Filing Details
- Accession Number:
- 0000894189-16-013419
- Form Type:
- 13G Filing
- Publication Date:
- 2016-12-09 16:33:51
- Filed By:
- Huber Capital Management
- Company:
- Virtus Investment Partners Inc. (NASDAQ:VRTS)
- Filing Date:
- 2016-12-09
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Huber Capital Management | 174,410 | 0 | 623,350 | 0 | 623,350 | 10.59% |
Filing
| UNITED STATES | |||||||||
| SECURITIES AND EXCHANGE COMMISSION | |||||||||
| Washington, DC 20549 | |||||||||
| SCHEDULE 13G | |||||||||
| Under the Securities Exchange Act of 1934 | |||||||||
| (Amendment No.3)* | |||||||||
| Virtus Investment Partners Inc. | |||||||||
| (Name of Issuer) | |||||||||
| Common Stock | |||||||||
| (Title of Class of Securities) | |||||||||
| 92828Q109 | |||||||||
| (CUSIP Number) | |||||||||
| 11/30/2016 | |||||||||
| (Date of Event Which Requires Filing of this Statement) | |||||||||
| Check the appropriate box to designate the rule pursuant to which this Schedule is | |||||||||
| filed: | |||||||||
| x | Rule 13d-1(b) | ||||||||
| o | Rule 13d-1(c) | ||||||||
| o | Rule 13d-1(d) | ||||||||
| * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form | |||||||||
| with respect to the subject class of securities, and for any subsequent amendment containing | |||||||||
| information which would alter the disclosures provided in a prior cover page. | |||||||||
| The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the | |||||||||
| purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the | |||||||||
| liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, | |||||||||
| see the Notes.) | |||||||||
| CUSIP No. 92828Q109 | 13G | Page 2 of 7 Pages | |||||||
| 1. | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Huber Capital Management LLC 20-8441410 | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨ | ||
| 3. | SEC USE ONLY | ||
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, U.S.A. | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 174,410 | |
| 6. | SHARED VOTING POWER 0 | ||
| 7. | SOLE DISPOSITIVE POWER 623,350 | ||
| 8. | SHARED DISPOSITIVE POWER 0 | ||
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 623,350 | ||
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ¨ | ||
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.59% (see response to Item 4) | ||
| 12. | TYPE OF REPORTING PERSON*(see instructions) IA | ||
*SEE INSTRUCTIONS BEFORE FILLING OUT
| Page 3 of 7 Pages | ||||||||
| Item 1(a). | Name of Issuer: | |||||||
| Virtus Investment Partners Inc. | ||||||||
| Item 1(b). | Address of Issuer's Principal Executive Offices: | |||||||
| 100 Pearl Street | ||||||||
| 9th Floor | ||||||||
| Hartford, CT 06103 | ||||||||
| Item 2(a). | Name of Persons Filing: | |||||||
| Item 2(b). | Address of Principal Business Office, or if None, Residence: | |||||||
| Item 2(c). | Citizenship | |||||||
| Huber Capital Management, LLC | ||||||||
| 2321 Rosecrans Ave., Suite 3245 | ||||||||
| El Segundo, CA 90245 | ||||||||
| (Delaware) | ||||||||
| Item 2(d). | Title of Class of Securities: | |||||||
| Common Stock | ||||||||
| Item 2(e). | CUSIP Number: | |||||||
| 92828Q109 | ||||||||
| Page 4 of 7 Pages | |||||||||
| Item 3. | If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), | ||||||||
| Check Whether the Person Filing is a: | |||||||||
| (a) | ☐ | Broker or dealer registered under Section 15 of the Exchange | |||||||
| Act (15 U.S.C 78o). | |||||||||
| (b) | ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |||||||
| (c) | ☐ | Insurance company as defined in Section 3(a)(19) of the | |||||||
| Exchange Act (15 U.S.C. 78c). | |||||||||
| (d) | ☐ | Investment company registered under Section 8 of the | |||||||
| Investment Company Act of 1940 (15 U.S.C. 80a-8). | |||||||||
| (e) | ☒ | An investment adviser in accordance with §240.13d- | |||||||
| 1(b)(1)(ii)(E). | |||||||||
| (f) | ☐ | An employee benefit plan or endowment fund in accordance | |||||||
| with §240.13d-1(b)(1)(ii)(F). | |||||||||
| (g) | ☐ | A parent holding company or control person in accordance | |||||||
| with §240.13d-1(b)(1)(ii)(G). | |||||||||
| (h) | ☐ | A savings association as defined in Section 3(b) of the Federal | |||||||
| Deposit Insurance Act (12 U.S.C. 1813); | |||||||||
| (i) | ☐ | A church plan that is excluded from the definition of an | |||||||
| investment company under Section 3(c)(14) of the Investment | |||||||||
| Company Act of 1940 (15 U.S.C. 80a-3); | |||||||||
| (j) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | |||||||
| If this statement is filed pursuant to Rule 13d-1 (c), check this box. | £ | ||||||||
| Page 5 of 7 Pages | |||||||||
| Item 4. | Ownership | ||||||||
| If the percent of class owned, as of December 31 of the year covered by the statement, | |||||||||
| or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds | |||||||||
| five percent, provide the following information as of that date and identify those shares | |||||||||
| which there is a right to acquire. | |||||||||
| (a) | Amount beneficially owned: | 623,350 | |||||||
| (b) | Percent of class: | 10.59% | |||||||
| (c) | Number of shares as to which such person has: | ||||||||
| (i) Sole power to vote or to direct the vote: | 174,410 | ||||||||
| (ii) Shared power to vote or to direct the vote: | 0 | ||||||||
| (iii) Sole power to dispose or to direct the disposition of: | 623,350 | ||||||||
| (iv) Shared power to dispose or to direct the disposition of: | none | ||||||||
| | |||||||||
| Page 6 of 7 Pages | |||||||||
| Item 5. | Ownership of Five Percent or Less of a Class | ||||||||
| If this statement is being filed to report the fact that as of the date hereof the | |||||||||
| reporting person has ceased to be the beneficial owner of more than five percent | |||||||||
| of the class of securities, check the following £ | |||||||||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||||||
| If any other person is known to have the right to receive or the power to direct | |||||||||
| the receipt of dividends from, or the proceeds from the sale of, such | |||||||||
| securities, a statement to that effect should be included in response to this | |||||||||
| item and, if such interest relates to more than five percent of the class, such | |||||||||
| person should be identified. A listing of the shareholders of an investment | |||||||||
| company registered under the Investment Company Act of 1940 or the | |||||||||
| beneficiaries of employee benefit plan, pension fund or endowment fund is not | |||||||||
| required. | |||||||||
| Not applicable. | |||||||||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security | ||||||||
| Being Reported on by the Parent Holding Company. | |||||||||
| Not applicable. | |||||||||
| Item 8. | Identification and Classification of Members of the Group. | ||||||||
| Not applicable. | |||||||||
| Item 9. | Notice of Dissolution of Group. | ||||||||
| Not applicable. | |||||||||
| Item 10. | Certification. | ||||||||
| By signing below I certify that, to the best of my knowledge and belief, the | |||||||||
| securities referred to above were acquired and are held in the ordinary course of | |||||||||
| business and were not acquired and are not held for the purpose of or with the | |||||||||
| effect of changing or influencing the control of the issuer of the securities and | |||||||||
| were not acquired and are not held in connection with or as a participant in any | |||||||||
| transaction having that purpose or effect. | |||||||||
| Page 7 of 7 Pages | |||||||||
| SIGNATURE | |||||||||
| After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. | |||||||||
| Dated this 9th day of December, 2016 | |||||||||
| Huber Capital Management, LLC | |||||||||
| By: /s/ Gary Thomas | |||||||||
| Gary Thomas | |||||||||
| Principal, COO/CCO | |||||||||