Filing Details

Accession Number:
0001104659-24-010870
Form Type:
13G Filing
Publication Date:
2024-02-05 19:00:00
Filed By:
Vuong Pham Nhat
Company:
Vinfast Auto Ltd.
Filing Date:
2024-02-06
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Pham Nhat Vuong 0 2,288,636,023 0 2,288,636,023 2,288,636,023 98.1%
Vingroup Joint Stock Company 0 1,185,010,424 0 1,185,010,424 1,185,010,424 50.8%
Vietnam Investment Group Joint Stock Company 0 769,584,044 0 769,584,044 769,584,044 33.0%
Asian Star Trading Investment Pte. Ltd 0 334,041,555 0 334,041,555 334,041,555 14.3%
Filing

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
§ 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No.  )*

 

  VinFast Auto Ltd.  
  (Name of Issuer)  
 

 

Ordinary shares, no par value

 
  (Title of Class of Securities)  
 

 

Y9390M103

 
  (CUSIP Number)  
 

 

December 31, 2023

 
  (Date of Event which Requires Filing of this Statement)  

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No.Y9390M103 Page 2 of 9

 

1

NAMES OF REPORTING PERSONS

Pham Nhat Vuong

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)   ¨

(b)   o

3

 

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Vietnam

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5

 

SOLE VOTING POWER

0

6

 

SHARED VOTING POWER

2,288,636,023

7 

 

SOLE DISPOSITIVE POWER

0

8

 

SHARED DISPOSITIVE POWER

2,288,636,023

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,288,636,023

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

98.1%

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN

 

 

 

 

CUSIP No.Y9390M103 Page 3 of 9

 

1

NAMES OF REPORTING PERSONS

Vingroup Joint Stock Company

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)   o

(b)   o

3

 

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Vietnam

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5

 

SOLE VOTING POWER

0

6

 

SHARED VOTING POWER

1,185,010,424

7

 

SOLE DISPOSITIVE POWER

0

8

 

SHARED DISPOSITIVE POWER

1,185,010,424

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,185,010,424

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

o

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

50.8%

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

 

 

 

 

CUSIP No.Y9390M103 Page 4 of 9

 

1

NAMES OF REPORTING PERSONS

Vietnam Investment Group Joint Stock Company

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)   o

(b)   o

3

 

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Vietnam

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5

 

SOLE VOTING POWER

0

6

 

SHARED VOTING POWER

769,584,044

7

 

SOLE DISPOSITIVE POWER

0

8

 

SHARED DISPOSITIVE POWER

769,584,044

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

769,584,044

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

o

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

33.0%

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

 

 

 

 

CUSIP No.Y9390M103 Page 5 of 9

 

1

NAMES OF REPORTING PERSONS

Asian Star Trading & Investment Pte. Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)   ¨

(b)   o

3

 

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Singapore

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5

 

SOLE VOTING POWER

0

6

 

SHARED VOTING POWER

334,041,555

7

 

SOLE DISPOSITIVE POWER

0

8

 

SHARED DISPOSITIVE POWER

334,041,555

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

334,041,555

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

o

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

14.3%

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

 

 

 

 

CUSIP No.Y9390M103 Page 6 of 9

 

Item 1(a).

 

 

 

Name of Issuer:

 

VinFast Auto Ltd. (the “Issuer”)

 

Item 1(b).

 

 

 

Address of Issuer’s Principal Executive Offices:

 

61 Robinson Road, #06-01, 61 Robinson, Singapore 068893

 

Item 2(a).

 

 

 

 Name of Person Filing:

 

(i)      Pham Nhat Vuong (“Mr. Pham”)

(ii)     Vingroup Joint Stock Company (“Vingroup”)

(iii)    Vietnam Investment Group Joint Stock Company (“VIG”)

(iv)   Asian Star Trading & Investment Pte. Ltd. (“Asian Star”)

 

Item 2(b).

 Address of Principal Business Office or, if none, Residence:

 

(i)      Mr. Pham:          No. 193C Ba Trieu Street, Le Dai Hanh Ward, Hai Ba Trung District, Hanoi City, Vietnam

(ii)     Vingroup:          No. 7, Bang Lang 1 Street, Vinhomes Riverside Ecological Urban Area, Viet Hung Ward, Long Bien District, Hanoi City, Vietnam

(iii)    VIG:                    No. 7, Bang Lang 1 Street, Vinhomes Riverside Ecological Urban Area, Viet Hung Ward, Long Bien District, Hanoi City, Vietnam

(iv)    Asian Star:       120 Lower Delta Road #02-05 Cendex Centre, Singapore 169208

 

Item 2(c). 

Citizenship:

 

(i)      Mr. Pham:         Vietnam

(ii)     Vingroup:         Vietnam

(iii)    VIG:                   Vietnam

(iv)    Asian Star:       Singapore

 

Item 2(d).

 

 

 

Title of Class of Securities:

 

Ordinary shares, no par value (“ordinary shares”)

 

Item 2(e).

 

 

 

CUSIP Number:

 

Y9390M103

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  Not applicable.
 Item 4. 

Ownership.

 

(a) – (c)

 

The ownership information presented below represents beneficial ownership of the ordinary shares as of December 31, 2023. The percentages below are calculated based on 2,332,229,366 ordinary shares outstanding as of October 19, 2023, as set forth in the Issuer’s prospectus filed with the Securities and Exchange Commission on October 31, 2023.

 

  Reporting
Person
 

Amount

beneficially

owned

  

Percent

of class:

   Sole power
to vote or to
direct the
vote:
   Shared power
to vote or to
direct the
vote:
  

Sole power to
dispose or to
direct the
disposition

of:

  

Shared

power to

dispose or

to direct

the

disposition

of: 

 
  Mr. Pham   2,288,636,023    98.1%   0    2,288,636,023    0    2,288,636,023 
  Vingroup   1,185,010,424    50.8%   0    1,185,010,424    0    1,185,010,424 
  VIG   769,584,044    33.0%   0    769,584,044    0    769,584,044 
  Asian Star   334,041,555    14.3%   0    334,041,555    0    334,041,555 

 

 

 

 

CUSIP No.Y9390M103 Page 7 of 9

 

  Each of Vingroup, VIG and Asian Star is the record holder of the respective number of ordinary shares reported to be beneficially owned herein. Mr. Pham holds a majority interest in each of Vingroup (directly and indirectly through VIG) and VIG and wholly owns Asian Star. As a result, Mr. Pham may be deemed to beneficially own the ordinary shares directly owned by Vingroup, VIG and Asian Star.

Item 5.

 

 

 

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.

 

Item 6.

 

 

 

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

 

 

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

 

 

 

Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.

 

  

 

Certification.

 

Not applicable.

 

 

 

 

 

CUSIP No.Y9390M103 Page 8 of 9

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 6, 2024        Pham Nhat Vuong
   
  By:  /s/ Pham Nhat Vuong
    Name : Pham Nhat Vuong
   
Dated: February 6, 2024       Vingroup joint stock company
   
  By:  /s/ Nguyen Viet Quang
    Name : Nguyen Viet Quang
    Title : Chief Executive Officer
   
Dated: February 6, 2024        vietnam investment group joint stock company
   
  By: /s/ Phan Thanh Long
    Name : Phan Thanh Long
    Title :  Chief Executive Officer
   
Dated: February 6, 2024        Asian Star Trading & Investment Pte. Ltd.
   
  By: /s/ Nguyen Thi Van Trinh
    Name : Nguyen Thi Van Trinh
    Title : Director

 

 

 

 

CUSIP No.Y9390M103 Page 9 of 9

 

LIST OF EXHIBITS

 

Exhibit No. Description
   
99.1 Joint Filing Agreement, dated as of February 6, 2024, by and among Mr. Pham, Vingroup, VIG and Asian Star.