Filing Details
- Accession Number:
- 0001193125-23-240514
- Form Type:
- 13G Filing
- Publication Date:
- 2023-09-21 20:00:00
- Filed By:
- Carlyle Group Inc.
- Company:
- Complete Solaria Inc.
- Filing Date:
- 2023-09-22
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
The Carlyle Group Inc | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle Holdings I GP Inc | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle Holdings I GP Sub | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle Holdings I | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
CG Subsidiary Holdings | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
TC Group | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
TC Group Sub | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
CRSEF Lux GP S. r.l | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle Holdings II GP | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle Holdings II | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
TC Group Cayman Investment Holdings | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
TC Group Cayman Investment Holdings Sub | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
CRSEF GP | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
CRSEF Managing GP | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Carlyle CRSEF Solis Aggregator, S.C.Sp | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
CRSEF Solis Holdings | 0 | 2,745,879 | 0 | 2,745,879 | 2,745,879 | 5.7 % |
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Complete Solaria, Inc.
(Name of Issuer)
Common Stock, par value $0.0001
(Title of Class of Securities)
20460L104
(CUSIP Number)
July 28, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 20460L104 | Schedule 13G | Page 1 of 25 |
1 | Names of Reporting Persons
The Carlyle Group Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
CO |
CUSIP No. 20460L104 | Schedule 13G | Page 2 of 25 |
1 | Names of Reporting Persons
Carlyle Holdings I GP Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
CO |
CUSIP No. 20460L104 | Schedule 13G | Page 3 of 25 |
1 | Names of Reporting Persons
Carlyle Holdings I GP Sub L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 4 of 25 |
1 | Names of Reporting Persons
Carlyle Holdings I L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 5 of 25 |
1 | Names of Reporting Persons
CG Subsidiary Holdings L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 6 of 25 |
1 | Names of Reporting Persons
TC Group, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 7 of 25 |
1 | Names of Reporting Persons
TC Group Sub L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 8 of 25 |
1 | Names of Reporting Persons
CRSEF Lux GP S.à r.l. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Luxembourg |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO |
CUSIP No. 20460L104 | Schedule 13G | Page 9 of 25 |
1 | Names of Reporting Persons
Carlyle Holdings II GP L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 10 of 25 |
1 | Names of Reporting Persons
Carlyle Holdings II L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 11 of 25 |
1 | Names of Reporting Persons
TC Group Cayman Investment Holdings, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 12 of 25 |
1 | Names of Reporting Persons
TC Group Cayman Investment Holdings Sub L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 13 of 25 |
1 | Names of Reporting Persons
CRSEF GP, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 14 of 25 |
1 | Names of Reporting Persons
CRSEF Managing GP, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Ontario, Canada |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 15 of 25 |
1 | Names of Reporting Persons
Carlyle CRSEF Solis Aggregator, S.C.Sp. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Luxembourg |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 20460L104 | Schedule 13G | Page 16 of 25 |
1 | Names of Reporting Persons
CRSEF Solis Holdings, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
2,745,879 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
2,745,879 |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,745,879 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
5.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 20460L104 | Schedule 13G | Page 17 of 25 |
ITEM 1. | (a) Name of Issuer: |
Complete Solaria, Inc. (the Issuer)
(b) | Address of Issuers Principal Executive Offices: |
45700 Northport Loop East, Fremont, CA 94538.
ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
The Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group, L.L.C.
TC Group Sub L.P.
CRSEF Lux GP S.à r.l.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.L.C.
TC Group Cayman Investment Holdings, L.P.
TC Group Cayman Investment Holdings Sub L.P.
CRSEF GP, L.L.C.
CRSEF Managing GP, L.P.
Carlyle CRSEF Solis Aggregator, S.C.Sp.
CRSEF Solis Holdings, L.L.C.
(b) | Address or Principal Business Office: |
The principal business office address for each of TC Group Cayman Investment Holdings, L.P. and TC Group Cayman Investment Holdings Sub L.P. is c/o Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9008. The principal business office address for CRSEF Lux GP S.à r.l. and Carlyle CRSEF Solis Aggregator, S.C.Sp. is c/o The Carlyle Group, 2, avenue Charles de Gaulle, L-1653 Luxembourg, Luxembourg. The principal business office address for each of the remaining Reporting Persons is c/o The Carlyle Group Inc., 1001 Pennsylvania Avenue NW, Suite 220 South, Washington, DC 20004-2505.
CUSIP No. 20460L104 | Schedule 13G | Page 18 of 25 |
(c) | Citizenship of each Reporting Person is: |
Each of TC Group Cayman Investment Holdings, L.P. and TC Group Cayman Investment Holdings Sub L.P. is organized under the laws of the Cayman Islands. Each of CRSEF Lux GP S.à r.l. and Carlyle CRSEF Solis Aggregator, S.C.Sp. is organized under the laws of Luxembourg. CRSEF Managing GP, L.P. is organized under the laws of Ontario, Canada. Each of the remaining Reporting Persons is organized under the laws of the State of Delaware.
(d) | Title of Class of Securities: |
Common stock, par value $0.0001 per share (Common Stock).
(e) | CUSIP Number: |
20460L104
ITEM 3. |
Not applicable.
CUSIP No. 20460L104 | Schedule 13G | Page 19 of 25 |
ITEM 4. | Ownership. |
(a-c) |
The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of the date of this filing, based upon 48,036,432 shares of Common Stock outstanding, which includes (i) 45,290,553 shares of Common Stock outstanding as of August 23, 2023, as reported in Amendment No. 1 to the Issuers Registration Statement on Form S-1 as filed with the Securities and Exchange Commission on August 24, 2023; and (ii) 2,745,879 shares of Common Stock issuable upon exercise of a warrant (the Warrant) held of record by CRSEF Solis Holdings, L.L.C.
Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole of: | Shared power to dispose or to direct the disposition of: | ||||||||||||||||||
The Carlyle Group Inc. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle Holdings I GP Inc. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle Holdings I GP Sub L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle Holdings I L.P. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
CG Subsidiary Holdings L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
TC Group, L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
TC Group Sub L.P. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
CRSEF Lux GP S.à r.l. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle Holdings II GP L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle Holdings II L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
TC Group Cayman Investment Holdings, L.P. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
TC Group Cayman Investment Holdings Sub L.P. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
CRSEF GP, L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
CRSEF Managing GP, L.P. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
Carlyle CRSEF Solis Aggregator, S.C.Sp. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 | |||||||||||||||||
CRSEF Solis Holdings, L.L.C. | 2,745,879 | 5.7 | % | 0 | 2,745,879 | 0 | 2,745,879 |
The amounts reported in the table above include 2,745,879 shares of Common Stock issuable upon exercise of the Warrant held of record by CRSEF Solis Holdings, L.L.C.
The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.à r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.à r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.
CUSIP No. 20460L104 | Schedule 13G | Page 20 of 25 |
The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.
Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named above may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C. Each of them disclaims any such beneficial ownership of such securities.
ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
ITEM 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and were not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and were not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
CUSIP No. 20460L104 | Schedule 13G | Page 21 of 25 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 22, 2023
The Carlyle Group Inc. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | General Counsel | |
Carlyle Holdings I GP Inc. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director and General Counsel | |
Carlyle Holdings I GP Sub L.L.C. | ||
By: Carlyle Holdings I GP Inc., its sole member | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director and General Counsel | |
Carlyle Holdings I L.P. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director | |
CG Subsidiary Holdings L.L.C. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director | |
TC Group, L.L.C. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director |
CUSIP No. 20460L104 | Schedule 13G | Page 22 of 25 |
TC Group Sub L.P. | ||
By: TC Group, L.L.C., its general partner | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director | |
CRSEF Lux GP S.à r.l. | ||
By: | /s/ William Cagney | |
Name: | William Cagney | |
Title: | Manager | |
By: | /s/ Estelle Beyl Vodouhe | |
Name: | Estelle Beyl Vodouhe | |
Title: | Manager | |
Carlyle Holdings II GP L.L.C. | ||
By: The Carlyle Group Inc., its sole member | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | General Counsel | |
Carlyle Holdings II L.L.C. | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director | |
TC Group Cayman Investment Holdings, L.P. | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director | |
TC Group Cayman Investment Holdings Sub L.P. | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: | /s/ Jeffrey W. Ferguson | |
Name: | Jeffrey W. Ferguson | |
Title: | Managing Director |
CUSIP No. 20460L104 | Schedule 13G | Page 23 of 25 |
CRSEF GP, L.L.C. | ||
By: | /s/ Sanket Patel | |
Name: | Sanket Patel | |
Title: | Authorized Person | |
CRSEF Managing GP, L.P. | ||
By: CRSEF GP, L.L.C., its general partner | ||
By: | /s/ Sanket Patel | |
Name: | Sanket Patel | |
Title: | Authorized Person | |
Carlyle CRSEF Solis Aggregator, S.C.Sp. | ||
By: CRSEF Managing GP, L.P., its general partner | ||
By: CRSEF GP, L.L.C., its general partner | ||
By: | /s/ Sanket Patel | |
Name: | Sanket Patel | |
Title: | Authorized Person | |
And by: CRSEF Lux GP S.à r.l., its general partner | ||
By: | /s/ William Cagney | |
Name: | William Cagney | |
Title: | Manager | |
By: | /s/ Estelle Beyl Vodouhe | |
Name: | Estelle Beyl Vodouhe | |
Title: | Manager |
CUSIP No. 20460L104 | Schedule 13G | Page 24 of 25 |
CRSEF Solis Holdings, L.L.C. | ||
By: Carlyle CRSEF Solis Aggregator, S.C.Sp., its managing member | ||
By: CRSEF Managing GP, L.P., its general partner | ||
By: CRSEF GP, L.L.C., its general partner | ||
By: | /s/ Sanket Patel | |
Name: | Sanket Patel | |
Title: | Authorized Person | |
And by: CRSEF Lux GP S.à r.l., its general partner | ||
By: | /s/ William Cagney | |
Name: | William Cagney | |
Title: | Manager | |
By: | /s/ Estelle Beyl Vodouhe | |
Name: | Estelle Beyl Vodouhe | |
Title: | Manager |
CUSIP No. 20460L104 | Schedule 13G | Page 25 of 25 |
LIST OF EXHIBITS
Exhibit No. | Description | |
99 | Joint Filing Agreement. |