |
This Schedule 13D (the “Schedule 13D”) is being filed jointly by the Reporting Persons (as defined in Item 2 herein). This Schedule 13D constitutes an initial Schedule 13D filing on behalf of each of the
Reporting Persons with respect to the common stock, with par value of $0.01 per share (the “Common Shares”), of Talos Energy Inc., a corporation incorporated under the laws of Delaware (the “Issuer”). The Common Shares beneficially
owned by the Reporting Persons were previously reported on a Schedule 13G filed by the Reporting Persons on March 7, 2024. This Schedule 13D is being filed pursuant to Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934 (the “Exchange
Act”) solely because the Reporting Persons’ aggregate beneficial ownership has exceeded 20% of the outstanding Common Shares.
The principal executive offices of the Issuer are located at 333 Clay Street, Suite 3300, Houston, Texas.
Item 2.
(a) | Name of Persons Filing: |
i. | Carlos Slim Helú, Carlos Slim Domit, Marco Antonio Slim Domit, Patrick Slim Domit, María Soumaya Slim Domit, Vanessa Paola Slim Domit and Johanna Monique Slim Domit (collectively, the “Slim Family”). |
ii. | Control Empresarial, a sociedad anónima de capital variable organized under the laws of the United Mexican States (“Mexico”), is a holding company with portfolio investments in various
companies (“Control Empresarial” and together with the Slim Family, the “Reporting Persons”). |
(b) | Address of Principal Business Office: |
i. | The principal business address for each member of the Slim Family is: |
Paseo de las Palmas 736
Colonia Lomas de Chapultepec
11000 Ciudad de México, México
ii. | Control Empresarial’s principal business address is: |
Paseo de las Palmas 781
Piso 3, Lomas de Chapultepec, Sección III
Miguel Hidalgo, Ciudad de México, México, 11000
(c) | The members of the Slim Family are beneficiaries of a Mexican trust which owns all of the outstanding voting securities of Control Empresarial. |
CUSIP No. 87484T108 | SC13D | Page 11
of 19 |
(d) | During the last five years, none of the members of the Slim Family have been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). |
(e) | During the last five years, none of the members of the Slim Family have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction nor were they or are they as a result of any such proceeding,
subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
(f) | Each member of the Slim Family is a Mexican citizen. Control Empresarial is a Mexican corporation. |
Item 3. | Source and Amount of Funds or Other Consideration |
On May 30, 2024, Control Empresarial purchased 1,400,000 Common Shares at an aggregate purchase price of $16,030,000.00, thereby increasing its holdings in the Issuer from 36,272,904 Common Shares to 37,672,904 Common
Shares, which amounted to more than 20% of the Common Shares issued and outstanding as of such date (see Item 5). The Common Shares purchased by Control Empresarial were acquired using the working capital of Control Empresarial.
Item 4. | Purpose of the Transaction |
The Reporting Persons acquired the Common Shares described in Item 3 above for investment purposes and did not acquire such Common Shares with the purpose, or with the effect, of changing or influencing control of the
Issuer, or in connection with or as a participant in any transaction having that purpose or effect.
The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including, without limitation, the Issuer’s financial position, results and strategic
direction, general economic and industry conditions, the securities markets in general and those for the Issuer’s stock in particular, as well as other developments and other investment opportunities, the Reporting Persons may in the future take
such actions with respect to their investment in the Issuer as they deem appropriate. Such actions by the Reporting Persons may include, without limitation, increasing or decreasing their position in the Issuer through, among other things, the
purchase or sale of securities of the Issuer, including through transactions involving the Common Shares and/or other equity, debt or other securities, in each case in the open market, in privately negotiated transactions or otherwise; entering
into derivative or other instruments that are based upon or relate to the value of securities of the Issuer; engaging in discussions with the Issuer’s board of directors and/or management team; and taking other actions (including actions that could
involve one or more of the types of transactions or have one or more of the results described in clauses (a) through (j) of Item 4 of Schedule 13D of the Exchange Act) or formulating and implementing plans or proposals with respect to any of the
foregoing.
CUSIP No. 87484T108 | SC13D | Page 12
of 19 |
Except as set forth in this Item 4, the Reporting Person does not have any current plans or proposals which relate to or would result in any of the matters specified in clauses (a) through (j) of Item 4 of Schedule 13D
of the Exchange Act.
Item 5. | Interest in Securities of the Issuer |
(a) — (b) Calculations of the percentage of the Common Shares beneficially owned are based on a total of approximately 183,919,349 Common Shares issued and outstanding as of April 29, 2024, as reported in the Issuer’s
Form 10-Q filed with the SEC on May 7, 2024. As of June 3, 2024, (i) Control Empresarial, directly or indirectly, owns 37,672,904 Common Shares (representing 20.5% of the outstanding Common Shares) and (ii) the Slim Family, which are beneficiaries
of a Mexican trust that owns all of the issued and outstanding voting equity securities of Control Empresarial, may be deemed to beneficially own indirectly the Common Shares beneficially owned directly by Control Empresarial.
(c) All transactions in Common Shares effected by the Reporting Persons during the period beginning 60 days prior to the event which requires the filing of this statement are listed in Schedule 1 hereto and
incorporated herein by reference.
(d) Not applicable.
(e) Not applicable.
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Not applicable.
Item 7. | Material to Be Filed as Exhibits |
Not applicable.
CUSIP No. 87484T108 | SC13D | Page 13
of 19 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: June 3, 2024
Carlos Slim Helú | ||||||
Carlos Slim Domit | By: | /s/Marco Antonio Slim Domit | ||||
| Marco Antonio Slim Domit | |||||
Marco Antonio Slim Domit | Attorney-in-Fact* | |||||
June 3, 2024 | ||||||
Patrick Slim Domit | ||||||
María Soumaya Slim Domit | ||||||
Vanessa Paola Slim Domit | ||||||
Johanna Monique Slim Domit | ||||||
CONTROL EMPRESARIAL DE CAPITALES S.A. DE C.V. | ||||||
By: | Víctor Manuel Gutierrez Lopez |
Title: | Attorney-in-Fact |
* See the Powers of Attorney for the members of the Slim Family and Control Empresarial, which are filed as exhibits to the Schedule 13D/A filed by the Slim Family and Control Empresarial with the SEC on
February 3, 2022 in connection with their beneficial ownership of American Depositary Shares, each representing 20 Series L Shares of América Móvil, S.A.B. de C.V., are hereby incorporated herein by reference.
CUSIP No. 87484T108 | SC13D | Page 14
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Schedule 1
For the period beginning 60 days prior to the event which requires the filing of this statement, the Reporting Persons set forth below effected the following transactions in Common Shares on the New
York Stock Exchange. The prices below reflect the price paid by the purchasers per Common Share on the relevant trade date.
Reporting Person | Type of Transaction | Trade Date | Number of Shares | Price per Share | ||||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,113 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,500 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 4,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 4,000 | $ | 11.59 |
CUSIP No. 87484T108 | SC13D | Page 15
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Control Empresarial | Purchase | 23-May-24 | 500 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,159 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 4,300 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 8,336 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 5,400 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,042 | $ | 11.60 | |||||
Control Empresarial | Purchase | 23-May-24 | 771 | $ | 11.61 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 4,644 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,800 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,634 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 700 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,5101 | $ | 11.59 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.58 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 800 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,886 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 648 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 45 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 225 | $ | 11.57 |
CUSIP No. 87484T108 | SC13D | Page 16
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Control Empresarial | Purchase | 23-May-24 | 2,396 | $ | 11.57 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,000 | $ | 11.38 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.38 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.38 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.36 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,000 | $ | 11.34 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,000 | $ | 11.32 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,000 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,500 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,500 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 835 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 3,084 | $ | 11.34 | |||||
Control Empresarial | Purchase | 23-May-24 | 4,313 | $ | 11.34 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,899 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 7,869 | $ | 11.33 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,900 | $ | 11.35 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,000 | $ | 11.35 | |||||
Control Empresarial | Purchase | 23-May-24 | 2,270 | $ | 11.35 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,600 | $ | 11.35 | |||||
Control Empresarial | Purchase | 23-May-24 | 5 | $ | 11.35 | |||||
Control Empresarial | Purchase | 23-May-24 | 1,225 | $ | 11.35 | |||||
Control Empresarial | Purchase | 29-May-24 | 7,000 | $ | 11.46 | |||||
Control Empresarial | Purchase | 29-May-24 | 6,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,000 | $ | 11.47 |
CUSIP No. 87484T108 | SC13D | Page 17
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Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 6,500 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 5,125 | $ | 11.47 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,725 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 200 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,586 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 500 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 200 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,546 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 4,000 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 8,596 | $ | 11.48 | |||||
Control Empresarial | Purchase | 29-May-24 | 10,990 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,380 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.49 |
CUSIP No. 87484T108 | SC13D | Page 18
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Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,367 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,000 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,063 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 7,700 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 16,520 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 26,950 | $ | 11.49 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,768 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,671 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,000 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,170 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 1,196 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 3,199 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 6,000 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 2,000 | $ | 11.50 |
CUSIP No. 87484T108 | SC13D | Page 19
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Control Empresarial | Purchase | 29-May-24 | 11,848 | $ | 11.50 | |||||
Control Empresarial | Purchase | 29-May-24 | 100 | $ | 11.51 | |||||
Control Empresarial | Purchase | 29-May-24 | 100 | $ | 11.51 |