Filing Details

Accession Number:
0001193125-23-273022
Form Type:
13D Filing
Publication Date:
2023-11-07 19:00:00
Filed By:
Exor N.v.
Company:
Clarivate Plc (NYSE:CLVT)
Filing Date:
2023-11-08
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Giovanni Agnelli B.V 48,905,371 0 48,905,371 0 48,905,371 7.37%
Exor N.V 48,905,371 0 48,905,371 0 48,905,371 7.37%
Exor Nederland N.V 48,905,371 0 48,905,371 0 48,905,371 7.37%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Clarivate Plc

(Name of Issuer)

Ordinary shares, par value 0.20 per share

(Title of Class of Securities)

G21810109

(CUSIP Number)

Scott Miller

Sullivan & Cromwell LLP

125 Broad Street

New York, NY 10004

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 8, 2023

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Giovanni Agnelli B.V.

  2  

   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  48,905,371

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  48,905,371

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  48,905,371    

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  7.37%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 ordinary shares, no par value (the Shares), outstanding as of October 27, 2023, as reported in the Issuers Form 10-Q for the quarterly period ended September 30, 2023 (the Form 10-Q) which the Issuer filed on November 7, 2023.

 

Page 2 of 7


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Exor N.V.

  2  

   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  48,905,371

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  48,905,371

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  48,905,371

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  7.37%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 Shares outstanding as of October 27, 2023, as reported in the Form 10-Q which the Issuer filed on November 7, 2023.

 

Page 3 of 7


CUSIP No. G21810109

 

  1    

  NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Exor Nederland N.V.

  2  

   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (see instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS* (see instructions)

 

  WC

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  The Netherlands

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     7    

  SOLE VOTING POWER

 

  48,905,371

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  48,905,371

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  48,905,371

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (see instructions)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  7.37%*

14  

  TYPE OF REPORTING PERSON* (see instructions)

 

  HC, CO

 

* 

This calculation is based on 663,922,882 Shares outstanding as of October 27, 2023, as reported in the Form 10-Q which the Issuer filed on November 7, 2023.

 

Page 4 of 7


CUSIP No. G21810109

 

This Amendment No. 1 (the Amendment No. 1) relates to the Schedule 13D filed on October 23, 2023 by (1) Giovanni Agnelli B.V. (G.A.), (2) Exor N.V. (Exor) and (3) Exor Nederland N.V. (Exor Nederland) and together with G.A. and Exor, the (Reporting Persons, and individually referred to herein as a Reporting Person).

Item 3. Source and Amount of Funds or Other Consideration.

Item 3 of the Original Schedule 13D is hereby amended and supplemented by adding the following information:

All Shares purchased by the Reporting Persons were purchased using investment capital of the Reporting Persons.

 

Item 5.

Interest in Securities of the Issuer.

Item 5(c) of the Original Schedule 13D is hereby amended and supplemented by adding the following information.

Exhibit 99.2, which is incorporated by reference into this Item 5(c) as if restated in full, describes all of the transactions in the class of securities reported in this Schedule 13D (as amended) that were effected by the Reporting Persons in the past 60 days. Except as set forth in Exhibit 99.2 attached hereto, no reportable transactions were effected by any Reporting Person within the last 60 days.

Item 7. Material to be Filed as Exhibits.

 

Exhibit Number   

Description of Exhibits

99.1    Joint Filing Agreement (previously filed)
99.2    Trading data (filed herewith)

 

Page 5 of 7


CUSIP No. G21810109

 

SIGNATURE

After reasonable inquiry and to the best of the undersigneds knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: November 8, 2023     GIOVANNI AGNELLI B.V.
    By:   /s/ Guido De Boer
    Name:   Guido De Boer
    Title:   Authorized Signatory

 

    EXOR N.V.
    By:   /s/ Guido De Boer
    Name:   Guido De Boer
    Title:   Authorized Signatory

 

    EXOR NEDERLAND N.V.
    By:   /s/ Guido De Boer
    Name:   Guido De Boer
    Title:   Authorized Signatory

 

Page 6 of 7