Filing Details

NAMES OF REPORTING PERSONS

Bart C. Shuldman

(a) ¨

(b) ¨

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

SOLE VOTING POWER

703,005⁽¹⁾

SHARED VOTING POWER

1,545⁽²⁾

SOLE DISPOSITIVE POWER

703,005⁽¹⁾

SHARED DISPOSITIVE POWER

1,545⁽²⁾

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

704,550⁽¹⁾⁽²⁾

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.07%^(1)(2)(3)

TYPE OF REPORTING PERSON

IN

One Hamden Center

2319 Whitney Avenue, Suite 3B

Hamden, CT 06518

9 Marina Drive, Unit A

Key Largo, FL 33037

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Shared power to vote or direct the vote:  1,545⁽²⁾

Sole power to dispose or direct the disposition of: 703,005⁽¹⁾