Filing Details
- Accession Number:
- 0000908834-24-000053
- Form Type:
- 13G Filing
- Publication Date:
- 2024-02-11 19:00:00
- Filed By:
- Farallon Capital Partners, L.p.
- Company:
- Revolution Medicines Inc. (NASDAQ:RVMD)
- Filing Date:
- 2024-02-12
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Farallon Capital Partners | 0 | 329,602 | 0 | 329,602 | 329,602 | 0.2% |
Farallon Capital Institutional Partners | 0 | 740,785 | 0 | 740,785 | 740,785 | 0.5% |
Farallon Capital Institutional Partners II | 0 | 208,623 | 0 | 208,623 | 208,623 | 0.2% |
Farallon Capital Institutional Partners III | 0 | 88,794 | 0 | 88,794 | 88,794 | 0.1% |
Four Crossings Institutional Partners V | 0 | 123,849 | 0 | 123,849 | 123,849 | 0.1% |
Farallon Capital Offshore Investors II | 0 | 1,225,295 | 0 | 1,225,295 | 1,225,295 | 0.7% |
Farallon Capital (AM) Investors | 0 | 71,308 | 0 | 71,308 | 71,308 | 0.0% |
Farallon Capital F5 Master I | 0 | 275,598 | 0 | 275,598 | 275,598 | 0.2% |
Farallon Healthcare Partners Master | 0 | 3,686,350 | 0 | 3,686,350 | 3,686,350 | 2.3% |
Farallon Partners | 0 | 6,474,606 | 0 | 6,474,606 | 6,474,606 | 4.0% |
Farallon Institutional (GP) V | 0 | 123,849 | 0 | 123,849 | 123,849 | 0.1% |
Farallon F5 (GP) | 0 | 275,598 | 0 | 275,598 | 275,598 | 0.2% |
Farallon Healthcare Partners (GP) | 0 | 3,686,350 | 0 | 3,686,350 | 3,686,350 | 2.3% |
Joshua J. Dapice | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Philip D. Dreyfuss | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Hannah E. Dunn | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Richard B. Fried | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Varun N. Gehani | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Nicolas Giauque | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
David T. Kim | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Michael G. Linn | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Rajiv A. Patel | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Thomas G. Roberts, Jr | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Edric C. Saito | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
William Seybold | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Daniel S. Short | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Andrew J. M. Spokes | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
John R. Warren | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Mark C. Wehrly | 0 | 6,750,204 | 0 | 6,750,204 | 6,750,204 | 4.1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1) *
Revolution Medicines, Inc. |
(Name of Issuer) |
Common Stock, par value $0.0001 per share |
(Title of Class of Securities) |
76155X100 |
(Cusip Number) |
December 31, 2023 |
(Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) | |
☒ | Rule 13d-1(c) | |
☐ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 34 Pages
Exhibit Index Found on Page 34
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 329,602 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 329,602 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 329,602 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 1,214 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 2 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 740,785 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 740,785 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 740,785 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 3,485 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 3 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION California | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 208,623 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 208,623 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 208,623 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 696 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 4 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Institutional Partners III, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 88,794 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 88,794 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 88,794 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 444 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 5 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Four Crossings Institutional Partners V, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 123,849 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 123,849 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 123,849 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 480 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth
herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6,
2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that
there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 6 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital Offshore Investors II, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 1,225,295 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 1,225,295 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,225,295 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 5,809 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 7 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital (AM) Investors, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 71,308 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 71,308 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,308 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 193 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 8 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Capital F5 Master I, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 275,598 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 275,598 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 275,598 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 Includes 1,029 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 9 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Healthcare Partners Master, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,686,350 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,686,350 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,686,350 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.3% 1 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
1 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 10 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Partners, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,474,606 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,474,606 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,474,606 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.0% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
1 Includes 12,321 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 11 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Institutional (GP) V, L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 123,849 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 123,849 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 123,849 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
1 Includes 480 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 12 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon F5 (GP), L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 275,598 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 275,598 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 275,598 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
1 Includes 1,029 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 13 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Farallon Healthcare Partners (GP), L.L.C. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,686,350 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,686,350 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,686,350 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.3% 1 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
1 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 14 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Joshua J. Dapice | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 15 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Philip D. Dreyfuss | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 16 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Hannah E. Dunn | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 17 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Richard B. Fried | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 18 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Varun N. Gehani | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 19 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Nicolas Giauque | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION France | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 20 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS David T. Kim | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 21 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Michael G. Linn | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 22 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Rajiv A. Patel | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 23 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Thomas G. Roberts, Jr. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 24 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Edric C. Saito | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 25 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS William Seybold | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 26 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Daniel S. Short | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 27 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Andrew J. M. Spokes | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 28 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS John R. Warren | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695 Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K
filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so adjusted and approximated.
Page 29 of 34 Pages
13G
CUSIP No. 76155X100 |
1 | NAMES OF REPORTING PERSONS Mark C. Wehrly | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 6,736,854 Shares (as defined in Item 2) and hold Warrants (as defined in the Preliminary Note) exercisable for an aggregate of 13,350 Shares. Accordingly, as of the date of this
filing the aggregate Shares and Warrants held by the reporting persons represent beneficial ownership of 4.1% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities
reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 6,750,204 1 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 6,750,204 1 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,750,204 1 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.1% 1 2 | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
1 Includes 13,350 Shares for which Warrants are exercisable within the next 60 days.
2 The percentages set forth herein are calculated based on 109,564,695
Shares outstanding as of November 2, 2023, as reported by the Company in its Form 10-Q filed with the SEC on November 6, 2023, as adjusted and approximated for the
issuance of Shares in connection with the Company’s acquisition of EQRx, Inc., as described by the Company in its Form 8-K filed with the SEC on November 9, 2023. The Reporting Persons calculate that there are 163,796,510 Shares outstanding as so
adjusted and approximated.
Page 30 of 34 Pages
This Amendment No. 1 to Schedule 13G amends and restates in its entirety the Schedule 13G initially filed on November 9, 2023 (together
with all prior and current amendments thereto, this “Schedule 13G”).
Preliminary Note:
As of the date of this report, the Farallon Funds hold an
aggregate of: (i) 6,736,854 Shares; and (ii) 120,085 Common Stock Purchase Warrants (the “Warrants”), each of which currently is exercisable,
pursuant to the terms thereof, to purchase 0.1112 Shares.
Capitalized terms used in this Preliminary Note without definitions have the meanings ascribed to them below.
Item 1. | Issuer |
(a) Name of Issuer:
Revolution Medicines, Inc. (the “Company”)
(b) Address of Issuer’s Principal Executive Offices:
700 Saginaw Drive, Redwood City, CA 94063
Item 2. | Identity and Background |
Title of Class of Securities and CUSIP Number (Items 2(d)
and (e))
This statement relates to shares of Common Stock,
par value $0.0001 per share (the “Shares”) of the Company. The CUSIP number of the Shares is 76155X100.
Name of Persons Filing, Address of Principal Business Office and Citizenship (Items 2(a), (b) and (c))
This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons.”
The Farallon Funds
(i) | Farallon Capital Partners, L.P., a California limited
partnership (“FCP”), with respect to the Shares held by it
and the Shares that it has the right to acquire upon the exercise of Warrants; |
(ii) | Farallon Capital Institutional Partners, L.P., a
California limited partnership (“FCIP”), with respect to the
Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(iii) | Farallon Capital Institutional Partners II,
L.P., a California limited partnership (“FCIP II”), with
respect to the Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(iv) | Farallon Capital Institutional Partners III,
L.P., a Delaware limited partnership (“FCIP III”), with respect
to the Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(v) | Four Crossings Institutional Partners V, L.P., a
Delaware limited partnership (“FCIP V”), with respect to the
Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(vi) | Farallon Capital Offshore Investors II, L.P., a
Cayman Islands exempted limited partnership (“FCOI II”), with
respect to the Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(vii) | Farallon Capital (AM) Investors, L.P., a
Delaware limited partnership (“FCAMI”), with respect to the
Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; |
(viii) | Farallon Capital F5 Master I, L.P., a Cayman
Islands exempted limited partnership (“F5MI”), with respect to
the Shares held by it and the Shares that it has the right to acquire upon the exercise of Warrants; and |
(ix) | Farallon Healthcare Partners Master, L.P., a Cayman Islands exempted limited partnership (“FHPM”), with respect to the Shares held by it. |
FCP, FCIP, FCIP II, FCIP III, FCIP V, FCOI II, FCAMI, F5MI and FHPM are together referred to herein as the “Farallon Funds.”
The Farallon General Partner
(x) | Farallon Partners, L.L.C., a Delaware limited liability
company (the “Farallon General Partner”), which is the general
partner of each of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and the sole member of each of the FCIP V General Partner (as defined below) and the FHPM General Partner (as defined below), with respect to the Shares held by each of the Farallon Funds other than F5MI and the Shares that each
of the Farallon Funds other than F5MI has the right to acquire upon the exercise of Warrants. |
The FCIP V General Partner
(xi) | Farallon Institutional (GP) V, L.L.C., a Delaware
limited liability company (the “FCIP V General Partner”), which
is the general partner of FCIP V, with respect to the Shares held by FCIP V and the Shares that FCIP V has the right to acquire upon the exercise of Warrants. |
The F5MI General Partner
(xii) | Farallon F5 (GP), L.L.C., a Delaware limited
liability company (the “F5MI General Partner”), which is the
general partner of F5MI, with respect to the Shares held by F5MI and the Shares that F5MI has the right to acquire upon the exercise of Warrants. |
The FHPM General Partner
(xiii) | Farallon Healthcare Partners (GP), L.L.C., a Delaware limited liability company (the “FHPM General Partner”), which is the general partner of FHPM, with respect to the Shares held by FHPM. |
The Farallon Individual Reporting Persons
(xiv) | The following persons, each of whom is a managing
member or senior managing member, as the case may be, of the Farallon General Partner and a manager or senior manager, as the case may be, of the FCIP V General Partner, the F5MI General Partner and the FHPM General Partner, with respect
to the Shares held by the Farallon Funds and the Shares that the Farallon Funds have the right to acquire upon the exercise of Warrants: Joshua J. Dapice
(“Dapice”); Philip D. Dreyfuss (“Dreyfuss”); Hannah E. Dunn (“Dunn”); Richard B. Fried (“Fried”); Varun N. Gehani (“Gehani”); Nicolas Giauque (“Giauque”); David T. Kim (“Kim”); Michael G. Linn (“Linn”); Rajiv A. Patel (“Patel”); Thomas G. Roberts, Jr. (“Roberts”); Edric C. Saito (“Saito”); William Seybold (“Seybold”); Daniel S. Short (“Short”); Andrew J. M. Spokes (“Spokes”); John R. Warren (“Warren”); and Mark C. Wehrly (“Wehrly”). |
Dapice, Dreyfuss, Dunn, Fried, Gehani, Giauque, Kim, Linn, Patel, Roberts, Saito, Seybold, Short, Spokes, Warren and Wehrly are together
referred to herein as the “Farallon Individual Reporting Persons.”
The citizenship of each of the Farallon Funds, the
Farallon General Partner, the FCIP V General Partner, the F5MI General Partner and the
FHPM General Partner is set forth above. Each of the Farallon Individual
Reporting Persons, other than Giauque and Spokes, is a citizen of the United States. Giauque is a citizen of France. Spokes is a citizen of the United Kingdom. The address of the principal business office of each of the Reporting Persons is c/o Farallon Capital Management, L.L.C., One Maritime Plaza, Suite 2100, San Francisco,
California 94111.
Page 31 of 34 Pages
Item 3. | If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c),
Check Whether the Person Filing Is an Entity Specified in (a) - (k): |
Not applicable.
Item 4. | Ownership |
The information required by Items 4(a) - (c) and set forth in Rows 5 through 11 of the cover page for each Reporting Person is
incorporated herein by reference for each such Reporting Person.
The Shares and Warrants reported hereby for the Farallon
Funds are owned directly by the Farallon Funds. The Farallon General Partner, as
general partner of FCP, FCIP, FCIP II, FCIP III, FCOI II and FCAMI and the sole member of the FCIP V General Partner and the FHPM General Partner, may be deemed to be a beneficial owner of all such Shares and Warrants owned by the Farallon Funds other than F5MI. The FCIP V General Partner, as general partner of FCIP V, may be
deemed to be a beneficial owner of all such Shares and Warrants owned by FCIP V. The F5MI General Partner, as general partner of F5MI, may be deemed to be a beneficial owner of all such Shares and Warrants owned by F5MI. The FHPM General Partner,
as general partner of FHPM, may be deemed to be a beneficial owner of all such Shares owned by FHPM. Each of the Farallon Individual Reporting Persons, as a managing member or senior managing member, as the case may be, of the Farallon General
Partner and a manager or senior manager, as the case may be, of the FCIP V General Partner, the F5MI General Partner and the FHPM General Partner, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner
of all such Shares and Warrants owned by the Farallon Funds. Each of the Farallon General Partner, the FCIP V General Partner, the F5MI General
Partner, the FHPM General Partner and the Farallon Individual Reporting Persons hereby disclaims any beneficial ownership of any such Shares and Warrants.
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be a
beneficial owner of more than five percent of the class of securities, check the following: [X]
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
The Reporting Persons are filing this Schedule 13G pursuant to Section 240.13d-1(c). Consistent with Item 2 of the cover page for each
Reporting Person above, the Reporting Persons neither disclaim nor affirm the existence of a group among them.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §240.14a-11.
Page 32 of 34 Pages
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: February 12, 2024
/s/ Hannah E. Dunn | |
FARALLON PARTNERS, L.L.C., | |
On its own behalf and | |
As the General Partner of | |
FARALLON CAPITAL PARTNERS, L.P., | |
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P., | |
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P., | |
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P., | |
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P. and | |
FARALLON CAPITAL (AM) INVESTORS, L.P. | |
By Hannah E. Dunn, Managing Member | |
/s/ Hannah E. Dunn | |
FARALLON INSTITUTIONAL (GP) V, L.L.C. | |
On its own behalf and | |
As the General Partner of | |
FOUR CROSSINGS INSTITUTIONAL PARTNERS V, L.P. | |
By Hannah E. Dunn, Manager | |
/s/ Hannah E. Dunn | |
FARALLON F5 (GP), L.L.C. | |
On its own behalf and | |
As the General Partner of | |
FARALLON CAPITAL F5 MASTER I, L.P. | |
By Hannah E. Dunn, Manager | |
/s/ Hannah E. Dunn | |
FARALLON HEALTHCARE PARTNERS (GP), L.L.C. | |
On its own behalf and | |
As the General Partner of | |
FARALLON HEALTHCARE PARTNERS MASTER, L.P. | |
By Hannah E. Dunn, Manager | |
/s/ Hannah E. Dunn | |
Hannah E. Dunn, individually and as attorney-in-fact for each of Joshua J. Dapice, Philip D. Dreyfuss, Richard B. Fried, Varun N. Gehani, Nicolas Giauque,
David T. Kim, Michael G. Linn, Rajiv A. Patel, Thomas G. Roberts, Jr., Edric C. Saito, William Seybold, Daniel S. Short, Andrew J. M. Spokes, John R. Warren and Mark C. Wehrly |
The Powers of Attorney executed by each of Dapice, Dreyfuss, Fried, Gehani, Giauque, Kim, Linn, Patel, Roberts, Saito, Seybold,
Short, Spokes, Warren and Wehrly authorizing Dunn to sign and file this Schedule 13G on his behalf, which were filed as exhibits to the Schedule 13G filed with the Securities and Exchange Commission on January 31, 2023 by such Reporting Persons with
respect to the Class A Ordinary Shares of ARYA Sciences Acquisition Corp IV, are hereby incorporated by reference.
Page 33 of 34 Pages
EXHIBIT INDEX
EXHIBIT 1 | Joint Acquisition Statement Pursuant to Section 240.13d-1(k) (previously filed) |
Page 34 of 34 Pages