Filing Details

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Rule 13d-101)

Under the Securities Exchange Act of 1934

 

(Amendment No. 5)*

 

ICONIX BRAND GROUP INC.

 

(Name of Issuer)

 

Common Stock

 

(Title of Class of Securities)

 

451055107

 

(CUSIP Number)

 

Cameron Olsen
Unit A, Brook Park East
Shirebrook
NG20 8RY
United Kingdom
+44 845 1299 289

 

(Name, Address and Telephone Number of Person Authorized

to Receive Notices and Communications)

 

November 11, 2016

 

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box:        ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

  

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 451055107

 

1	NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON   Sports Direct International plc
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) þ
3	SEC USE ONLY
4	SOURCE OF FUNDS   WC
5	CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
6	CITIZENSHIP OR PLACE OF ORGANIZATION     United Kingdom
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	7	SOLE VOTING POWER    *
	8	SHARED VOTING POWER   *
	9	SOLE DISPOSITIVE POWER    *
	10	SHARED DISPOSITIVE POWER   *
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON   5,900,000*
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)   10.5%*
14	TYPE OF REPORTING PERSON   CO

 

* Beneficial ownership is disclaimed for both Section 13(d) and Section 16(a) purposes as interests are economic interests held through contracts for differences, the terms of which do not confer voting rights or dispositive power.

 

 

The following constitutes Amendment No. 5 (“Amendment No. 5”) to the Schedule 13D filed by the undersigned on January 5, 2016 as amended by Amendment No. 1 thereto filed on January 13, 2016, Amendment No. 2 thereto filed on January 21, 2016, Amendment No. 3 thereto filed on August 11, 2016 and Amendment No. 4 thereto filed on August 23, 2016 (the “Schedule 13D”). This Amendment No. 5 amends the Schedule 13D as specifically set forth.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) The Reporting Person has an indirect economic interest in 5,900,000 Shares, representing an 10.51% economic interest in the Shares. Such interest is held through the CFDs with Monecor (London) Limited, trading as ETX Capital, (“ETX Capital”) listed in paragraph (c) of this Item 5.

(b) Pursuant to the CFDs, the Reporting Person does not have the power to vote or direct the vote, or power to dispose or direct the disposition, of any of the Shares and, accordingly, beneficial ownership is disclaimed pursuant to Rules 13d-4 and 16a-1(a)(4) for Section 13(d) and Section 16(a) purposes.

(c) The following table lists each of the purchases and sales by the Reporting Person of CFDs in respect of the Shares during the past 60 days. Each of these CFDs were entered into with ETX Capital and provide that the parties will exchange the difference in the value of the Shares at the time at which the contract is agreed and the time at which it is closed. There were no other transactions effected by the Reporting Person in the Shares or other indirect interests in the Shares during this period.

 

Date of transaction		Type of transaction		Number of Shares subject to the CFD		Price per Share at the time CFD agreed
12 September 2016		Purchase		3,600		792.47
13 September 2016		Purchase		15,400		797.36
14 September 2016		Purchase		5,150		794.92
16 September 2016		Purchase		45,441		787.84
19 September 2016		Purchase		200		798.50
20 September 2016		Purchase		14,000		796.00
23 September 2016		Sale		2,500		851.00
29 September 2016		Purchase		346		800.00
30 September 2016		Purchase		2,500		796.90
05 October 2016		Sale		40,259		853.41
06 October 2016		Sale		1,000		855.00
10 October 2016		Sale		15,400		861.13
10 October 2016		Sale		2,900		861.13
17 October 2016		Purchase		22,850		792.99
18 October 2016		Purchase		22,539		791.94
19 October 2016		Purchase		24,323		795.44
20 October 2016		Purchase		59,469		771.49
21 October 2016		Purchase		42,468		761.68
24 October 2016		Purchase		3,773		756.84
24 October 2016		Purchase		44,030		746.94
25 October 2016		Purchase		15,937		737.94
25 October 2016		Purchase		12,600		746.43
26 October 2016		Purchase		1,600		739.94
01 November 2016		Sale		1,250		800.25

 

 

03 November 2016		Purchase		13,426		744.60
04 November 2016		Sale		10,906		802.38
07 November 2016		Sale		44,030		802.35
07 November 2016		Sale		8,476		802.35
08 November 2016		Sale		50		824.00
08 November 2016		Purchase		27,069		699.93
08 November 2016		Purchase		50		706.00
08 November 2016		Sale		11,311		814.19
09 November 2016		Sale		38,689		830.17
09 November 2016		Sale		12,600		838.03
09 November 2016		Sale		4,900		838.03
09 November 2016		Sale		350		838.03
09 November 2016		Sale		5,031		838.03
09 November 2016		Sale		50		838.03
09 November 2016		Sale		15,758		838.03
09 November 2016		Sale		72,880		838.03
09 November 2016		Sale		88,431		838.03
10 November 2016		Sale		3,773		883.92
10 November 2016		Sale		3,779		883.92
10 November 2016		Sale		59,469		883.92
10 November 2016		Sale		5,182		883.92
10 November 2016		Sale		200		883.92
10 November 2016		Sale		24,323		883.92
10 November 2016		Sale		22,539		883.92
10 November 2016		Sale		22,850		883.92
10 November 2016		Sale		2,500		883.92
10 November 2016		Sale		100		883.92
10 November 2016		Sale		2,250		883.92
10 November 2016		Sale		14,000		883.92
10 November 2016		Sale		346		883.92
10 November 2016		Sale		600		883.92
10 November 2016		Sale		38,089		883.92
10 November 2016		Sale		55,185		907.93
10 November 2016		Sale		7,247		907.93
11 November 2016		Sale		3,078		934.93
11 November 2016		Sale		34,490		934.93
11 November 2016		Sale		100,000		934.93
11 November 2016		Sale		20,098		951.00
11 November 2016		Sale		69,464		951.00
14 November 2016		Sale		110,438		990.62
14 November 2016		Sale		100,000		974.80

 

(d) Not known.

(e) Not applicable.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, such person hereby certifies that the information set forth in this statement is true, complete and correct.

 

Dated: November 15, 2016

 

	Sports Direct International plc
	By: Cameron Olsen
	its Company Secretary
	By:	/s/ Cameron Olsen
		Name: Cameron Olsen
		Title: Company Secretary