Filing Details
- Accession Number:
- 0001140361-24-004437
- Form Type:
- 13D Filing
- Publication Date:
- 2024-01-29 19:00:00
- Filed By:
- Peugeot Brothers Holdings
- Company:
- Stellantis N.v. (NYSE:STLA)
- Filing Date:
- 2024-01-30
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
tablissements Peugeot Fr res S.A | 224,228,121 | 224,228,121 | 224,228,121 | 7.1% | ||
Peugeot Invest S.A | 224,228,121 | 224,228,121 | 224,228,121 | 7.1% | ||
Peugeot 1810 S.A.S | 224,228,121 | 224,228,121 | 224,228,121 | 7.1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Stellantis N.V.
(Name of Issuer)
Common Shares, nominal value of €0.01 each
(Title of Class of Securities)
N82405106
(CUSIP Number)
Nicolas Huet
Chief Executive Officer
Établissements Peugeot Frères S.A.
66, avenue Charles de Gaulle
92200 Neuilly-sur-Seine, France
+33 6 07 48 38 77
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
Copy to:
Adam O. Emmerich
John L. Robinson
Wachtell, Lipton, Rosen & Katz
51 West 52nd Street
New York, New York 10019
(212) 403-1000
January 26, 2024
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e),
13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”) or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
CUSIP No. N82405106
1 | NAMES OF REPORTING PERSONS | | | ||
Établissements Peugeot Frères S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
France | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
224,228,121 (see Item 5) | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
- 0 - | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
- 0 - | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
7.1% (see Item 5) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
HC and CO | | | |||
| |
CUSIP No. N82405106
1 | NAMES OF REPORTING PERSONS | | | ||
Peugeot Invest S.A. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
France | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
224,228,121 (see Item 5) | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
- 0 - | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
- 0 - | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
7.1% (see Item 5) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
CO | | | |||
| |
CUSIP No. N82405106
1 | NAMES OF REPORTING PERSONS | | | ||
Peugeot 1810 S.A.S. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☑ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
France | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
224,228,121 (see Item 5) | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
- 0 - | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
- 0 - | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
224,228,121 (see Item 5) | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
7.1% (see Item 5) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
CO | | | |||
| |
AMENDMENT NO. 2 TO SCHEDULE 13D
This Amendment No. 2 amends and supplements the information set forth in the Schedule 13D filed by Établissements Peugeot Frères S.A. (“EPF”), Peugeot Invest S.A. (“Peugeot Invest”) and Peugeot 1810 S.A.S.
(“Peugeot 1810” and, together with EPF and Peugeot Invest, the “Reporting Persons”), with the U.S. Securities and Exchange Commission (the “SEC”) on January 27, 2021, as amended by Amendment No. 1 filed on April 14, 2021 (the “Schedule
13D”), relating to the common shares, nominal value of €0.01 each (the “Common Shares”), of Stellantis N.V. (“Stellantis” or the “Issuer”). All capitalized terms contained herein but not otherwise defined shall have the
meanings ascribed to such terms in the Schedule 13D.
Schedule 13D is hereby amended and supplemented as set forth below. The information set forth in response to each separate Item below shall be deemed to be a response to all Items with respect to which such information
is relevant.
ITEM 2. | Identity and Background. |
Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows:
This Schedule 13D is being filed by Établissements Peugeot Frères S.A. (“EPF”), Peugeot Invest S.A. (“Peugeot Invest”) and Peugeot 1810 S.A.S. (“Peugeot 1810” and, together with EPF and Peugeot
Invest, the “Reporting Persons”).
The address of the principal business office of each of the Reporting Persons is 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France.
EPF is a société anonyme incorporated under the laws of France and registered with Nanterre’s trade and company register under number 875 750 317. EPF’s primary business is as a
holding company. As of the date of this Schedule 13D, EPF’s portfolio includes a controlling interest in Peugeot Invest’s share capital and a 23.5% direct interest in Peugeot 1810’s share capital.
Peugeot Invest is a société anonyme incorporated under the laws of France and registered with Nanterre’s trade and company register under number 562 075 390. Peugeot Invest is
an investment company listed on Euronext Paris and majority-owned by EPF. Peugeot Invest has a diversified investment portfolio composed primarily of direct minority holdings, investments in private equity funds, co-investments and real estate
investments. Prior to the completion of the Merger (as defined in Item 3), EPF and Peugeot Invest had a long history as leading shareholders of Peugeot S.A. (“PSA”).
Peugeot 1810 is a société par actions simplifiée organized under the laws of France and registered with Nanterre’s trade and company register under number 528 818 073. Peugeot
1810 is 76.5%-owned by Peugeot Invest and 23.5%-owned by EPF. Its primary business is as a holding company. As of the date of this Schedule 13D, Peugeot 1810’s portfolio includes a 7.1% interest in Stellantis’s share capital.
Information required by Instruction C to Schedule 13D with respect to each executive officer and director of the Reporting Persons is set forth on Annex A (collectively, the “Covered Persons”), attached
and incorporated by reference.
The Reporting Persons have not and, to the best knowledge of the Reporting Persons, none of the Covered Persons has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
The Reporting Persons have not and, to the best knowledge of the Reporting Persons, none of the Covered Persons has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
ITEM 5. | Interest in Securities of the Issuer. |
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
Percentage interest calculations for each of the Reporting Persons are based on a total of 3,165,189,336 Common Shares issued and outstanding as of January 26, 2024.
The aggregate number of Common Shares that Peugeot 1810 holds directly is 224,228,121 Common Shares, which constitutes 7.1% of the Common Shares issued and outstanding as of January 26, 2024. Taking into account voting
rights arising from the Issuer’s loyalty voting structure in which certain shareholders, including the Reporting Persons, hold one special voting share for each qualifying Common Share held (as described in Item 6), the Reporting Persons’ voting
power in the Issuer is approximately 10.4% as of January 26, 2024. This percentage is calculated as the ratio of (i) the aggregate number of Common Shares and special voting shares beneficially owned by the Reporting Persons to (ii) the total number
of outstanding Common Shares and special voting shares of the Issuer, in each case as of January 26, 2024. The Reporting Persons’ voting power in the Issuer is expected to increase to approximately 11.1% in connection with the receipt of additional
class A special voting shares on February 3, 2024 (as described in Item 6).
EPF, in its capacity as controlling shareholder of Peugeot 1810 (through its combined direct interest in Peugeot 1810 and its interest in Peugeot Invest, a majority owner of Peugeot 1810), has the ability to direct the
management of Peugeot 1810’s business, including the power to direct the decisions of Peugeot 1810 regarding the vote and disposition of securities held by Peugeot 1810. Therefore, EPF may be deemed to have indirect beneficial ownership of the
Common Shares held by Peugeot 1810 pursuant to Rule 13d-3 under the Act.
Peugeot Invest, in its capacity as controlling shareholder of Peugeot 1810, has the ability to direct the management of Peugeot 1810’s business, including the power to direct the decisions of Peugeot 1810 regarding the
vote and disposition of securities held by Peugeot 1810.
Therefore, Peugeot Invest may be deemed to have indirect beneficial ownership of the Common Shares held by Peugeot 1810 pursuant to Rule 13d-3 under the Act.
With respect to the Common Shares reported herein, each of the Reporting Persons may be deemed to have sole voting and dispositive power or the sole power to direct the vote and disposition of the number of shares of
Common Stock which such Reporting Person may be deemed to beneficially own as set forth above.
In addition, as of the date hereof, certain of the Covered Persons beneficially own the number and percentage of Common Shares set forth on Annex B attached and incorporated by reference.
Except as described in this Schedule 13D, to the knowledge of the Reporting Persons, no transactions in the Common Shares were effected by the Reporting Persons or any Covered Person during the 60 days prior to the date
of this Schedule 13D.
To the knowledge of the Reporting Persons, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities reported in this
Item 5.
ITEM 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
The information contained in Item 6 of the Schedule 13D is hereby amended and supplemented to add the following information:
Loyalty Voting Structure
The Articles include a loyalty voting structure that grants long-term shareholders an extra voting right through a special voting share, without
entitling such shareholders to any economic rights additional to those associated with the Common Shares. Shareholders of the Issuer may request that the Issuer register all or part of their Common Shares in a separate register (the “Loyalty
Register”) of the Issuer’s shareholders’ register. Common Shares registered in the Loyalty Register may not be traded in the regular trading systems. Holders of Common Shares that have been registered in the Loyalty Register for an
uninterrupted period of three years become eligible to receive one class A special voting share, with a nominal value of €0.01 each, for each Common Share so registered.
The class A special voting shares have de minimis economic entitlements, in compliance with Dutch law. The class A special voting shares
are transferrable only in very limited circumstances together with the associated Common Shares. The terms of the loyalty voting structure are described in more detail in the Articles and the Stellantis Terms and Conditions of the Special
Voting Shares, a form of which is filed as Exhibit 9 to this Schedule 13D and is incorporated herein by reference. The special voting shares are not listed and are transferrable only in very limited circumstances. The sole purpose of the
special voting shares is to implement the loyalty voting structure under Dutch law whereby eligible electing shareholders effectively receive two votes for each Common Share held by them.
Peugeot 1810 registered all of its Common Shares on the Loyalty Register promptly following the Effective Time. As a consequence of participating
in the loyalty voting structure, as of January 26, 2024, Peugeot 1810 beneficially owns 192,703,907 class A special voting shares of the Issuer, each of which entitles Peugeot 1810 to an additional vote on
any matter submitted for the vote of the holders of the Common Shares, in addition to the Common Shares indicated above. Peugeot expects to receive an additional 31,524,214 class A special voting shares
of the Issuer on February 3, 2024, each of which will entitle Peugeot 1810 to an additional vote on any matter submitted for the vote of the holders of the Common Shares.
ITEM 7. | Material to be Filed as Exhibits. |
The information contained in Item 7 of the Schedule 13D is hereby amended and supplemented to add the following information:
Form of Stellantis N.V. Terms and Conditions of Special Voting Shares (incorporated by reference to Appendix G to the prospectus contained in Amendment No. 4 to the Registration Statement on Form F-4 of Stellantis N.V. (File No.
333-240094), filed on November 18, 2020). |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 30, 2024 | ÉTABLISSEMENTS PEUGEOT FRÈRES S.A. | |
By: | /s/ Nicolas Huet | |
Name: | Nicolas Huet | |
Title: | Chief Executive Officer |
Date: January 30, 2024 | PEUGEOT INVEST S.A. | |
By: | /s/ Bertrand Finet | |
Name: | Bertrand Finet | |
Title: | Chief Executive Officer |
Date: January 30, 2024 | PEUGEOT 1810 S.A.S. | |
By: | /s/ Bertrand Finet | |
Name: | Bertrand Finet | |
Title: | Chief Executive Officer of Peugeot Invest S.A., which is President of Peugeot 1810 S.A.S. |
Annex A
The following table sets forth the name and present occupation or employment of each director and executive officer of the Reporting Persons and the name, principal business and address of any corporation or other organization in which such
employment is conducted.
Directors of EPF:
Name | Citizenship | Director Position | Principal Occupation | Business Address | |||||
Marie-Hélène Peugeot-Roncoroni | France | Director | Chairman, Peugeot 1810 | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Jean-Philippe Peugeot | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Christian Peugeot | France | Director | President, Peugeot Frères Industrie | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Xavier Peugeot | France | Director | Senior Vice President Commercial Vehicles Business Unit, Stellantis | Route de Gisy, 78140 Vélizy-Villacoublay, France | |||||
Henri Peugeot | France | Director | Advanced Design Operation Management, Stellantis | Route de Gisy, 78140 Vélizy-Villacoublay, France | |||||
Frédéric Banzet | France | Director and Chairman | Chairman, EPF | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Charles Peugeot | France | Director | RAM Commercial Vehicle Business - North America | 1000 Chrysler Drive, Auburn Hills, MI48326 | |||||
Marc Peugeot | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Amélie Banzet | France | Director | Director of Operations, Covidom Assistance Publique - Hôpitaux de Paris | 108 Boulevard Auguste Blanqui, 75013 Paris, France | |||||
Thierry Peugeot | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Romain Peugeot | France | Director | Managing Director, EIM Capital | 34 rue de Bassano – 75008 Paris | |||||
Laure Peugeot | France | Director | Global Brand Design Executive, Stellantis | Route de Gisy, 78140 Vélizy-Villacoublay, France |
Executive Officers of EPF:
Name | Citizenship | Principal Occupation | Business Address | ||||
Nicolas Huet | France | Chief Executive Officer, EPF | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France |
Directors of Peugeot Invest:
Name | Citizenship | Director Position | Principal Occupation | Business Address | |||||
Robert Peugeot | France | Director and Chairman | Chairman, Peugeot Invest | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Sophie Banzet-Bérets | France | Director | Head of Ground Test Operations A320 Final Assembly Line Hamburg, Airbus | Sievertstrasse 14, 22607 Hamburg, Germany | |||||
Luce Gendry | France | Director | Senior advisor, Rothschild & Cie | 23 bis, avenue de Messine 75008 Paris, France | |||||
Anne Lange | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Dominique Netter | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Edouard Peugeot | France | Director | Managing Director, TowerBrook Capital Partners LP | 1, St. James's Market, Carlton St, St. James's, London SW1Y 4AH, United Kingdom | |||||
Armand Peugeot | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Marie-Françoise Walbaum | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Pascaline Peugeot de Dreuzy | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Michel Giannuzzi | France | Director | Chairman, Verallia | 31 Place des Corolles, Tour Carpe Diem, Esplanade Nord, 92400 Courbevoie | |||||
Camille Roncoroni | France | Director | Senior Manager, Kéa & Partners | 3 Rue Danton - 92240 Malakoff | |||||
Rodolphe Peugeot | France | Director | Company Director | 18 avenue Georges Mandel – 75016 Paris | |||||
Béatrice Dumurgier | France | Director | Chief Operating Officer, Believe | 24, rue Toulouse Lautrec – 75017 Paris | |||||
EPF, represented by Nicolas Huet | France | Director | Chief Executive Officer, EPF | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France |
Executive Officers of Peugeot Invest:
Name | Citizenship | Principal Occupation | Business Address | ||||
Bertrand Finet | France | Chief Executive Officer, Peugeot Invest | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France |
Directors of Peugeot 1810:
Name | Citizenship | Director Position | Principal Occupation | Business Address | |||||
Peugeot Invest, represented by Marie-Hélène Peugeot-Roncoroni | France | Chairman | Chairman, Peugeot 1810 | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
EPF, represented by Frédéric Banzet | France | Vice-Chairman | Chairman, EPF | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Robert Peugeot | France | Director | Chairman, Peugeot Invest | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Jean-Philippe Peugeot | France | Director | Company Director | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Christian Peugeot | France | Director | President, Peugeot Frères Industrie | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France | |||||
Xavier Peugeot | France | Director | Senior Vice President Commercial Vehicles Business Unit, Stellantis | 2 boulevard de l’Europe, 78300 Poissy, France | |||||
Xavier Mosquet | France | Director | Senior Partner & Managing Director at The Boston Consulting Group. Founder of the Detroit Office. | 855 Shirly Road MI 48009 – Birmingham, USA | |||||
Jean-Christophe Quémard | France | Director | Chief Executive Officer, Jaycee Consult | 3 rue du Bout du Mont – 78810 Feucherolles |
Executive Officers of Peugeot 1810:
Name | Citizenship | Principal Occupation | Business Address | ||||
Peugeot Invest, represented by Bertrand Finet | France | Chief Executive Officer, Peugeot Invest | 66, avenue Charles de Gaulle, 92200 Neuilly-sur-Seine, France |
Annex B
The following table sets forth, as of the date hereof, the number and percentage of Common Shares that is beneficially owned by each director and executive officer of the Reporting Persons.
Name | Common Shares Beneficially Owned (1) | Percentage of Class Beneficially Owned | ||
Robert Peugeot | 10,094 | * | ||
Marie-Hélène Peugeot-Roncoroni | 2,002(2) | * | ||
Christian Peugeot | 8,851 | * | ||
Xavier Peugeot | 87,051 | * | ||
Jean-Philippe Peugeot | 1,347 | * | ||
Henri Peugeot | 1,060 | * | ||
Charles Peugeot | 9,200 | * | ||
Marc Peugeot | 10,023 | * | ||
Amélie Banzet | 8 | * | ||
Thierry Peugeot | 117,967 | * | ||
Nicolas Huet | 0 | 0 | ||
Luce Gendry | 0 | 0 | ||
Anne Lange | 0 | 0 | ||
Dominique Netter | 250 | * | ||
Edouard Peugeot | 1 | * | ||
Armand Peugeot | 0 | 0 | ||
Marie-Françoise Walbaum | 0 | 0 | ||
Bertrand Finet | 1,335 | * | ||
Frédéric Banzet | 260 | * | ||
Sophie Banzet-Bérets | 0 | 0 | ||
Romain Peugeot | 0 | 0 | ||
Laure Peugeot | 0 | 0 | ||
Pascaline Peugeot de Dreuzy | 3,954 | * | ||
Michel Giannuzzi | 0 | 0 | ||
Camille Roncoroni | 0 | 0 | ||
Rodolphe Peugeot | 60 | * | ||
Béatrice Dumurgier | 0 | 0 | ||
Xavier Mosquet | 0 | 0 | ||
Jean-Christophe Quémard | 343,078 | * |
*Less than 0.01% of the Common Shares beneficially owned.
(1) Certain members of the Peugeot family own interests in a family-controlled holding company that owns, in the aggregate, less than 0.3% of the outstanding Common Shares as of the date of this
Schedule 13D and, as a result, may be deemed to have beneficial ownership of such Common Shares. No individual named in this Annex B controls this family-controlled holding company, and each individual named herein that owns interests in such
family-controlled holding company disclaims beneficial ownership of the Common Shares held thereby.
(2) Mrs. Peugeot-Roncoroni also holds an interest in a shared account which holds 785 Common Shares; her interest is estimated at approximately 25%.