Filing Details
- Accession Number:
- 0001140361-23-031450
- Form Type:
- 13G Filing
- Publication Date:
- 2023-06-25 20:00:00
- Filed By:
- Viking Global
- Company:
- Roivant Sciences Ltd.
- Filing Date:
- 2023-06-26
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Viking Global Investors | 0 | 75,238,700 | 0 | 75,238,700 | 75,238,700 | 9.9% |
Viking Global Performance | 0 | 32,050,522 | 0 | 32,050,522 | 32,050,522 | 4.2% |
Viking Global Equities II | 0 | 641,010 | 0 | 641,010 | 641,010 | 0.1% |
Viking Global Equities Master Ltd | 0 | 31,409,512 | 0 | 31,409,512 | 31,409,512 | 4.1% |
Viking Long Fund GP | 0 | 12,884,307 | 0 | 12,884,307 | 12,884,307 | 1.7% |
Viking Long Fund Master Ltd | 0 | 12,884,307 | 0 | 12,884,307 | 12,884,307 | 1.7% |
Viking Global Opportunities Parent GP | 0 | 30,303,871 | 0 | 30,303,871 | 30,303,871 | 4.0% |
Viking Global Opportunities GP | 0 | 30,303,871 | 0 | 30,303,871 | 30,303,871 | 4.0% |
Viking Global Opportunities Portfolio GP | 0 | 30,303,871 | 0 | 30,303,871 | 30,303,871 | 4.0% |
Viking Global Opportunities Illiquid Investments Sub-Master | 0 | 30,303,871 | 0 | 30,303,871 | 30,303,871 | 4.0% |
O. Andreas Halvorsen | 0 | 75,238,700 | 0 | 75,238,700 | 75,238,700 | 9.9% |
David C. Ott | 0 | 75,238,700 | 0 | 75,238,700 | 75,238,700 | 9.9% |
Rose S. Shabet | 0 | 75,238,700 | 0 | 75,238,700 | 75,238,700 | 9.9% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER
THE SECURITIES EXCHANGE ACT OF 1934*
(Amendment No. 1)
Roivant Sciences Ltd.
(Name of Issuer)
Common shares, $0.0000000341740141 par value per share
(Title of Class of Securities)
G76279101
(CUSIP Number)
June 22, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G76279101 | 13G | Page 2 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Investors LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
75,238,700* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
75,238,700* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
75,238,700* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
9.9%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 3 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Performance LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
32,050,522* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
32,050,522* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
32,050,522* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.2%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 4 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Equities II LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
641,010* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
641,010* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
641,010* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
0.1%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 5 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Equities Master Ltd. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
31,409,512* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
31,409,512* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
31,409,512* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.1%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
CO | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 6 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Long Fund GP LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
12,884,307* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
12,884,307* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
12,884,307* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
1.7%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 7 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Long Fund Master Ltd. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
12,884,307* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
12,884,307* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
12,884,307* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
1.7%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
CO | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 8 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Opportunities Parent GP LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
30,303,871* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
30,303,871* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
30,303,871* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.0%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
* See Item 4
CUSIP No. G76279101 | 13G | Page 9 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Opportunities GP LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
30,303,871* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
30,303,871* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
30,303,871* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.0%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
* See Item 4
CUSIP No. G76279101 | 13G | Page 10 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Opportunities Portfolio GP LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
30,303,871* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
30,303,871* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
30,303,871* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.0%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
*
See Item 4
CUSIP No. G76279101 | 13G | Page 11 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Viking Global Opportunities Illiquid Investments Sub-Master LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
30,303,871* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
30,303,871* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
30,303,871* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
4.0%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
* See Item 4
CUSIP No. G76279101 | 13G | Page 12 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
O. Andreas Halvorsen | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Norway | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
75,238,700* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
75,238,700* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
75,238,700* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
9.9%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 13 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
David C. Ott | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
75,238,700* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
75,238,700* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
75,238,700* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
9.9%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 14 of 24 Pages |
1 | NAMES OF REPORTING PERSONS | | | ||
Rose S. Shabet | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
75,238,700* | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
75,238,700* | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
75,238,700* | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
9.9%* | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
*See Item 4
CUSIP No. G76279101 | 13G | Page 15 of 24 Pages |
Item 1(a). | Name of Issuer: |
Roivant Sciences Ltd.
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
7th Floor
50 Broadway, London SW1H 0DB,
United Kingdom
Item 2(a). | Name of Person Filing: |
Viking Global Investors LP (“VGI”),
Viking Global Performance LLC (“VGP”),
Viking Global Equities II LP (“VGEII”),
Viking Global Equities Master Ltd. (“VGEM”),
Viking Long Fund GP LLC (“VLFGP”),
Viking Long Fund Master Ltd. (“VLFM”),
Viking Global Opportunities Parent GP LLC (“Opportunities Parent”),
Viking Global Opportunities GP LLC (“Opportunities GP”),
Viking Global Opportunities Portfolio GP LLC (“Opportunities Portfolio GP”),
Viking Global Opportunities Illiquid Investments Sub-Master LP (“VGOP”),
O. Andreas Halvorsen, David C. Ott and Rose S. Shabet (collectively, the “Reporting Persons”)
Items 2(b). | Address of Principal Business Office or, if none, Residence: |
The business address of each of the Reporting Persons is: 55 Railroad Avenue, Greenwich, Connecticut 06830.
Items 2(c). | Citizenship: |
VGI and VGEII are Delaware limited partnerships; VGP, VLFGP, Opportunities Parent, Opportunities GP and Opportunities
Portfolio GP are Delaware limited liability companies; VGEM and VLFM are Cayman Islands exempted companies; VGOP is a Cayman Islands exempted limited partnership; O. Andreas Halvorsen is a citizen of Norway; and David C. Ott and Rose S. Shabet are
citizens of the United States.
Item 2(d). | Titles of Classes of Securities: |
Common shares, par value $0.0000000341740141 per share (“Common Stock”)
Item 2(e). | CUSIP NUMBER: G76279101 |
Item
3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the
Person Filing is a: |
(a) | ☐ Broker or dealer registered under Section 15 of the
Exchange Act |
(b) | ☐ Bank as defined in Section 3(a)(6) of the Exchange
Act |
(c) | ☐ Insurance company as defined in Section 3(a)(19) of
the Exchange Act |
(d) | ☐ Investment company registered under Section 8 of
the Investment Company Act of 1940 |
(e) | ☐ Investment Adviser registered under Section 203 of
the Investment Advisers Act of 1940: see Rule 13d-1(b)(1)(ii)(E) |
CUSIP No. G76279101 | 13G | Page 16 of 24 Pages |
(f) | ☐ Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) |
(g) | ☐ Parent holding company, in accordance with Rule
13d-1(b)(1)(ii)(G). |
(h) | ☐ Savings Association as defined in Section 3(b) of
the Federal Deposit Insurance Act. |
(i) | ☐ Church Plan that is excluded from the definition of
an investment company under Section 3(c)(14) of the Investment Company Act of 1940. |
(j) | ☐ Non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
(k) | ☐ Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K). |
Item 4. | Ownership |
The percentages set forth herein are based on 758,427,350 shares of Common Stock outstanding as of February 9, 2023, as
reported by the Issuer in its quarterly report on Form 10-Q, filed with the U.S. Securities and Exchange Commission (the “Commission”) on February 13, 2023.
A. VGI
(a) Amount beneficially owned: 75,238,700 | |
(b) Percent of Class: 9.9% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 75,238,700 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 75,238,700 | |
VGI provides managerial services to VGEII, VGEM, VLFM and VGOP. VGI has the authority to dispose of and vote the shares of Common Stock directly
owned by VGEII, VGEM, VLFM and VGOP. VGI does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the “Act”), VGI may be deemed to beneficially own the shares of Common
Stock directly held by VGEII, VGEM, VLFM and VGOP. |
B. VGP
(a) Amount beneficially owned: 32,050,522 | |
(b) Percent of Class: 4.2% | |
(c) Number of shares as to which such person has: | |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 32,050,522 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 32,050,522 |
CUSIP No. G76279101 | 13G | Page 17 of 24 Pages |
VGP, as the general partner of VGEII, has the authority to dispose of and vote the shares of Common Stock directly owned by VGEII. VGP serves as
investment manager to VGEM and has the authority to dispose of and vote the shares of Common Stock directly owned by VGEM. VGP does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Act, VGP may be deemed to beneficially own the shares of Common Stock directly held by VGEII and VGEM. |
C. VGEII
(a) Amount beneficially owned: 641,010 | |
(b) Percent of Class: 0.1% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 641,010 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 641,010 | |
VGEII has the authority to dispose of and vote the shares of Common Stock directly owned by it, which power may be exercised by its general
partner, VGP, and by VGI, an affiliate of VGP, which provides managerial services to VGEII. |
D. VGEM
(a) Amount beneficially owned: 31,409,512 | |
(b) Percent of Class: 4.1% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 31,409,512 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 31,409,512 | |
VGEM has the authority to dispose of and vote the shares of Common Stock directly owned by it, which power may be exercised by its investment
manager, VGP, and by VGI, an affiliate of VGP, which provides managerial services to VGEM. Viking Global Equities LP (a Delaware limited partnership) and Viking Global Equities III Ltd. (a Cayman Islands exempted company), through its
investment in VGE III Portfolio Ltd. (a Cayman Islands exempted company), invest substantially all of their assets through VGEM. |
CUSIP No. G76279101 | 13G | Page 18 of 24 Pages |
E. VLFGP
(a) Amount beneficially owned: 12,884,307 | |
(b) Percent of Class: 1.7% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 12,884,307 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 12,884,307 | |
VLFGP serves as the investment manager of VLFM and has the authority to dispose of and vote the shares of Common Stock directly owned by VLFM.
VLFGP does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Act, VLFGP may be deemed to beneficially own the shares of Common Stock directly held by VLFM. |
F. VLFM
(a) Amount beneficially owned: 12,884,307 | |
(b) Percent of Class: 1.7% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 12,884,307 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 12,884,307 | |
VLFM has the authority to dispose of and vote the shares of Common Stock directly owned by it, which power may be exercised by its investment
manager, VLFGP, and by VGI, an affiliate of VLFGP, which provides managerial services to VLFM. Viking Long Fund LP (a Delaware limited partnership) and Viking Long Fund III Ltd. (a Cayman Islands exempted company), through its investment
in Viking Long Fund Intermediate L.P. (a Cayman Islands limited partnership), invest substantially all of their assets through VLFM. |
G. Opportunities Parent
(a) Amount beneficially owned: 30,303,871 | |
(b) Percent of Class: 4.0% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 30,303,871 | |
(iii) Sole power to dispose or to direct the disposition of: 0 |
CUSIP No. G76279101 | 13G | Page 19 of 24 Pages |
(iv) Shared power to dispose or to direct the disposition of: 30,303,871 | |
Opportunities Parent is the sole member of Opportunities GP, which has the authority to dispose of and vote the shares of Common Stock controlled
by Opportunities Portfolio GP, which consists of the shares of Common Stock directly held by VGOP. Opportunities Parent does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Act, Opportunities Parent may be deemed to beneficially own the shares of Common Stock directly held by VGOP. |
H. Opportunities GP
(a) Amount beneficially owned: 30,303,871 | |
(b) Percent of Class: 4.0% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 30,303,871 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 30,303,871 | |
Opportunities GP serves as the sole member of Opportunities Portfolio GP and has the authority to dispose of and vote the shares of Common Stock
controlled by Opportunities Portfolio GP, which consists of the shares of Common Stock directly held by VGOP. Opportunities GP does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Act, Opportunities GP may be deemed to beneficially own the shares of Common Stock directly held by VGOP. |
I. Opportunities Portfolio GP
(a) Amount beneficially owned: 30,303,871 | |
(b) Percent of Class: 4.0% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 30,303,871 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 30,303,871 | |
Opportunities Portfolio GP serves as the general partner of VGOP and has the authority to dispose of and vote the shares of Common Stock directly
owned by VGOP. Opportunities Portfolio GP does not directly own any shares of Common Stock. | |
Based on Rule 13d-3 of the Act, Opportunities Portfolio GP may be deemed to beneficially own the shares of Common Stock directly held by VGOP. |
CUSIP No. G76279101 | 13G | Page 20 of 24 Pages |
J. VGOP
(a) Amount beneficially owned: 30,303,871 | |
(b) Percent of Class: 4.0% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 30,303,871 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 30,303,871 | |
VGOP has the authority to dispose of and vote the shares of Common Stock directly owned by it, which power may be exercised by its general
partner, Opportunities Portfolio GP, and by VGI, an affiliate of Opportunities Portfolio GP, which provides managerial services to VGOP. | |
Viking Global Opportunities LP (a Delaware limited partnership) and Viking Global Opportunities III LP (a Cayman Islands exempted limited
partnership), through its investment in Viking Global Opportunities Intermediate LP (a Cayman Islands exempted limited partnership), invest substantially all of their assets in Viking Global Opportunities Master LP (a Cayman Islands
exempted limited partnership), which in turn invests through VGOP. |
K. O. Andreas Halvorsen, David C. Ott and Rose S. Shabet
(a) Amount beneficially owned: 75,238,700 | |
(b) Percent of Class: 9.9% | |
(c) Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote: 0 | |
(ii) Shared power to vote or to direct the vote: 75,238,700 | |
(iii) Sole power to dispose or to direct the disposition of: 0 | |
(iv) Shared power to dispose or to direct the disposition of: 75,238,700 | |
Mr. Halvorsen, Mr. Ott and Ms. Shabet, as Executive Committee Members of Viking Global Partners LLC (general partner of VGI), VGP, VLFGP and
Opportunities Parent have shared authority to dispose of and vote the shares of Common Stock beneficially owned by VGI, VGP, VLFGP and Opportunities Parent. None of Mr. Halvorsen, Mr. Ott and Ms. Shabet directly owns any shares of Common
Stock. | |
Based on Rule 13d-3 of the Act, each may be deemed to beneficially own the shares of Common Stock directly held by VGEII, VGEM, VLFM and VGOP. | |
Mr. Halvorsen, Mr. Ott and Ms. Shabet each beneficially own 75,238,700 shares of Common Stock consisting of (i) 641,010 shares of Common Stock
directly and beneficially owned by VGEII, (ii) 31,409,512 shares of Common Stock directly and beneficially owned by VGEM, | |
(iii) 12,884,307 shares of Common Stock directly and beneficially owned by VLFM and (iv) 30,303,871 shares of Common Stock directly and
beneficially owned by VGOP. |
CUSIP No. G76279101 | 13G | Page 21 of 24 Pages |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be
the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
The response to Item 4 is incorporated by reference herein.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
Item 9. | Notice of Dissolution of Group. |
Not applicable.
Item 10. | Certification. (if filing pursuant to Rule
13d-1(d)) |
Not applicable.
CUSIP No. G76279101 | 13G | Page 22 of 24 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: June 26, 2023 | |||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of O. Andreas Halvorsen (1) | ||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of David C. Ott (2) | ||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of Rose S. Shabet (3) |
(1) Scott M. Hendler is signing on behalf of O. Andreas Halvorsen, individually and as an Executive Committee Member of VIKING GLOBAL
PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee
Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Mr. Halvorsen on February 12, 2021 (SEC File No. 005-49737).
(2) Scott M. Hendler is signing on behalf of David C. Ott, individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC,
on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member of
VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Mr. Ott on February 12, 2021 (SEC File No. 005-49737).
(3) Scott M. Hendler is signing on behalf of Rose S. Shabet, individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS
LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member
of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Ms. Shabet on February 12, 2021 (SEC File No. 005-49737).
CUSIP No. G76279101 | 13G | Page 23 of 24 Pages |
EXHIBIT A - JOINT FILING AGREEMENT
This joint filing agreement is made and entered into as of this 26th day of June, 2023, by and among VIKING GLOBAL INVESTORS LP, VIKING GLOBAL PERFORMANCE LLC, VIKING GLOBAL EQUITIES II LP, VIKING GLOBAL EQUITIES MASTER LTD., VIKING LONG FUND GP LLC, VIKING LONG FUND MASTER LTD.,
VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL OPPORTUNITIES PORTFOLIO GP LLC, VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, O. Andreas Halvorsen, David C. Ott and Rose S. Shabet.
The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as
appropriate) all filings on any Forms 3, 4, or 5 or Schedules 13D or 13G, and any and all amendments thereto and any other documents relating thereto (collectively, the “Filings”) as required to be filed pursuant to the Securities Exchange Act of
1934, as amended. The parties to this Agreement further agree and covenant that each will fully cooperate with such other parties in the preparation, timely filing, and delivery of all such Filings.
IN WITNESS WHEREOF, the parties hereto have executed this agreement as of the date first set forth above.
Dated: June 26, 2023 | |||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of O. Andreas Halvorsen (1) | ||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of David C. Ott (2) | ||
By: | /s/ Scott M. Hendler | ||
Name: | Scott M. Hendler on behalf of Rose S. Shabet (3) |
(1) Scott M. Hendler is signing on behalf of O. Andreas Halvorsen, individually and as an Executive Committee Member of VIKING GLOBAL
PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee
Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Mr. Halvorsen on February 12, 2021 (SEC File No. 005-49737).
(2) Scott M. Hendler is signing on behalf of David C. Ott individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC,
on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member of
VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Mr. Ott on February 12, 2021 (SEC File No. 005-49737).
CUSIP No. G76279101 | 13G | Page 24 of 24 Pages |
(3) Scott M. Hendler is signing on behalf of Rose S. Shabet, individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS
LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member
of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL
OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to an authorization and designation letter dated February 9, 2021, which was previously filed with the Commission as an exhibit to a Form
13G filed by Ms. Shabet on February 12, 2021 (SEC File No. 005-49737).