Filing Details
- Accession Number:
- 0000807249-16-000503
- Form Type:
- 13D Filing
- Publication Date:
- 2016-12-15 14:43:33
- Filed By:
- GAMCO Investors
- Company:
- Lanxess Solutions Us Inc. (NYSE:CHMT)
- Filing Date:
- 2016-12-15
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Gabelli Funds | 2,391,015 | 2,391,015 | 2,391,015 | 3.80% | ||
GAMCO Asset Management Inc. I.D. No. 13-40445 | 4,423,656 | 4,726,356 | 4,726,356 | 7.50% | ||
Teton Advisors, Inc. I.D. No. 13-4008049 | 85,000 | 85,000 | 85,000 | 0.13% | ||
Gabelli Company Investment Advisers, Inc. I.D. No. 13-3379374 | 399,797 | 399,797 | 399,797 | 0.63% | ||
GGCP, Inc. I.D. No. 13-3056041 | 0.00% | |||||
GAMCO Investors, Inc. I.D. No. 13-400786 | 9,130 | 9,130 | 9,130 | 0.01% | ||
Associated Capital Group, Inc. I.D. No. 47-3965991 Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | 0.00% | |||||
Mario J. Gabelli | 49,500 | 49,500 | 49,500 | 0.08% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934 (Amendment No. 8)
Chemtura Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
________163893209_________
(CUSIP Number)
David Goldman
GAMCO Investors, Inc.
One Corporate Center
Rye, New York 10580-1435
(914) 921-5000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
______________________ December 13, 2016________________________
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box .
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Gabelli Funds, LLC I.D. No. 13-4044523 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization New York | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 2,391,015 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 2,391,015 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 2,391,015 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 3.80% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Asset Management Inc. I.D. No. 13-4044521 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00-Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization New York | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 4,423,656 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 4,726,356 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 4,726,356 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 7.50% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Teton Advisors, Inc. I.D. No. 13-4008049 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00 – Funds of investment advisory clients | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 85,000 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 85,000 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 85,000 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.13% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IA, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Gabelli & Company Investment Advisers, Inc. I.D. No. 13-3379374 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) 00 – Client funds | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 399,797 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 399,797 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 399,797 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) | ||
13 | Percent of class represented by amount in row (11) 0.63% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO, IA |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GGCP, Inc. I.D. No. 13-3056041 | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) None | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Wyoming | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power None (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) GAMCO Investors, Inc. I.D. No. 13-4007862 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | |||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) WC | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 9,130 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 9,130 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 9,130 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.01% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Associated Capital Group, Inc. I.D. No. 47-3965991 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | |||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) None | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization Delaware | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power None (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power None (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person None (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.00% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) HC, CO |
CUSIP No. 163893209
1 | Names of reporting persons I.R.S. identification nos. of above persons (entities only) Mario J. Gabelli | ||
2 | Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a) (b) | ||
3 | Sec use only | ||
4 | Source of funds (SEE INSTRUCTIONS) Private Funds | ||
5 | Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) | ||
6 | Citizenship or place of organization USA | ||
Number Of Shares Beneficially Owned By Each Reporting Person With | : 7 : : : | Sole voting power 49,500 (Item 5) | |
: 8 : : : | Shared voting power None | ||
: 9 : : : | Sole dispositive power 49,500 (Item 5) | ||
:10 : : : | Shared dispositive power None | ||
11 | Aggregate amount beneficially owned by each reporting person 49,500 (Item 5) | ||
12 | Check box if the aggregate amount in row (11) excludes certain shares (SEE INSTRUCTIONS) X | ||
13 | Percent of class represented by amount in row (11) 0.08% | ||
14 | Type of reporting person (SEE INSTRUCTIONS) IN |
Item 1. Security and Issuer
This Amendment No. 8 to Schedule 13D on the Common Stock of Chemtura Corporation, (the "Issuer") is being filed on behalf of the undersigned to amend the Schedule 13D, as amended (the "Schedule 13D") which was originally filed on March 27, 2014. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth in the Schedule 13D.
Item 2. Identity and Background
Item 2 to Schedule 13D is amended, in pertinent part, as follows:
This statement is being filed by Mario J. Gabelli ("Mario Gabelli") and various entities which he
directly or indirectly controls or for which he acts as chief investment officer. These entities, except for LICT Corporation ("LICT), CIBL, Inc. ("CIBL") and ICTC Group, Inc. ("ICTC"), engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as general partner or the equivalent of various private investment partnerships or private funds. Certain of these entities may also make investments for their own accounts.
The foregoing persons in the aggregate often own beneficially more than 5% of a class of equity securities of a particular issuer. Although several of the foregoing persons are treated as institutional investors for purposes of reporting their beneficial ownership on the short-form Schedule 13G, the holdings of those who do not qualify as institutional investors may exceed the 1% threshold presented for filing on Schedule 13G or implementation of their investment philosophy may from time to time require action which could be viewed as not completely passive. In order to avoid any question as to whether their beneficial ownership is being reported on the proper form and in order to provide greater investment flexibility and administrative uniformity, these persons have decided to file their beneficial ownership reports on the more detailed Schedule 13D form rather than on the short-form Schedule 13G and thereby to provide more expansive disclosure than may be necessary.
(a), (b) and (c) - This statement is being filed by one or more of the following persons: GGCP, Inc. ("GGCP"), GGCP Holdings LLC ("GGCP Holdings"), GAMCO Investors, Inc. ("GBL"), Associated Capital Group, Inc. ("AC"), Gabelli Funds, LLC ("Gabelli Funds"), GAMCO Asset Management Inc. ("GAMCO"), Teton Advisors, Inc. ("Teton Advisors"), Gabelli & Company Investment Advisers, Inc. ("GCIA"), G.research, LLC ("G.research"), MJG Associates, Inc. ("MJG Associates"), Gabelli Foundation, Inc. ("Foundation"), MJG-IV Limited Partnership ("MJG-IV"), Mario Gabelli, LICT, CIBL and ICTC. Those of the foregoing persons signing this Schedule 13D are hereinafter referred to as the "Reporting Persons".
GGCP makes investments for its own account and is the manager and a member of GGCP Holdings which is the controlling shareholder of GBL and AC. GBL, a public company listed on the New York Stock Exchange, is the parent company for a variety of companies engaged in the securities business, including certain of those named below. AC, a public company listed on the New York Stock Exchange, is the parent company for a variety of companies engaged in the securities business, including certain of those listed below.
GAMCO, a wholly-owned subsidiary of GBL, is an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Advisers Act"). GAMCO is an investment manager providing discretionary managed account services for employee benefit plans, private investors, endowments, foundations and others.
GCIA, a wholly owned subsidiary of AC, is an investment adviser registered under the Advisers Act and serves as a general partner or investment manager to limited partnerships and offshore investment companies and other accounts. As a part of its business, GCIA may purchase or sell securities for its own account. GCIA is a general partner or investment manager of a number of funds or partnerships, including Gabelli Associates Fund, L.P., Gabelli Associates Fund II, L.P., Gabelli Associates Limited, Gabelli Associates Limited II E, ALCE Partners, L.P., Gabelli Capital Structure Arbitrage Fund LP, Gabelli Capital Structure Arbitrage Fund Limited, Gabelli Intermediate Credit Fund L.P., GAMA Select Energy + L.P., GAMCO Medical Opportunities L.P., and Gabelli Multimedia Partners, L.P.
G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended ("1934 Act"), which as a part of its business regularly purchases and sells securities for its own account.
Gabelli Funds, a wholly owned subsidiary of GBL, is a limited liability company. Gabelli Funds is an investment adviser registered under the Advisers Act which provides advisory services for The Gabelli Equity Trust Inc., The Gabelli Asset Fund, The GAMCO Growth Fund, The Gabelli Convertible and Income Securities Fund Inc., The Gabelli Value 25 Fund Inc., The Gabelli Small Cap Growth Fund, The Gabelli Equity Income Fund, The Gabelli ABC Fund, The GAMCO Global Telecommunications Fund, The Gabelli Gold Fund, Inc., The Gabelli Multimedia Trust Inc., The Gabelli Global Rising Income & Dividend Fund, The Gabelli Capital Asset Fund, The GAMCO International Growth Fund, Inc., The GAMCO Global Growth Fund, The Gabelli Utility Trust, The GAMCO Global Opportunity Fund, The Gabelli Utilities Fund, The Gabelli Dividend Growth Fund, The GAMCO Mathers Fund, The Gabelli Focus Five Fund, The Comstock Capital Value Fund, The Gabelli Dividend and Income Trust, The Gabelli Global Utility & Income Trust, The GAMCO Global Gold, Natural Resources, & Income Trust, The GAMCO Natural Resources Gold & Income Trust, The GDL Fund, Gabelli Enterprise Mergers & Acquisitions Fund, The Gabelli ESG Fund, Inc., The Gabelli Healthcare & Wellness Rx Trust, The Gabelli Global Small and Mid Cap Value Trust, Gabelli Value Plus+ Trust, The Gabelli Go Anywhere Trust, Bancroft Fund Ltd. and Ellsworth Growth & Income Fund Ltd. (collectively, the "Funds"), which are registered investment companies. Gabelli Funds is also the investment adviser to The GAMCO International SICAV (sub-funds GAMCO Merger Arbitrage and GAMCO All Cap Value), a UCITS III vehicle.
Teton Advisors, an investment adviser registered under the Advisers Act, provides discretionary advisory services to The TETON Westwood Mighty Mitessm Fund, The TETON Westwood Income Fund, The TETON Westwood SmallCap Equity Fund, and The TETON Westwood Mid-Cap Equity Fund.
MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the Investment Manager of Gabelli International Limited and Gabelli Fund, LDC. Mario J. Gabelli is the general partner of Gabelli Performance Partnership, LP.
The Foundation is a private foundation. Mario Gabelli is the Chairman, a Trustee and the Investment Manager of the Foundation. Elisa M. Wilson is the President of the Foundation.
LICT is a holding company with operating subsidiaries engaged primarily in the rural telephone industry. LICT actively pursues new business ventures and acquisitions. LICT makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in securities. Mario J. Gabelli is the Chief Executive Officer, a director, and substantial shareholder of LICT.
ICTC is a holding company with subsidiaries in voice, broadband and other telecommunications services, primarily in the rural telephone industry. ICTC makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in securities. Mario J. Gabelli is a director, and substantial shareholder of ICTC.
CIBL is a holding company with interests in telecommunications operations, primarily in the rural telephone industry. CIBL actively pursues new business ventures and acquisitions. CIBL makes investments in marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in securities. Mario J. Gabelli is a director, and substantial shareholder of CIBL.
Mario Gabelli is the controlling stockholder, Chief Executive Officer and a director of GGCP and Chairman and Chief Executive Officer of GBL. He is the Executive Chairman of AC. Mario Gabelli is also a member of GGCP Holdings. Mario Gabelli is the controlling shareholder of Teton.
MJG-IV is a family partnership in which Mario Gabelli is the general partner. Mario Gabelli has less than a 100% interest in MJG-IV. MJG-IV makes investments for its own account. Mario Gabelli disclaims ownership of the securities held by MJG-IV beyond his pecuniary interest.
The Reporting Persons do not admit that they constitute a group.
GAMCO is a New York corporation and GBL, AC, GCIA, and Teton Advisors are Delaware corporations, each having its principal business office at One Corporate Center, Rye, New York 10580. GGCP is a Wyoming corporation having its principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. GGCP Holdings is a Delaware limited liability corporation having its principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. G.research is a Delaware limited liability company having its principal officers at One Corporate Center, Rye, New York 10580. Gabelli Funds is a New York limited liability company having its principal business office at One Corporate Center, Rye, New York 10580. MJG Associates is a Connecticut corporation having its principal business office at 140 Greenwich Avenue, Greenwich, CT 06830. The Foundation is a Nevada corporation having its principal offices at 165 West Liberty Street, Reno, Nevada 89501. LICT is a Delaware corporation having its principal place of business as 401 Theodore Fremd Avenue, Rye, New York 10580. CIBL, Inc. is a Delaware corporation having its principal place of business as 165 West Liberty Street, Suite 220, Reno, NV 89501. ICTC Group Inc. is a Delaware corporation having its principal place of business as 556 Main Street, Nome, North Dakota 58062.
For information required by instruction C to Schedule 13D with respect to the executive officers and directors of the foregoing entities and other related persons (collectively, "Covered Persons"), reference is made to Schedule I annexed hereto and incorporated herein by reference.
(d) – Not applicable.
(e) – Not applicable.
(f) – Reference is made to Schedule I hereto.
Item 5. Interest In Securities Of The Issuer
Item 5 to Schedule 13D is amended, in pertinent part, as follows:
(a) The aggregate number of Securities to which this Schedule 13D relates is 7,660,798 shares, representing 12.16% of the 62,990,748 shares outstanding as reported in the Issuer's Schedule 14A as of October 28, 2016. The Reporting Persons beneficially own those Securities as follows:
Name | Shares of Common Stock | % of Class of Common |
GAMCO Gabelli Funds Teton Advisors GCIA Mario Gabelli GBL | 4,726,356 2,391,015 85,000 399,797 49,500 9,130 | 7.50% 3.80% 0.13% 0.63% 0.08% 0.01% |
Mario Gabelli is deemed to have beneficial ownership of the Securities owned beneficially by each of the foregoing persons. GCIA is deemed to have beneficial ownership of the Securities owned beneficially by G.research. GBL and GGCP are deemed to have beneficial ownership of the Securities owned beneficially by each of the foregoing persons other than Mario Gabelli and the Foundation.
(b) Each of the Reporting Persons and Covered Persons has the sole power to vote or direct the vote and sole power to dispose or to direct the disposition of the Securities reported for it, either for its own benefit or for the benefit of its investment clients or its partners, as the case may be, except that (i) GAMCO does not have the authority to vote 302,700 of the reported shares, (ii) Gabelli Funds has sole dispositive and voting power with respect to the shares of the Issuer held by the Funds so long as the aggregate voting interest of all joint filers does not exceed 25% of their total voting interest in the Issuer and, in that event, the Proxy Voting Committee of each Fund shall respectively vote that Fund's shares, (iii) at any time, the Proxy Voting Committee of each such Fund may take and exercise in its sole discretion the entire voting power with respect to the shares held by such fund under special circumstances such as regulatory considerations, and (iv) the power of Mario Gabelli, GBL, and GGCP is indirect with respect to Securities beneficially owned directly by other Reporting Persons.
(c) Information with respect to all transactions in the Securities which were effected during the past sixty days or since the most recent filing on Schedule 13D, whichever is less, by each of the Reporting Persons and Covered Persons is set forth on Schedule II annexed hereto and incorporated herein by reference.
(e) Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 15, 2016
GGCP, INC.
MARIO J. GABELLI
MJG ASSOCIATES, INC.
By:/s/ Douglas R. Jamieson
Douglas R. Jamieson
Attorney-in-Fact
TETON ADVISORS, INC.
GABELLI FUNDS, LLC
By:/s/ David Goldman
David Goldman
General Counsel – Teton Advisors, Inc.
& Gabelli Funds, LLC
GAMCO INVESTORS, INC.
By:/s/ Kevin Handwerker
Kevin Handwerker
General Counsel & Secretary – Associated Capital Group, Inc.
& GAMCO Investors, Inc.
ASSOCIATED CAPITAL GROUP, INC.
GAMCO ASSET MANAGEMENT INC.
GABELLI & COMPANY INVESTMENT ADVISERS, INC.
By:/s/ Douglas R. Jamieson
Douglas R. Jamieson
President & Chief Executive Officer – Associated Capital
Group, Inc.
President – GAMCO Asset Management Inc.
President – Gabelli & Company Investment Advisers, Inc.
SCHEDULE I
Information with Respect to Executive
Officers and Directors of the Undersigned
Schedule I to Schedule 13D is amended, in pertinent part, as follows:
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli & Company Investment Advisers, Inc., G.research, LLC, Teton Advisors, Inc., Associated Capital Group, Inc. or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D. |
GAMCO Investors, Inc. Directors: | |||
Edwin L. Artzt Raymond C. Avansino Leslie B. Daniels | Former Chairman and Chief Executive Officer Procter & Gamble Company 900 Adams Crossing Cincinnati, OH 45202 Chairman & Chief Executive Officer E.L. Wiegand Foundation 165 West Liberty Street Reno, NV 89501 Director c/o GAMCO Investors, Inc. One Corporate Center Rye, NY 10580 | ||
Mario J. Gabelli Elisa M. Wilson | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman & Chief Executive Officer of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. Director c/o GAMCO Investors, Inc. One Corporate Center Rye, NY 10580 | ||
Eugene R. McGrath | Former Chairman and Chief Executive Officer Consolidated Edison, Inc. 4 Irving Place New York, NY 10003 | ||
Robert S. Prather | President & Chief Executive Officer Heartland Media, LLC 1843 West Wesley Road Atlanta, GA 30327 | ||
Officers: | |||
Mario J. Gabelli | Chairman and Chief Executive Officer | ||
Henry G. Van der Eb Bruce N. Alpert Agnes Mullady Kevin Handwerker | Senior Vice President Senior Vice President Senior Vice President Executive Vice President, General Counsel and Secretary | ||
GAMCO Asset Management Inc. Directors: | |||
Douglas R. Jamieson Regina M. Pitaro William S. Selby | |||
Officers: | |||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer – Value Portfolios | ||
Douglas R. Jamieson David Goldman | President, Chief Operating Officer and Managing Director General Counsel, Secretary & Chief Compliance Officer | ||
Gabelli Funds, LLC Officers: | |||
Mario J. Gabelli | Chief Investment Officer – Value Portfolios | ||
Bruce N. Alpert | Executive Vice President and Chief Operating Officer | ||
Agnes Mullady | President and Chief Operating Officer – Open End Fund Division | ||
David Goldman | General Counsel | ||
Gabelli Foundation, Inc. Officers: | |||
Mario J. Gabelli | Chairman, Trustee & Chief Investment Officer | ||
Elisa M. Wilson Marc Gabelli Matthew R. Gabelli Michael Gabelli | President Trustee Trustee Trustee | ||
MJG-IV Limited Partnership Officers: | |||
Mario J. Gabelli | General Partner |
GGCP, Inc. Directors: | ||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman & Chief Executive Officer of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. | |
Marc Gabelli | President – GGCP, Inc. | |
Matthew R. Gabelli | Vice President – Trading G.research, Inc. One Corporate Center Rye, NY 10580 | |
Michael Gabelli | President & COO Gabelli & Partners, LLC One Corporate Center Rye, NY 10580 | |
Frederic V. Salerno | Chairman Former Vice Chairman and Chief Financial Officer Verizon Communications | |
Vincent S. Tese | Executive Chairman – FCB Financial Corp | |
Officers: | ||
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer | |
Marc Gabelli | President | |
Silvio A. Berni | Vice President, Assistant Secretary and Controller | |
GGCP Holdings LLC Members: GGCP, Inc. Mario J. Gabelli | Manager and Member Member |
Teton Advisors, Inc. Directors: | |
Howard F. Ward Nicholas F. Galluccio Vincent J. Amabile John Tesoro | Chairman of the Board Chief Executive Officer and President |
Officers: | |
Howard F. Ward Nicholas F. Galluccio Michael J. Mancuso David Goldman Tiffany Hayden | See above See above Chief Financial Officer General Counsel Secretary |
Associated Capital Group, Inc. Directors: | |
Mario J. Gabelli | Chief Executive Officer and Chief Investment Officer of GGCP, Inc. Chairman & Chief Executive Officer of GAMCO Investors, Inc. Executive Chairman of Associated Capital Group, Inc. Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC. |
Marc Gabelli | Chairman of The LGL Group, Inc. 2525 Shader Road Orlando, FL 32804 |
Richard L. Bready | Former Chairman and Chief Executive Officer Nortek, Inc. 50 Kennedy Plaza Providence, RI 02903 |
Bruce Lisman | Former Chairman - JP Morgan – Global Equity Division |
Daniel R. Lee | Chief Executive Officer Full House Resorts, Inc. 4670 South Ford Apache Road, Suite 190 Las Vegas, NV 89147 |
Salvatore F. Sodano | Vice Chairman of the Board |
Officers: | |
Mario J. Gabelli Douglas R. Jamieson Patrick Dennis Kevin Handwerker Agnes Mullady David Fitzgerald | Executive Chairman President and Chief Executive Officer Executive Vice President and Chief Financial Officer Executive Vice President, General Counsel and Secretary Executive Vice President Assistant Secretary |
Gabelli & Company Investment Advisers, Inc. | |
Directors: | |
Douglas R. Jamieson |
Officers: | |
Douglas R. Jamieson Patrick Dennis Kevin Handwerker David Fitzgerald | Chief Executive Officer and President Executive Vice President, Chief Financial Officer Executive Vice President, General Counsel and Secretary Assistant Secretary |
G.research, LLC | |
Officers: | |
Cornelius V. McGinity Patrick Dennis Maria Gigi | President Executive Vice President and Chief Financial Officer Controller |
Bruce N. Alpert Douglas R. Jamieson David M. Goldman Josephine D. LaFauci | Vice President Secretary Assistant Secretary Chief Compliance Officer |
SCHEDULE II
INFORMATION WITH RESPECT TO
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
SHARES PURCHASED AVERAGE
DATE SOLD(-) PRICE(2)
COMMON STOCK-CHEMTURA CORPORATION
GABELLI & COMPANY INVESTMENT ADVISERS, INC.
12/06/16 800 33.0000
12/05/16 300 33.0000
12/02/16 4,250 32.9516
12/01/16 4,800 32.9060
11/30/16 1,400 32.9781
11/29/16 8,725 32.9604
11/28/16 5,600 32.9999
11/21/16 4,800 33.0063
11/17/16 1,700 32.9500
11/15/16 2,500 32.9634
11/07/16 2,800 32.7385
11/03/16 3,300 32.7000
11/02/16 3,700 32.7504
10/31/16 3,800 32.7815
10/26/16 1,700 32.8600
GABELLI ASSOCIATES LIMITED II E
12/06/16 600 33.0000
12/05/16 200 33.0000
12/02/16 2,600 32.9516
12/01/16 2,900 32.9060
11/30/16 1,200 32.9781
11/29/16 5,500 32.9604
11/28/16 3,600 32.9999
11/21/16 2,900 33.0063
11/17/16 1,100 32.9500
11/15/16 1,400 32.9634
11/07/16 1,800 32.7385
11/03/16 2,000 32.7000
11/02/16 2,400 32.7504
10/31/16 6,100 32.7815
10/26/16 800 32.8600
GABELLI ASSOCIATES LIMITED
12/06/16 700 33.0000
12/05/16 400 33.0000
12/02/16 3,700 32.9516
12/01/16 4,200 32.9060
11/30/16 1,100 32.9781
11/29/16 7,800 32.9604
11/28/16 5,200 32.9999
11/21/16 4,300 33.0063
11/17/16 1,400 32.9500
11/15/16 2,200 32.9634
11/07/16 2,600 32.7385
11/03/16 3,000 32.7000
11/02/16 3,207 32.7504
10/31/16 3,400 32.7815
10/26/16 1,500 32.8600
GABELLI ASSOCIATES FUND II
12/06/16 500 33.0000
12/05/16 200 33.0000
12/02/16 1,300 32.9516
11/29/16 4,800 32.9604
11/28/16 3,300 32.9999
11/21/16 2,600 33.0063
11/17/16 900 32.9500
11/15/16 1,400 32.9634
11/07/16 1,600 32.7385
11/03/16 1,800 32.7000
11/02/16 2,000 32.7504
10/31/16 2,200 32.7815
10/26/16 1,000 32.8600
GABELLI ASSOCIATES FUND
12/06/16 1,100 33.0000
12/05/16 400 33.0000
12/02/16 5,300 32.9516
12/01/16 5,700 32.9060
11/30/16 1,692 32.9781
11/29/16 10,900 32.9604
11/28/16 7,200 32.9999
11/21/16 5,800 33.0063
11/17/16 2,100 32.9500
11/15/16 3,000 32.9634
11/07/16 3,490 32.7385
11/03/16 4,100 32.7000
11/02/16 4,500 32.7504
10/31/16 4,700 32.7815
10/26/16 2,100 32.8600
GAMCO INVESTORS, INC.
12/06/16 100 33.0000
12/02/16 300 32.9516
12/01/16 500 32.9060
11/30/16 100 32.9781
11/29/16 700 32.9604
11/28/16 500 32.9999
11/21/16 500 33.0063
11/15/16 300 32.9634
11/07/16 200 32.7385
11/03/16 300 32.7000
11/02/16 300 32.7504
10/31/16 400 32.7815
GAMCO ASSET MANAGEMENT INC.
12/13/16 1,500- 33.1789
12/13/16 1,600- 33.1875
12/13/16 2,000- 33.2000
12/13/16 340- 33.1147
12/12/16 6,000- 33.1750
12/12/16 10,000 33.1500
12/12/16 100- 33.2000
12/09/16 300- 33.1750
12/08/16 15,800- 33.1003
12/08/16 800- 33.1500
12/08/16 5,000- 33.1675
12/08/16 400- *DO
12/07/16 1,600- 33.0391
12/06/16 200- 33.0000
12/06/16 1,600- 33.0250
12/06/16 900- *DO
12/06/16 7 33.0000
12/05/16 10,050 33.0000
12/02/16 1,000- 33.1000
12/02/16 300- *DO
12/02/16 1,850 32.9516
12/02/16 1,500- 33.0000
12/01/16 4,500- *DO
12/01/16 1,700- 32.9000
12/01/16 1,200 33.0000
12/01/16 2,200 32.9060
11/30/16 650 32.9781
11/30/16 500- 32.9750
11/30/16 68,105- 32.9695
11/30/16 4,000 32.9500
11/29/16 20,000 32.9488
11/29/16 200- 32.9750
11/29/16 4,175 32.9604
11/29/16 31,500- 32.9698
11/29/16 13,395- 32.9587
11/29/16 1,600 33.0000
11/29/16 6,000 32.9396
11/29/16 300- 32.9000
11/29/16 150- 32.9429
11/28/16 28,000 33.0500
11/28/16 2,650 32.9999
11/28/16 1,040- 33.0755
11/28/16 14,300- 33.0441
11/28/16 28,700- 33.0174
11/28/16 750- 33.0000
11/25/16 15,500- 33.0526
11/23/16 1,000- *DO
11/23/16 18,000- 33.1040
11/23/16 1,200- 33.2000
11/23/16 200- *DO
11/22/16 8,100- 33.1123
11/21/16 2,350 33.0063
11/21/16 8,200- 33.0129
11/18/16 24,436- 33.1188
11/18/16 300- 33.1750
11/18/16 2,000- 33.0000
11/18/16 750 *DI
11/17/16 10,714- 33.0500
11/17/16 100- 32.9668
11/17/16 15,000- 32.9658
11/17/16 500 32.9500
11/16/16 7,200- 32.9910
11/16/16 9,200- 33.0000
11/15/16 16,205- 33.0750
11/15/16 500- *DO
11/15/16 3,297- 33.1000
11/15/16 1,100 32.9634
11/15/16 500- 33.0000
11/14/16 3,300- 33.0000
11/14/16 8,003- 33.0466
11/14/16 11,700- 33.1049
11/14/16 1,000- 33.0730
11/11/16 6,400- 32.8727
11/11/16 105,800- 32.9175
11/11/16 10,700- 32.9033
11/10/16 4,100- 32.9640
11/10/16 125,700- 32.8798
11/10/16 200- 32.8750
11/10/16 1,457- *DO
11/08/16 3,090- 32.7856
11/08/16 500- *DO
11/08/16 2,000- 32.7500
11/08/16 12,000- 32.7717
11/07/16 1,625 32.7385
11/07/16 9,500- 32.7581
11/07/16 2,500- 32.7860
11/04/16 3,700- 32.8068
11/04/16 900- 32.8750
11/04/16 5,000- 32.8500
11/03/16 1,400 32.7000
11/03/16 5,000- 32.7500
11/02/16 3,400- 32.7574
11/02/16 1,775 32.7504
11/02/16 1,400- 32.7500
11/02/16 500- 32.7600
11/01/16 400- 32.7750
11/01/16 1,500- 32.8000
11/01/16 500- *DO
11/01/16 1,000- 32.7700
10/31/16 500- 32.8000
10/31/16 1,500- 32.8033
10/31/16 3,400- 32.7903
10/31/16 500- 32.7900
10/31/16 2,100 32.7815
10/28/16 8,000- 32.9184
10/27/16 1,000- 32.8800
10/27/16 8,000- 32.8622
10/27/16 500- 32.8931
10/26/16 350 32.8600
10/26/16 400- 32.8600
10/26/16 2,278- 32.8437
10/26/16 400- 32.8424
10/26/16 8,000- 32.8680
10/25/16 20,522- 32.8770
10/25/16 1,000- 32.8901
10/24/16 200- *DO
10/24/16 1,500- 32.9001
10/24/16 300- 32.9300
10/21/16 500- *DO
10/21/16 800- 32.8701
10/20/16 6,000- 32.9220
10/20/16 1,500- 32.8893
10/20/16 150- 32.9333
10/20/16 2,400- 32.9300
10/19/16 500- 32.9200
10/19/16 300- 32.9410
10/18/16 8,000- 32.8529
10/17/16 300- 32.8200
10/17/16 200- 32.8550
10/17/16 100- 32.8350
GGCP, INC.
12/05/16 9,000- *DO
11/14/16 4,000- *DO
GABELLI FUNDS, LLC.
GABELLI FOCUS FIVE FUND
12/13/16 15,189- 33.2000
12/09/16 35,000- 33.1838
12/08/16 21,658- 33.1551
12/07/16 500- 33.1500
10/31/16 20,600- 32.7799
10/31/16 100,000- 32.8000
10/28/16 17,242 32.9234
10/28/16 34,484- 32.9234
10/27/16 80,000- 32.8813
10/27/16 40,000 32.8813
GABELLI VALUE FUND
12/13/16 5,000- 33.1615
12/09/16 8,000- 33.1556
12/07/16 6,000- 33.0583
11/28/16 5,000- 33.0000
11/15/16 8,000- 33.0019
11/08/16 9,000- 32.7500
11/03/16 5,000- 32.7000
10/28/16 8,000- 32.8263
GABELLI SMALL CAP GROWTH FUND
11/02/16 20,000- 32.7768
11/01/16 15,000- 32.7888
GABELLI GO ANYWHERE TRUST
12/02/16 4,000 32.9000
GABELLI EQUITY TRUST
12/07/16 45,000- 33.0943
12/05/16 35,000- 32.9880
GABELLI ASSET FUND
11/18/16 5,000- 33.1500
11/01/16 70,000- 32.7888
10/26/16 3,693- 32.8598
GABELLI CAPITAL ASSET FUND
11/14/16 1,000- 32.9750
11/07/16 3,500- 32.8000
GAMCO MERGER ARBITRAGE
12/06/16 1,193 33.0000
12/05/16 950 33.0000
12/02/16 5,700 32.9516
12/01/16 6,700 32.9060
11/30/16 4,200 32.9781
11/29/16 9,900 32.9604
11/28/16 9,532 32.9999
11/21/16 6,750 33.0063
11/17/16 2,300 32.9500
11/15/16 3,879 32.9634
11/07/16 4,375 32.7385
11/03/16 4,100 32.7000
11/02/16 6,900 32.7504
10/31/16 5,100 32.7815
10/26/16 5,050 32.8600
GABELLI ABC FUND
12/01/16 200 32.8500
11/29/16 30,600 32.9488
11/21/16 10,000 33.0000
11/16/16 10,000 32.9500
11/15/16 10,000 32.9500
11/14/16 20,000 32.9500
11/03/16 10,000 32.7000
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
ON THE NYSE.
(2) PRICE EXCLUDES COMMISSION.
(*) RESULTS IN CHANGE OF DISPOSITIVE POWER AND BENEFICIAL OWNERSHIP.
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