Filing Details
- Accession Number:
- 0001193125-24-073005
- Form Type:
- 13D Filing
- Publication Date:
- 2024-03-19 20:00:00
- Filed By:
- Clal Biotechnology Industries Ltd.
- Company:
- Elicio Therapeutics Inc.
- Filing Date:
- 2024-03-20
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Access Industries Holdings | 0 | 599,197 | 0 | 599,197 | 599,197 | 5.83% |
| Access Industries | 0 | 599,197 | 0 | 599,197 | 599,197 | 5.83% |
| Access Industries Management | 0 | 599,197 | 0 | 599,197 | 599,197 | 5.83% |
| Clal Industries Ltd | 0 | 599,197 | 0 | 599,197 | 599,197 | 5.83% |
| Clal Biotechnology Industries Ltd | 599,197 | 0 | 599,197 | 0 | 599,197 | 5.83% |
| Len Blavatnik | 0 | 599,197 | 0 | 599,197 | 599,197 | 5.83% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Elicio Therapeutics, Inc.
(Name of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
28657F103
(CUSIP Number)
Alejandro Moreno
Langhorne S. Perrow
c/o Access Industries, Inc.
40 West 57th Street, 28th Floor
New York, New York 10019
(212) 247-6400
with copies to:
Nicholas P. Pellicani
Debevoise & Plimpton LLP
65 Gresham Street
EC2V 7NQ
London
+ 44 20 7786 9000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 18, 2024
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Access Industries Holdings LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
| 8 | SHARED VOTING POWER
599,197 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
599,197 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (Limited Liability Company) | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the Securities and Exchange Commission (the SEC) on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023, and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Access Industries, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
| 8 | SHARED VOTING POWER
599,197 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
599,197 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (Limited Liability Company) | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the SEC on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023 and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Access Industries Management, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
| 8 | SHARED VOTING POWER
599,197 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
599,197 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO (Limited Liability Company) | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the SEC on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023 and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Clal Industries Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Israel | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
| 8 | SHARED VOTING POWER
599,197 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
599,197 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the SEC on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023 and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Clal Biotechnology Industries Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Israel | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
599,197 shares | ||||
| 8 | SHARED VOTING POWER
0 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
599,197 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
0 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the SEC on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023 and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CUSIP No. 28657F103
| 1 | NAME OF REPORTING PERSON.
Len Blavatnik | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
SC | |||||
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 shares | ||||
| 8 | SHARED VOTING POWER
599,197 shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 shares | |||||
| 10 | SHARED DISPOSITIVE POWER
599,197 shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
599,197 shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
5.83%(1) | |||||
| 14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN | |||||
| (1) | All percentages of ownership of the Common Stock by Reporting Persons presented in this Statement are based on an aggregate of 8,407,106 shares of Common Stock issued and outstanding as of November 7, 2023, as set forth in the Issuers quarterly report on Form 10-Q, filed with the SEC on November 13, 2023, 1,213,000 additional shares of Common Stock issued on December 22, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on December 22, 2023 and 584,170 additional shares of Common Stock issued since September 30, 2023, as reported in the Issuers current report on Form 8-K, filed with the SEC on January 16, 2024. |
CONTINUATION PAGES TO SCHEDULE 13D
This Amendment No. 3 to Schedule 13D is being filed by Access Industries Holdings LLC (AIH), Access Industries Management, LLC (AIM), Access Industries, LLC (Access LLC), Clal Industries Ltd. (CI), Clal Biotechnology Industries Ltd. (CBI) and Len Blavatnik (collectively, the Reporting Persons, and each, a Reporting Person) to report certain changes in beneficial ownership of common stock, $0.01 par value per share (the Common Stock) of Elicio Therapeutics, Inc. (the Issuer) held by the Reporting Persons. The agreement among the Reporting Persons relating to the joint filing of this Schedule 13D is attached as an exhibit hereto.
The Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission (the SEC) on June 12, 2023, as amended and supplemented by Amendment No. 1 to the Schedule 13D filed by the Reporting Persons with the SEC on August 30, 2023 and Amendment No. 2 to the Schedule 13D filed by the Reporting Persons with the SEC on December 27, 2023 (together, the Schedule), is hereby amended and supplemented by the Reporting Persons as set forth below in this Amendment No. 3. This amendment is filed by the Reporting Persons in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, and refers only to information that has materially changed since the filing of the Schedule. The items identified below, or the particular paragraphs of such items which are identified below, are amended as set forth below. Unless otherwise indicated, all capitalized terms used and not defined herein have the respective meanings assigned to them in the Schedule.
| Item 5 | Interest in Securities of the Issuer |
Items 5(a) and (b) and (c) to the Schedule are hereby amended and restated as follows:
(a) and (b) The responses of each of the Reporting Persons with respect to Rows 11, 12, and 13 of the cover pages of this Schedule 13D that relate to the aggregate number and percentage of Common Stock (including but not limited to footnotes to such information) are incorporated herein by reference.
The responses of each of the Reporting Persons with respect to Rows 7, 8, 9, and 10 of the cover pages of this Schedule 13D that relate to the number of Common Stock as to which each of the persons or entities referenced in Item 2 above has sole or shared power to vote or to direct the vote of and sole or shared power to dispose of or to direct the disposition of (including but not limited to footnotes to such information) are incorporated herein by reference.
534,040 shares of Common Stock and 65,157 warrants to purchase shares of Common Stock at an exercise price of $60.77 are owned directly by CBI and each of AIH, Access LLC, AIM, CI and Mr. Blavatnik may be deemed to share voting and investment power over the securities owned by CBI because (i) Len Blavatnik controls AIM, AIH, Access LLC and AI International GP Limited (the general partner of AI SMS, as defined below), (ii) Access LLC controls a majority of the outstanding voting interests in AIH, (iii) AIM controls Access LLC and AIH, (iv) AIH owns a majority of the equity of AI SMS L.P. (AI SMS), (v) AI SMS owns a majority of the equity of AI Diversified Holdings Ltd. (Holdings Limited), (vi) Holdings Limited owns AI Diversified Parent S.à r.l., which owns AI Diversified Holdings S.à r.l., which owns Access AI Ltd (Access AI), (vii) Access AI wholly owns CI and (viii) CI is the controlling shareholder of CBI. Each of the Reporting Persons (other than CBI), and each of their affiliated entities and the officers, partners, members and managers thereof, disclaims beneficial ownership of the securities held directly by CBI.
(c) The following transactions in the Issuers securities have been effected by Reporting Persons within the 60 days prior to this filing:
On February 12, 2024, CBI sold 298 shares of Common Stock at a weighted average price of $4.4980 in open market transactions.3
On February 20, 2024, CBI sold 2,000 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.4
On February 21, 2024, CBI sold 3,000 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.5
On February 22, 2024, CBI sold 2,025 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.6
On February 23, 2024, CBI sold 400 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.7
On February 27, 2024, CBI sold 4,000 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.8
On March 1, 2024, CBI sold 67 shares of Common Stock at a weighted average price of $4.1500 in open market transactions.9
| 3 | The shares were sold in multiple transactions ranging from $4.50 to $4.46, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 4 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 5 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 6 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 7 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 8 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 9 | The shares were sold in multiple transactions ranging from $4.15 to $4.15, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
On March 5, 2024, CBI sold 2,289 shares of Common Stock at a weighted average price of $4.1000 in open market transactions.10
On March 6, 2024, CBI sold 3,000 shares of Common Stock at a weighted average price of $4.1500 in open market transactions.11
On March 7, 2024, CBI sold 5,000 shares of Common Stock at a weighted average price of $4.3500 in open market transactions.12
On March 8, 2024, CBI sold 5,000 shares of Common Stock at a weighted average price of $4.5000 in open market transactions.13
On March 11, 2024, CBI sold 1,481 shares of Common Stock at a weighted average price of $5.4326 in open market transactions.14
On March 12, 2024, CBI sold 5,000 shares of Common Stock at a weighted average price of $5.4529 in open market transactions.15
On March 13, 2024, CBI sold 2,209 shares of Common Stock at a weighted average price of $5.4027 in open market transactions.16
On March 15, 2024, CBI sold 41 shares of Common Stock at a weighted average price of $5.4000 in open market transactions.17
| 10 | The shares were sold in multiple transactions ranging from $4.10 to $4.10, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 11 | The shares were sold in multiple transactions ranging from $4.15 to $4.15, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 12 | The shares were sold in multiple transactions ranging from $4.35 to $4.35, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 13 | The shares were sold in multiple transactions ranging from $4.50 to $4.50, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 14 | The shares were sold in multiple transactions ranging from $5.49 to $5.41, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 15 | The shares were sold in multiple transactions ranging from $5.56 to $5.40, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 16 | The shares were sold in multiple transactions ranging from $5.42 to $5.40, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 17 | The shares were sold in multiple transactions ranging from $5.40 to $5.40, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
On March 18, 2024, CBI sold 31,135 shares of Common Stock at a weighted average price of $6.1759 in open market transactions.18
On March 19, 2024, CBI sold 15,751 shares of Common Stock at a weighted average price of $6.5001 in open market transactions.19
| Item 7 | Materials to Be Filed as Exhibits |
| Exhibit | Description | |
| 99.7 | Joint Filing Agreement, dated as of March 20, 2024. | |
| 18 | The shares were sold in multiple transactions ranging from $6.40 to $6.00, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 19 | The shares were sold in multiple transactions ranging from $6.51 to $6.50, inclusive. The Reporting Persons undertake to provide to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within such range. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: March 20, 2024
| ACCESS INDUSTRIES HOLDINGS LLC | By: Access Industries Management, LLC, its Manager | |||||||
| /s/ Alejandro Moreno | ||||||||
| Name: Alejandro Moreno | ||||||||
| Title: Executive Vice President | ||||||||
| ACCESS INDUSTRIES MANAGEMENT, LLC | /s/ Alejandro Moreno | |||||||
| Name: Alejandro Moreno | ||||||||
| Title: Executive Vice President | ||||||||
| ACCESS INDUSTRIES, LLC | By: Access Industries Management, LLC, its Manager | |||||||
| /s/ Alejandro Moreno | ||||||||
| Name: Alejandro Moreno | ||||||||
| Title: Executive Vice President | ||||||||
| CLAL INDUSTRIES LTD. | /s/ Nufar Malovani | |||||||
| Name: Nufar Malovani | ||||||||
| Title: Deputy CEO and General Counsel | ||||||||
| /s/ Alon Heller | ||||||||
| Name: Alon Heller | ||||||||
| Title: Vice President | ||||||||
| CLAL BIOTECHNOLOGY INDUSTRIES LTD. | /s/ Liat Nissan | |||||||
| Name: Liat Nissan | ||||||||
| Title: Vice President Finance | ||||||||
| /s/ Nufar Malovani | ||||||||
| Name: Nufar Malovani | ||||||||
| Title: Director | ||||||||
| * | ||||||||
| Name: Len Blavatnik | ||||||||
| * | The undersigned, by signing his name hereto, executes this Amendment No. 3 to Schedule 13D pursuant to the Limited Power of Attorney executed on behalf of Mr. Blavatnik and filed herewith. |
| By: | /s/ Alejandro Moreno | |
| Name: Alejandro Moreno | ||
| Attorney-in-Fact | ||