Filing Details

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Rule 13d-101)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT

TO RULE 13d-2(a)

 

(Amendment No. 6)

 

 

(Name, Address, Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  ⌧.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

Explanatory Note

    This amendment to Schedule 13D amends the disclosures in the text of Item 5 to update information about the Reporting Person.

 

(a) and (b)  As of the close of business on April 28, 2023, the Reporting Person beneficially owned an aggregate of  386,672 shares of the Common Stock of the Issuer, or 5.8% of the Issuer’s Common Stock outstanding, which percentage was calculated based on 6,629,402 shares of the Issuer’s Common Stock outstanding as of February 28, 2023, as reported in the Issuer’s Form 10-K, filed on February 28, 2023.

 

 

On April 30, 2023, the transactions contemplated by that certain Agreement and Plan of Merger, dated as of  October 24, 2022 (the "Merger Agreement"), by and between Peoples Bancorp Inc., an Ohio corporation ("Peoples") and the Issuer were completed. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer’s Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.90 shares of common stock of Peoples. Accordingly, as of the Effective Time, the reporting persons no longer beneficially owned any shares of the Issuer’s Common Stock.