Filing Details

---

---

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A 

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)* 

 

SOPHiA GENETICS SA

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

H82027105

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. H82027105

SCHEDULE 13G/A

Page 2 of 10 Pages

 

CUSIP No. H82027105

SCHEDULE 13G/A

Page 3 of 10 Pages

 

CUSIP No. H82027105

SCHEDULE 13G/A

Page 4 of 10 Pages

 

CUSIP No. H82027105

SCHEDULE 13G/A

Page 5 of 10 Pages

 

SOPHiA GENETICS SA

(b) Address of Issuer’s Principal Executive Offices

Rue du Centre 172

CH-1025 Saint-Sulpice

Switzerland

Item 2.

(a) Name of Person Filing

Generation Investment Management LLP;

Generation IM Sustainable Solutions GP III Limited;

Generation IM Sustainable Solutions Fund III, L.P.

(b) Address of Principal Business Office, or, if none, Residence

Generation Investment Management LLP: 20 Air Street, 7th floor, London, United Kingdom W1B 5AN.

Generation IM Sustainable Solutions GP III Limited: PO Box 255, Trafalgar Court, Les Banques, St Peter Port, Guernsey GY1 3QL

Generation IM Sustainable Solutions Fund III, L.P.: PO Box 255, Trafalgar Court, Les Banques, St Peter Port, Guernsey GY1 3QL

(c) Citizenship

Generation Investment Management LLP – England and Wales

Generation IM Sustainable Solutions GP III Limited - Guernsey

Generation IM Sustainable Solutions Fund III, L.P. - Guernsey

(d) Title of Class of Securities

Ordinary Shares

(e) CUSIP No.:

H82027105

 

CUSIP No. H82027105

SCHEDULE 13G/A

Page 6 of 10 Pages

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

	(a)	¨	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
	(b)	¨	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
	(c)	¨	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
	(d)	¨	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
	(e)	¨	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
	(f)	¨	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
	(g)	¨	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
	(h)	¨	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
	(i)	¨	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
	(j)	¨	A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
	(k)	¨	A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount beneficially owned:

See the response(s) to Item 9 on the attached cover pages.

(b) Percent of class:

See the response(s) to Item 11 on the attached cover pages.

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover pages.

(ii) Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover pages.

(iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover pages.

(iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover pages.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

CUSIP No.  H82027105

SCHEDULE 13G/A

Page 8 of 10 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2024

  

	GENERATION INVESTMENT MANAGEMENT LLP
	By:	/s/ Lisa Anderson
		Name:	Lisa Anderson
		Title:	Chief Operating Officer

 

 

	Generation IM Sustainable Solutions GP III Limited
	By:	/s/ Anne Ewing
		Name:	Anne Ewing
		Title:	Director

 

	Generation IM Sustainable Solutions Fund III, L.P.
	By:	/s/ Anne Ewing
		Name:	Anne Ewing
		Title:	Director

 

 

 

CUSIP No.  H82027105

SCHEDULE 13G/A

Page 9 of 10 Pages

 

 

INDEX TO EXHIBITS

 

Exhibit No.  Exhibit

99.1               Joint Filing Agreement

 

CUSIP No.  H82027105

SCHEDULE 13G/A

Page 10 of 10 Pages

 

 

Exhibit 99.1

 

The undersigned acknowledge and agree that the foregoing statement on SCHEDULE 13G/A is filed on behalf of each of the undersigned and that all subsequent amendments to such statement on SCHEDULE 13G/A shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other entity or person, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

 

Dated: February 14, 2024

	GENERATION INVESTMENT MANAGEMENT LLP
	By:	/s/ Lisa Anderson
		Name:	Lisa Anderson
		Title:	Chief Operating Officer

 

 

	Generation IM Sustainable Solutions GP III Limited
	By:	/s/ Anne Ewing
		Name:	Anne Ewing
		Title:	Director

 

	Generation IM Sustainable Solutions Fund III, L.P.
	By:	/s/ Anne Ewing
		Name:	Anne Ewing
		Title:	Director