Filing Details

Accession Number:
0001193125-24-021348
Form Type:
13G Filing
Publication Date:
2024-01-31 19:00:00
Filed By:
Tencent Holdings Ltd
Company:
Nu Holdings Ltd. (NYSE:NU)
Filing Date:
2024-02-01
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Tencent Holdings Limited 244,712,989 0 244,712,989 0 244,712,989 6.7%
Tencent Cloud Europe B.V 0 0 0 0 0 0%
Aceville Pte. Ltd 0 0 0 0 0 0%
TCH Delta Limited 0 0 0 0 0 0%
Huang River Investment Limited 237,294,069 0 237,294,069 0 237,294,069 6.5%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Nu Holdings Ltd.

(Name of Issuer)

Class A Ordinary Shares, par value US$0.000006666666667 per share

(Title of Class of Securities)

G6683N103

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 1 of 9

 

 1.   

 Names of Reporting Persons

 

 Tencent Holdings Limited

 2.  

 Check the Appropriate Box if a Member of a Group (See Instructions)

 

 (a) ☐ (b) ☐

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 Cayman Islands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

 Sole Voting Power

 

 244,712,989 Class A Ordinary Shares

   6.  

 Shared Voting Power

 

 0

   7.  

 Sole Dispositive Power

 

 244,712,989 Class A Ordinary Shares

   8.  

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 244,712,989 Class A Ordinary Shares

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row (9)

 

 6.7%

12.  

 Type of Reporting Person (See Instructions)

 

 CO


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 2 of 9

 

 1.   

 Names of Reporting Persons

 

 Tencent Cloud Europe B.V.

 2.  

 Check the Appropriate Box if a Member of a Group (See Instructions)

 

 (a) ☐ (b) ☐

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

 Sole Voting Power

 

 0

   6.  

 Shared Voting Power

 

 0

   7.  

 Sole Dispositive Power

 

 0

   8.  

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row (9)

 

 0%

12.  

 Type of Reporting Person (See Instructions)

 

 CO


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 3 of 9

 

 1.   

 Names of Reporting Persons

 

 Aceville Pte. Ltd.

 2.  

 Check the Appropriate Box if a Member of a Group (See Instructions)

 

 (a) ☐ (b) ☐

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 Singapore

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

 Sole Voting Power

 

 0

   6.  

 Shared Voting Power

 

 0

   7.  

 Sole Dispositive Power

 

 0

   8.  

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row (9)

 

 0%

12.  

 Type of Reporting Person (See Instructions)

 

 CO


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 4 of 9

 

 1.   

 Names of Reporting Persons

 

 TCH Delta Limited

 2.  

 Check the Appropriate Box if a Member of a Group (See Instructions)

 

 (a) ☐ (b) ☐

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 British Virgin Islands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

 Sole Voting Power

 

 0

   6.  

 Shared Voting Power

 

 0

   7.  

 Sole Dispositive Power

 

 0

   8.  

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row (9)

 

 0%

12.  

 Type of Reporting Person (See Instructions)

 

 CO


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 5 of 9

 

 1.   

 Names of Reporting Persons

 

 Huang River Investment Limited

 2.  

 Check the Appropriate Box if a Member of a Group (See Instructions)

 

 (a) ☐ (b) ☐

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 British Virgin Islands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.   

 Sole Voting Power

 

 237,294,069 Class A Ordinary Shares

   6.  

 Shared Voting Power

 

 0

   7.  

 Sole Dispositive Power

 

 237,294,069 Class A Ordinary Shares

   8.  

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 237,294,069 Class A Ordinary Shares

10.  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 ☐

11.  

 Percent of Class Represented by Amount in Row (9)

 

 6.5%

12.  

 Type of Reporting Person (See Instructions)

 

 CO


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 6 of 9

 

Item 1(a).

Name of Issuer:

Nu Holdings Ltd.

 

Item 1(b).

Address of Issuers Principal Executive Offices:

Campbells Corporate Services Limited

Floor 4, Willow House, Cricket Square

Grand Cayman, KY1-9010, Cayman Islands

 

Item 2(a).

Name of Person Filing:

Tencent Holdings Limited

Tencent Cloud Europe B.V.

Aceville Pte. Ltd.

TCH Delta Limited

Huang River Investment Limited

 

Item 2(b).

Address or Principal Business Office or, if None, Residence:

Principal business office for Tencent Holdings Limited and Huang River Investment Limited:

Level 29, Three Pacific Place

No.1 Queens Road East, Wanchai, Hong Kong

Registered address for Tencent Cloud Europe B.V.:

Gustav Mahlerplein 2, 1082 MA Amsterdam, the Netherlands

Registered address for Aceville Pte. Ltd.:

30 Raffles Place, #12-01, Singapore 048622

Registered address for TCH Delta Limited:

Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British

Virgin Islands

 

Item 2(c).

Citizenship:

Tencent Holdings Limited Cayman Islands

Tencent Cloud Europe B.V. Netherlands

Aceville Pte. Ltd. Singapore

TCH Delta Limited British Virgin Islands

Huang River Investment Limited British Virgin Islands

 

Item 2(d).

Title of Class of Securities:

Class A Ordinary Shares, par value US$0.000006666666667 per share (Class A Ordinary Shares).

 

Item 2(e).

CUSIP Number:

G6683N103.


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 7 of 9

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 

(a)       Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)       Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)       Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)       Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)       An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)       An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)       A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)       A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k)       Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

Not applicable.

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of issuer identified in Item 1.

(a) The information required by Items 4(a) is set forth in Row (9) of the cover page for each Reporting Person and is incorporated herein by reference.

(b) The information required by Items 4(b) is set forth in Row (11) of the cover page for each Reporting Person and is incorporated herein by reference.

Percent of class determined is based on 3,671,597,558 Class A Ordinary Shares of the Issuer outstanding as reported in the current report on Form 6-K filed by the Issuer with the U.S. Securities and Exchange Commission (the SEC) on November 14, 2023.

Tencent Holdings Limited may be deemed to have beneficial ownership over 237,294,069 Class A Ordinary Shares held of record by Huang River Investment Limited, a company incorporated in the British Virgin Islands wholly owned by Tencent Holdings Limited.

Tencent Holdings Limited may also be deemed to have beneficial ownership over 7,418,920 Class A Ordinary Shares held of record by Silver Alternative Holding Limited, a company incorporated in the Cayman Islands controlled by Tencent Holdings Limited.

(c) The information required by Items 4(c) is set forth in Rows (5)-(8) of the cover page for each Reporting Person and is incorporated herein by reference.

 

Item 5.

Ownership of Five Percent or Less of a Class.

As of December 31, 2023, each of Tencent Cloud Europe B.V., Aceville Ptd. Ltd. and TCH Delta Limited ceased to be the beneficial owner of more than five percent of the Class A Ordinary Shares.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 8 of 9

 

Item 9.

Notice of Dissolution of Group.

Not applicable.

 

Item 10.

Certification.

Not applicable.


CUSIP No. G6683N103    SCHEDULE 13G/A    Page 9 of 9

 

SIGNATURE

After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Date: February 1, 2024

 

TENCENT HOLDINGS LIMITED
By:  

/s/ Ma Huateng

Name: Ma Huateng
Title: Director
TENCENT CLOUD EUROPE B.V.
By:  

/s/ Constant Pieter van der Merwe

Name: Constant Pieter van der Merwe
Title: Director
ACEVILLE PTE. LTD.
By:  

/s/ Daniel Joram Brody

Name: Daniel Joram Brody
Title: Authorized Signatory
TCH DELTA LIMITED
By:  

/s/ Li Yan

Name: Li Yan
Title: Director
HUANG RIVER INVESTMENT LIMITED
By:  

/s/ Ma Huateng

Name: Ma Huateng
Title: Director

[Signature Page to Schedule 13G/A]


LIST OF EXHIBITS

 

Exhibit No.

  

Description

A    Joint Filing Agreement