Filing Details
- Accession Number:
- 0000929638-24-000563
- Form Type:
- 13G Filing
- Publication Date:
- 2024-02-12 19:00:00
- Filed By:
- Lind Global Fund Ii Lp
- Company:
- Cea Industries Inc. (OTCMKTS:CEAD)
- Filing Date:
- 2024-02-13
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Lind Global Fund II | 415,000 | 0 | 415,000 | 0 | 415,000 | 4.9% |
| Lind Global Partners II | 415,000 | 0 | 415,000 | 0 | 415,000 | 4.9% |
| Jeff Easton | 415,000 | 0 | 415,000 | 0 | 415,000 | 4.9% |
Filing
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
| SCHEDULE 13G | ||
| Under the Securities Exchange Act of 1934 | ||
| (Amendment No. 2)* |
| CEA Industries Inc. | ||
| (Name of Issuer) |
| Common Stock, par value $0.00001 per share | ||
| (Title of Class of Securities) |
| 86887P200 | ||
| (CUSIP Number) |
| December 31, 2023 | ||
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule
13d-1(b)
[x] Rule
13d-1(c)
[ ] Rule
13d-1(d)
___________________________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Fund II LP |
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 Sole Voting Power 415,000 |
| 6 Shared Voting Power 0 | |
| 7 Sole Dispositive Power 415,000 | |
| 8 Shared Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 415,000(1) | |
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |
| 11 | Percent of Class Represented by Amount in Row (9)* 4.9%(2) | |
| 12 | Type of Reporting Person (See Instructions) PN |
(1) The reporting person’s ownership consists of warrants to purchase 613,366 common shares (the “Warrants”); however, due to the exercise
limitations of the Warrants, the reporting person’s beneficial ownership has been limited to 415,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater
than 4.99% of the Company.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Partners II LLC |
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 Sole Voting Power 415,000 |
| 6 Shared Voting Power 0 | |
| 7 Sole Dispositive Power 415,000 | |
| 8 Shared Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 415,000(1) | |
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |
| 11 | Percent of Class Represented by Amount in Row (9)* 4.9%(2) | |
| 12 | Type of Reporting Person (See Instructions) OO |
(1) The reporting person’s ownership consists of 613,366 Warrants; however, due to the exercise limitations of the Warrants, the reporting person’s beneficial ownership
has been limited to 415,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater
than 4.99% of the Company.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Jeff Easton |
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. United States |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 Sole Voting Power 415,000 |
| 6 Shared Voting Power 0 | |
| 7 Sole Dispositive Power 415,000 | |
| 8 Shared Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 415,000(1) | |
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |
| 11 | Percent of Class Represented by Amount in Row (9)* 4.9%(2) | |
| 12 | Type of Reporting Person (See Instructions) IN |
(1) The reporting person’s ownership consists of 613,366 Warrants; however, due to the exercise limitations of the Warrants, the reporting person’s beneficial ownership
has been limited to 415,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater
than 4.99% of the Company.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
February 13, 2024
| LIND GLOBAL FUND II LP | ||
| By: | | Lind Global Partners II LLC |
| | its General Partner | |
| By: | /s/ Jeff Easton | |
| Name: | | Jeff Easton |
| Title: | | Managing Member |
| LIND GLOBAL PARTNERS II LLC | ||
| By: | | /s/ Jeff Easton |
| Name: | | Jeff Easton |
| Title: | | Managing Member |
| JEFF EASTON | ||
| By: | | /s/ Jeff Easton |