Filing Details

Accession Number:
0001691561-16-000004
Form Type:
13G Filing
Publication Date:
2016-12-08 16:17:29
Filed By:
Twinleaf Management, Llc
Company:
Truett-Hurst Inc. (NASDAQ:THST)
Filing Date:
2016-12-08
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Twinleaf Management 0 245,000 245,000 9.027%
Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Truett-Hurst, Inc. (Name of Issuer) Class A Common stock (Title of Class of Securities) 897871109 (CUSIP Number) March 18, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 897871109 SCHEDULE 13G (Amendment No. 2) Page 2 of 6 1 Names of Reporting Persons Twinleaf Management, LLC 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See instructions) (b) [X] 3 SEC USE ONLY 4 Citizenship or Place of Organization Connecticut 5 Sole Voting Power 0 shares NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY 245,000 shares OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 0 shares 8 Shared Dispositive Power 245,000 9 Aggregate Amount Beneficially Owned by each Reporting Person 245,000 shares* 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) [ ] 11 Percent of Class Represented by Amount in Row 9 9.027% 12 Type of Reporting Person (See Instructions) IA, Reporting Person is an investment advisor *amendment being made to prior SC 13G and SC 13G Amendment No. 1 to accurately reflect number of shares beneficially owned by the Reporting Person as of March 18, 2014. CUSIP No. 897871109 SCHEDULE 13G (Amendment No. 2) Page 3 of 6 Item 1(a). Name of Issuer. Truett Hurst, Inc. Item 1(b). Address of Issuer's Principal Executive Offices. 4035 Westside Road, Healdsburg, California 95448 Item 2(a). Name of Person Filing. Spencer Grimes, Managing Member of Twinleaf Management, LLC Item 2(b). Address of Principal Business Office or, if none, Residence. 131 Brookwood Lane, New Canaan, CT 06840 Item 2(c). Citizenship. Twinleaf Management, LLC is a Connecticut limited liability company Item 2(d). Title of Class of Securities. Class A Common stock Item 2(e). CUSIP Number. 897871109 Item 3. If this statement is filed pursuant to 240.13d- 1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). CUSIP No. 897871109 SCHEDULE 13G (Amendment No. 2) Page 4 of 6 (d) [ ] Investment company registered under section 8 of the Investment Company act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company act of 1940 (15 U.S.C. 80a-3). (j) [ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (K) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ______ Item 4. Ownership. Reference is hereby made to Items 5-9 and 11 of page two (2) of this Schedule 13G, which Items are incorporated by reference herein. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. CUSIP No. 897871109 SCHEDULE 13G (Amendment No. 2) Page 5 of 6 Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Twinleaf Management, LLC is a Registered Investment Advisor. The shares are held across nine (9) discretionary client accounts. Such clients have the right to recieve or the power to direct the reciept of dividends from, or the proceeds from the sale of, such securities. No such client contains an interest relating to more than five percent (5%) of the class of securities. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, Spencer Grimes certifies that, to the best of his knowledge and belief, the securities referred to above on page two (2) of this Schedule 13G were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 897871109 SCHEDULE 13G (Amendment No. 2) Page 6 of 6 Signature After reasonable inquiry and to the best of his knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: December 6, 2016 Twinleaf Management, LLC /s/ Spencer Grimes ________________________ By: Spencer Grimes its: Managing Member Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)