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Filing Details

Accession Number:: 0001140361-16-088426
Form Type:: 13G Filing
Publication Date:: 2016-12-01 17:23:39

Filed By:: Formanek Investment Trust
Company:: Oncternal Therapeutics Inc. (NASDAQ:ONCT)
Filing Date:: 2016-12-01
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Sole Voting Power	Shared Voting Power	Sole Dispositive Power	Shared Dispositive Power	Aggregate Amount Owned Power	Percent of Class
Formanek Investment Trust	0	7,750,213	0	7,750,213	7,750,213	5.38 (2)%
Peter R. Formanek	89,646	7,806,859	89,646	7,806,859	7,896,505	5.48 (3)%
Jonathan P. Formanek	0	7,750,213	0	7,750,213	7,750,213	5.38 (2)%
Walter Rotchild	0	7,750,213	0	7,750,213	7,750,213	5.38 (2)%

Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

GTX INC /DE/

(Name of Issuer)

Common Stock, $0.001 Par Value

(Title of Class of Securities)

40052B108

(CUSIP Number)

October 14, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.

40052B108


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Formanek Investment Trust

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) x

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	Texas

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			0 shares

		6	SHARED VOTING POWER

			7,750,213 shares (1)

		7	SOLE DISPOSITIVE POWER

			0 shares

		8	SHARED DISPOSITIVE POWER

			7,750,213 shares (1)

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	7,750,213 shares

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	5.38 (2)%

12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	OO
	FOOTNOTES

	(1) Includes 4,050,213 shares of GTx, Inc. common stock, par value $0.001 per share (the "Common Stock"), owned by the Formanek Investment Trust (the "Trust"). Also includes 3,700,000 shares of Common Stock issuable upon the exercise of warrants (the "Warrants"), which the Trust purchased in November 2014 and which are deemed to beneficially owned by the Trust pursuant to Rule 13d-3(d)(1) of the Securities and Exchange Act of 1934, as amended. Peter R. Formanek, Jonathan P. Formanek and Walter Rotchild are trustees of the Trust and share voting and dispositive power with respect to shares of the Common Stock and Warrants owned by the Trust. (2) Based on 140,374,112 shares of Common Stock outstanding as of November 3, 2015, as reported in the GTx, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2015, filed with the SEC on November 9, 2015, and assumes the exercise of the Warrants.

CUSIP No.

40052B108


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Peter R. Formanek

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) x

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			89,646 shares (1)

		6	SHARED VOTING POWER

			7,806,859 shares (2)

		7	SOLE DISPOSITIVE POWER

			89,646 shares (1)

		8	SHARED DISPOSITIVE POWER

			7,806,859 shares (2)

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	7,896,505 shares

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	5.48 (3)%

12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	IN
	FOOTNOTES

	(1) Includes 89,646 shares of Common Stock owned by various trusts of which Peter R. Formanek is the sole trustee. (2) Includes 4,050,213 shares of Common Stock held by the Trust and 3,700,000 shares of Common Stock issuable upon the exercise of the Warrants owned by the Trust. Peter R. Formanek is a co-trustee of the Trust and shares voting and dispositive power with respect to the Common Stock and Warrants owned by the Trust. Also includes 56,646 shares of Common Stock owned by various trusts or accounts of which Peter R. Formanek is a co-trustee or over which he shares investment authority. (3) Based on 140,374,112 shares of Common Stock outstanding as of November 3, 2015, as reported in the GTx, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2015, filed with the SEC on November 9, 2015, and assumes the exercise of the Warrants.

CUSIP No.

40052B108


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Jonathan P. Formanek

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) x

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			0 shares

		6	SHARED VOTING POWER

			7,750,213 shares (1)

		7	SOLE DISPOSITIVE POWER

			0 shares

		8	SHARED DISPOSITIVE POWER

			7,750,213 shares (1)

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	7,750,213 shares

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	5.38 (2)%

12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	IN
	FOOTNOTES

	(1) Includes 4,050,213 shares of Common Stock held by the Trust and 3,700,000 shares of Common Stock issuable upon the exercise of the Warrants owned by the Trust. Jonathan P. Formanek is a co-trustee of the Trust and shares voting and dispositive power with respect to the Common Stock and Warrants owned by the Trust. (2) Based on 140,374,112 shares of Common Stock outstanding as of November 3, 2015, as reported in the GTx, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2015, filed with the SEC on November 9, 2015, and assumes the exercise of the Warrants.

CUSIP No.

40052B108


1	NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Walter Rotchild

2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
	(a) o
	(b) x

3	SEC USE ONLY



4	CITIZENSHIP OR PLACE OF ORGANIZATION

	Tennessee

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:		5	SOLE VOTING POWER

			0 shares

		6	SHARED VOTING POWER

			7,750,213 shares (1)

		7	SOLE DISPOSITIVE POWER

			0 shares

		8	SHARED DISPOSITIVE POWER

			7,750,213 shares (1)

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	7,750,213 shares

10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

	o

11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	5.38 (2)%

12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

	IN
	FOOTNOTES

	(1) Includes 4,050,213 shares of Common Stock held by the Trust and 3,700,000 shares of Common Stock issuable upon the exercise of the Warrants owned by the Trust. Walter Rotchild is a co-trustee of the Trust and shares voting and dispositive power with respect to the Common Stock and Warrants owned by the Trust. (2) Based on 140,374,112 shares of Common Stock outstanding as of November 3, 2015, as reported in the GTx, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2015, filed with the SEC on November 9, 2015, and assumes the exercise of the Warrants.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

	FORMANEK INVESTMENT TRUST

Date: February 08, 2016	By:	/s/ Peter R. Formanek
		Name: Peter R. Formanek
		Title: Trustee



Date: February 08, 2016	By:	/s/ PETER R. FORMANEK
		Name: PETER R. FORMANEK



Date: February 08, 2016	By:	/s/ JONATHAN P. FORMANEK
		Name: JONATHAN P. FORMANEK



Date: February 08, 2016	By:	/s/ WALTER ROTCHILD
		Name: WALTER ROTCHILD

Footnotes:

Attention:

Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)