Filing Details
- Accession Number:
- 0001193125-24-086142
- Form Type:
- 13D Filing
- Publication Date:
- 2024-04-02 20:00:00
- Filed By:
- Blackstone Holdings Ii L.p.
- Company:
- Finance Of America Companies Inc.
- Filing Date:
- 2024-04-03
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
BTO Urban Holdings | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund II - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - A (RA) - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - I - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - S - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - C - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - L - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - O - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - N - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - U - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund II - C - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Tactical Opportunities Fund - T - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
BTAS NQ Holdings | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Family Tactical Opportunities Investment Partnership SMD | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
BTAS Associates - NQ | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
Blackstone Family GP | 55,816,326 | 0 | 55,816,326 | 0 | 55,816,326 | 38.6% |
BTO Urban Holdings II | 24,162,521 | 0 | 24,162,521 | 0 | 24,162,521 | 25.0% |
Blackstone Tactical Opportunities Associates - NQ | 79,978,847 | 0 | 79,978,847 | 0 | 79,978,847 | 55.2% |
BTOA - NQ | 79,978,847 | 0 | 79,978,847 | 0 | 79,978,847 | 55.2% |
Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC | 319,343 | 0 | 319,343 | 0 | 319,343 | 0.3% |
BTO-NQ Side-by-Side GP | 319,343 | 0 | 319,343 | 0 | 319,343 | 0.3% |
Blackstone Holdings II | 80,298,190 | 0 | 80,298,190 | 0 | 80,298,190 | 55.4% |
Blackstone Holdings I II GP | 80,298,190 | 0 | 80,298,190 | 0 | 80,298,190 | 55.4% |
Blackstone Inc | 80,298,190 | 0 | 80,298,190 | 0 | 80,298,190 | 55.4% |
Blackstone Group Management | 80,298,190 | 0 | 80,298,190 | 0 | 80,298,190 | 55.4% |
Stephen A. Schwarzman | 80,298,190 | 0 | 80,298,190 | 0 | 80,298,190 | 55.4% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)1
FINANCE OF AMERICA COMPANIES INC.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
31738L107
(CUSIP Number)
John G. Finley
Blackstone Inc.
345 Park Avenue
New York, New York 10154
Tel: (212) 583-5000
with a copy to:
Joshua Ford Bonnie
William R. Golden III
Simpson Thacher & Bartlett LLP
900 G Street, N.W.
Washington, D.C. 20001
Tel: (202) 636-5500
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 1, 2024
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D. and is filing this schedule because of §§240.13d-l(e). 240.13d-l(f) or 240.13d-l(g). check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934. as amended (the Exchange Act) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTO Urban Holdings L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
2
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
3
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund II - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
4
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
5
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - I - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
6
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - S - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
7
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - C - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
8
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - L - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
9
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - O - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
10
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - N - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
11
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - U - NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
12
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund II - C - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
13
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Fund - T - NQ L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
14
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTAS NQ Holdings L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
15
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
16
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTAS Associates - NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
17
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Family GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
55,816,326 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
55,816,326 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
55,816,326 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
38.6% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
18
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTO Urban Holdings II L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
24,162,521* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
24,162,521 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
24,162,521* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
25.0%* | |||||
14. | Type of Reporting Person (See Instructions)
PN |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
19
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Tactical Opportunities Associates - NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
79,978,847* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
79,978,847 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
79,978,847* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.2%* | |||||
14. | Type of Reporting Person (See Instructions)
OO |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
20
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTOA - NQ L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
79,978,847* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
79,978,847 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
79,978,847* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.2%* | |||||
14. | Type of Reporting Person (See Instructions)
OO |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
21
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
319,343 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
319,343 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
319,343 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14. | Type of Reporting Person (See Instructions)
PN |
22
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
BTO-NQ Side-by-Side GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
319,343 | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
319,343 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
319,343 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
0.3% | |||||
14. | Type of Reporting Person (See Instructions)
OO |
23
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Holdings II L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
80,298,190* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
80,298,190 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
80,298,190* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.4%* | |||||
14. | Type of Reporting Person (See Instructions)
PN |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
24
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Holdings I/II GP L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
80,298,190* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
80,298,190 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
80,298,190* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.4%* | |||||
14. | Type of Reporting Person (See Instructions)
OO |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
25
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
80,298,190* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
80,298,190 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
80,298,190* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.4%* | |||||
14. | Type of Reporting Person (See Instructions)
CO |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
26
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Blackstone Group Management L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
Delaware |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
80,298,190* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
80,298,190 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
80,298,190* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.4%* | |||||
14. | Type of Reporting Person (See Instructions)
OO |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
27
CUSIP NO. 31738L107
1. | Names of Reporting Persons.
Stephen A. Schwarzman | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Source of Funds (See Instructions)
OO | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐ | |||||
6. | Citizenship or Place of Organization
United States |
Number of shares beneficially owned by each reporting person with:
| 7. | Sole Voting Power
80,298,190* | ||||
8. | Shared Voting Power
0 | |||||
9. | Sole Dispositive Power
80,298,190 | |||||
10. | Shared Dispositive Power
0 |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person
80,298,190* | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
☐ | |||||
13. | Percent of Class Represented by Amount in Row (11)
55.4%* | |||||
14. | Type of Reporting Person (See Instructions)
IN |
* | The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024, over which certain of the Reporting Persons may be deemed to have voting power through the date of the Issuers Annual Meeting of Stockholders on May 13, 2024. |
28
This Amendment No. 6 (Amendment No. 6) to Schedule 13D relates to the Class A common stock, par value $0.0001 per share (the Class A Common Stock), of Finance of America Companies Inc., a Delaware corporation (the Issuer), and amends and supplements the initial statement on Schedule 13D filed on August 26, 2021, as amended by the Amendment No. 1 to the Schedule 13D filed on October 1, 2021, as amended by Amendment No. 2 to the Schedule 13D filed on April 5, 2022, as amended by Amendment No. 3 to the Schedule 13D filed on August 10, 2022, as amended by Amendment No. 4 to the Schedule 13D, filed on December 7, 2022, as amended by Amendment No. 5 to the Schedule 13D, filed on April 4, 2023 (as so amended, the Schedule 13D). Except as specifically amended by this Amendment No. 6, the Schedule 13D remains in full force and effect. The principal executive offices of the Issuer are located at 5830 Granite Parkway, Suite 400, Plano, Texas 75024. Capitalized terms used but not defined in this Amendment No. 6 shall have the same meanings ascribed to them in the Schedule 13D as amended from time to time.
Item 2. | Identity and Background |
Item 2 of the Schedule 13D is hereby amended and supplemented by incorporating herein by reference the information set forth on the updated Schedule I attached hereto.
Item 5. | Interest in Securities of the Issuer |
Items 5(a)-(c) and (e) of the Schedule 13D are hereby amended and restated as follows:
(a) and (b) Calculations of the percentage of the shares of Class A Common Stock beneficially owned is based on 96,561,759 shares of Class A Common Stock outstanding as of March 11, 2024 as set forth in the Issuers Annual Report on Form 10-K filed by the Issuer on March 15, 2024, and, for each Reporting Person, takes into account any shares of Class A Common Stock underlying FoA Units beneficially owned by such Reporting Person, as applicable.
The aggregate number and percentage of the Class A Common Stock beneficially owned by each Reporting Person and for each Reporting Person, the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition are set forth on rows 7 through 11 and row 13 of the cover pages of this Schedule 13D and are incorporated herein by reference.
The Reporting Persons beneficially own an aggregate of 80,298,190 shares of Class A Common Stock, which represents 55.4% of the outstanding Class A Common Stock, as calculated pursuant to Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the Exchange Act), based on the following: BTO Urban Holdings L.L.C. beneficially owns 55,816,326 shares of Class A Common Stock, of which 48,099,223 would be received upon conversion of FoA Units, Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. beneficially owns 319,343 shares of Class A Common Stock, of which 276,115 would be received upon conversion of FoA Units and BTO Urban Holdings II L.P. holds 24,162,521 shares of Class A Common Stock.
The beneficial ownership reported herein does not include 172,491 shares of Class A Common Stock disposed of by BTO Urban Holdings II L.P. after March 18, 2024. As such shares of Class A Common Stock were held by BTO Urban Holdings II L.P. on March 18, 2024, the record date for the Issuers annual meeting of stockholders, to be held on May 13, 2024 (the Annual Meeting), the Reporting Persons may be deemed to continue to have beneficial ownership over such shares through the date of the Annual Meeting, solely by virtue of the rights to vote such shares of Class A Common Stock at the Annual Meeting.
BTO Urban Holdings L.L.C. also holds 5,942,476 Earnout Rights, Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. also holds 34,112 Earnout Rights, BTO Urban Holdings II L.P. also holds 2,238,050 Earnout Rights and Blackstone Tactical Opportunities AssociatesNQ L.L.C. also holds 363,004 Earnout Rights.
29
BTO Urban Holdings L.L.C. is owned by the Blackstone Tactical Opportunities Funds, BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P.
Blackstone Tactical Opportunities Associates NQ L.L.C. is the general partner of each of the Blackstone Tactical Opportunities Funds and BTO Urban Holdings II L.P. The sole member of Blackstone Tactical Opportunities Associates NQ L.L.C. is BTOA NQ L.L.C. The managing member of BTOA NQ L.L.C. is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates NQ L.L.C. The managing member of BTAS Associates NQ L.L.C. is Blackstone Holdings II L.P.
The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP L.L.C. Blackstone Family GP L.L.C. is wholly owned by Blackstones senior managing directors and controlled by its founder, Mr. Schwarzman.
The general partner of Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. is BTO-NQ Side-by-Side GP L.L.C. The sole member of BTO-NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P.
The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. Blackstone Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstones senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission that any Reporting Person is the beneficial owner of the Class A Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose and each of the Reporting Persons expressly disclaims beneficial ownership of such shares of Class A Common Stock.
By virtue of the Stockholders Agreement (as defined below), the Reporting Persons and Brian Libman and his affiliates may be deemed to be members of a group for purposes of Section 13(d) of the Exchange Act. Mr. Libman and his affiliates are filing a separate Schedule 13D to report the Class A Common Stock that they may be deemed to beneficially own. Collectively, the Reporting Persons and Mr. Libman and his affiliates may be deemed to beneficially own in the aggregate 161,111,298 shares of Class A Common Stock, representing 75.1% of the outstanding Class A Common Stock, calculated pursuant to Rule 13d-3 of the Exchange Act.
(c) Pursuant to the LTIP Award Settlement Agreement described in Item 6 to the Schedule 13D, certain equityholders of the Issuer and Finance of America Equity Capital LLC are obligated to deliver a number of shares of Class A Common Stock to the Issuer for no consideration in connection with the settlement of awards of restricted stock units granted by the Issuer. In connection with the Issuers settlement of restricted stock units into shares of Class A Common Stock and pursuant to the LTIP Award Settlement Agreement, on March 8, 2024 and April 1, 2024, BTO Urban Holdings L.L.C. delivered 34,071 and 394,081 shares of Class A Common Stock (which shares were received upon conversion of an equal number of FoA Units), respectively, Blackstone Family Tactical Opportunities Investment Partnership NQ ESC L.P. delivered 196 and 2,262 shares of Class A Common Stock (which shares were received upon conversion of an equal number of FoA Units), respectively, and BTO Urban Holdings II L.P. delivered 14,913 and 172,491 shares of Class A Common Stock, respectively, in each case to the Issuer for no consideration.
(e) Each of Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P. and Blackstone Holdings III GP Management L.L.C. were previously erroneously included in the prior Schedule 13D filings and have been removed.
30
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: April 3, 2024
BTO Urban Holdings L.L.C. | ||
By: | /s/ Menes Chee | |
Name: Menes Chee | ||
Title: Manager | ||
Blackstone Tactical Opportunities Fund - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund II - NQ L.P. | ||
By: | Blackstone Tactical Opportunities Associates - NQ | |
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer |
Blackstone Tactical Opportunities Fund - I - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - S - NQ L.P., | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - C - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - L - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer |
Blackstone Tactical Opportunities Fund - O - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - N - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - U - NQ L.L.C. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund II - C - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Tactical Opportunities Fund - T - NQ L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ | ||
L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer |
BTAS NQ Holdings L.L.C. | ||
By: BTAS Associates - NQ L.L.C., its managing member | ||
By: Blackstone Holdings II L.P., its managing member By: Blackstone Holdings I/II GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. | ||
By: Blackstone Family GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Blackstone Tactical Opportunities Associates - NQ L.L.C. | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
BTOA - NQ L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Holdings II L.P. | ||
By: Blackstone Holdings I/II GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
BTAS Associates - NQ L.L.C. | ||
By: Blackstone Holdings II L.P., its managing member, By: Blackstone Holdings I/II GP L.L.C., its general partner | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director |
Blackstone Family GP L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. | ||
By: BTO-NQ Side-by-Side GP L.L.C., its general partner | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
BTO-NQ Side-by-Side GP L.L.C. | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
BTO Urban Holdings II L.P. | ||
By: Blackstone Tactical Opportunities Associates - NQ L.L.C., its general partner | ||
By: BTOA - NQ L.L.C., its sole member | ||
By: | /s/ Christopher J. James | |
Name: Christopher J. James | ||
Title: Chief Operating Officer | ||
Blackstone Holdings I/II GP L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Blackstone Inc. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Blackstone Group Management L.L.C. | ||
By: | /s/ Tabea Hsi | |
Name: Tabea Hsi | ||
Title: Senior Managing Director | ||
Stephen A. Schwarzman | ||
/s/ Stephen A. Schwarzman |
SCHEDULE I
Executive Officers and Directors of Blackstone Inc.
The name and principal occupation of each director and executive officer of Blackstone Inc. are set forth below. The address for each person listed below is c/o Blackstone Inc., 345 Park Avenue, New York, New York 10154. All executive officers and directors listed are United States citizens.
OFFICERS: | ||
Name | Present Principal Occupation or Employment | |
Stephen A. Schwarzman | Founder, Chairman and Chief Executive Officer of Blackstone Inc. | |
Jonathan D. Gray | President, Chief Operating Officer of Blackstone Inc. | |
Michael S. Chae | Chief Financial Officer of Blackstone Inc. | |
John G. Finley | Chief Legal Officer of Blackstone Inc. | |
Vikrant Sawhney | Chief Administrative Officer of Blackstone Inc. | |
DIRECTORS: | ||
Name | Present Principal Occupation or Employment | |
Stephen A. Schwarzman | Founder, Chairman and Chief Executive Officer of Blackstone Inc. | |
Jonathan D. Gray | President, Chief Operating Officer of Blackstone Inc. | |
Kelly A. Ayotte | Former United States Senator from New Hampshire | |
Joseph P. Baratta | Global Head of Private Equity at Blackstone Inc. | |
James W. Breyer | Founder and Chief Executive Officer of Breyer Capital | |
Reginald J. Brown | Partner for the law firm, Kirkland & Ellis | |
Rochelle B. Lazarus | Chairman Emeritus & Former Chief Executive Officer, Ogilvy & Mather Worldwide | |
William G. Parrett | Retired CEO of Deloitte Touche Tohmatsu and retired Senior Partner of Deloitte (USA) | |
Ruth Porat | President and Chief Investment Officer; Chief Financial Officer of Alphabet Inc. and Google Inc. |
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Class A Common Stock.