Filing Details
- Accession Number:
- 0001567619-23-007270
- Form Type:
- 13G Filing
- Publication Date:
- 2023-09-24 20:00:00
- Filed By:
- Wallis James W.
- Company:
- Prairie Operating Co. (OTCBB:PROP)
- Filing Date:
- 2023-09-25
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Wallis James W | 162 | 162 | 16,283,555 | 15.3 (3)% |
Filing
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No.
n/a
)*
Prairie Operating Co.
(Name
of Issuer)
Common Stock, Par Value $0.01
97751C100
August 15, 2023
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule
13d-1(b)
x
Rule
13d-1(c)
o
Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
| CUSIP No. | 97751C100 |
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
| Wallis James W. (1) 00-0000000 | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
| 16283555 shares of Common Stock, 16283555 shares of Common Stock issuable upon exercise of Common Stock Purchase Warrants (2) | |||||
| 6 | SHARED VOTING POWER | ||||
| None | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 16283555 shares of Common Stock, 16283555 shares of Common Stock issuable upon exercise of Common Stock Purchase Warrants (2) | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| None | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 16,283,555 shares of Common Stock
16,283,555 shares of Common Stock issuable upon exercise of Common Stock Purchase Warrants (2) | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 15.3 (3)% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
| IN | |||||
FOOTNOTES | |||||
| (1) Shares reported in this Form 13G are held through the James W. Wallis Living Trust, for which James W. Wallis is the Settlor and Sole Trustee.
(2) As more fully described in Item 4, the Common Stock Purchase Warrant (the "Common Warrants") are subject to a 4.99% blocker (the "Common Warrant Blocker"). However, as more fully described in Item 4, the securities reported in rows (5), (7), and (9) show the number of shares of Common Stock that would be issuable upon full conversion and exercise of such Common Warrants and does not give effect to the Common Warrant Blocker. Therefore, the actual number of shares of Common Stock beneficially owned by the Reporting Person, after giving effect to the Common Warrant Blocker, is less than the number of securities reported in rows (5), (7), and (9). (3) Based on 196,250,677 shares of Common Stock outstanding as reported in the Issuer's Registration Statement on Form S-1/A filed with the Securities and Exchange Commission on August 25, 2023, and taking into effect the Common Warrant Blocker. | |||||
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
| James W. Wallis | |||
Date:
September 22, 2023 | By:
| /s/ James W. Wallis | |
| Name: James W. Wallis | |||
| Title: Individual | |||
Footnotes: |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |