Filing Details

Accession Number:
0001104659-23-045033
Form Type:
13G Filing
Publication Date:
2023-04-12 20:00:00
Filed By:
Tadpole Investing Carnival Ltd
Company:
Pintec Technology Holdings Ltd (NASDAQ:PT)
Filing Date:
2023-04-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Yechen Gan 105,000,000 0 105,000,000 0 105,000,000 18.8%
Tadpole Investing Carnival Limited 105,000,000 0 105,000,000 0 105,000,000 18.8%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

(Amendment No.    )* 

 

Pintec Technology Holdings Limited

(Name of Issuer)

 

Class A ordinary shares, $0.000125 par value per share

(Title of Class of Securities)

 

72352G 107**

(CUSIP Number)

 

March 16, 2023

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)

 

  ¨ Rule 13d-1(c)

 

  x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

 

 

1 Name of Reporting Person
Yechen Gan
2 Check the Appropriate Box if a Member of a Group
(a)  ¨
(b)  ¨
3 SEC Use Only
4 Citizenship
China
Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:
5 Sole Voting Power
105,000,000(1)
6 Shared Voting Power
0
7 Sole Dispositive Power
105,000,000(1)
8 Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned by Each Reporting Person
105,000,000(1)
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares
¨
11 Percent of Class Represented by Amount in Row (9)
18.8% (2)
12 Type of Reporting Person
IN

 

(1) In his capacity as the sole shareholder and director of Tadpole Investing Carnival Limited.
(2) Calculated based on a total of 558,178,618 issued and outstanding ordinary shares (consisting of 507,239,098 Class A ordinary shares and 50,939,520 Class B ordinary shares) of the Issuer as of March 24, 2023.

 

2

 

 

1 Name of Reporting Person
Tadpole Investing Carnival Limited
2 Check the Appropriate Box if a Member of a Group
(a)  ¨
(b)  ¨
3 SEC Use Only
4 Place of Organization
British Virgin Islands
Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:
5 Sole Voting Power
105,000,000(3)
6 Shared Voting Power
0
7 Sole Dispositive Power
105,000,000(3)
8 Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned by Each Reporting Person
105,000,000(3)
10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares
¨
11 Percent of Class Represented by Amount in Row (9)
18.8% (4)
12 Type of Reporting Person
CO

 

(3)Represents 105,000,000 Class A ordinary shares directly held by Tadpole Investing Carnival Limited.
(4)Calculated based on a total of 558,178,618 issued and outstanding ordinary shares (consisting of 507,239,098 Class A ordinary shares and 50,939,520 Class B ordinary shares) of the Issuer as of March 24, 2023.

 

3

 

 

Item 1(a). Name of Issuer:
   
  Pintec Technology Holdings Limited (the “Issuer”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices:
   
  3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jinghai 3rd Street, BDA, Beijing, China

  

Item 2(a).Name of Person Filings:
  
 Yechen Gan
 Tadpole Investing Carnival Limited

  

Item 2(b).

Address of Principal Business Office, or, if none, Residence: 

   
  Yechen Gan
  Address: Room 402, Unit 1, Building 2, Caixing Community Wenhua Road, Jinghu District, Wuhu City, Anhui Province, China   
 

 

Tadpole Investing Carnival Limited

 

Address: Room 1715, Qiaohong Office Building, Jinghu District, Wuhu City, Anhui Province, China

 

Item 2(c). Citizenship:
   
 

Yechen Gan: China

 

Tadpole Investing Carnival Limited: British Virgin Islands

 

Item 2(d). Title of Class of Securities:
   
 

Class A ordinary shares, par value of $0.000125 per share, of the Issuer.

 

The Issuer’s ordinary shares consist of Class A ordinary shares and Class B ordinary shares. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of Class B ordinary shares is entitled to fifteen votes per share, subject to certain conditions, on all matters submitted to them for vote. Class A ordinary shares and Class B ordinary shares vote together as a single class on all matters submitted to a vote of the shareholders of the Issuer, except as may otherwise be required by law.  Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances. 

 

Item 2(e). CUSIP No.:
   
  72352G 107**

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d -2(b) or (c), check whether the persons filing is a:
   
  Not applicable

 

4

 

 

Item 4. Ownership:
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

   Amount
beneficially
owned
   Percent of
class(2)
   Sole power
to
vote or
direct
the vote (3)
   Shared power
to vote or to
direct the vote
  

Sole power to
dispose

or to
direct the
disposition of

  Shared power
to dispose or
to direct the
disposition of
Yechen Gan (1)    105,000,000    18.8%   105,000,000    0   105,000,000  0
Tadpole Investing Carnival Limited    105,000,000    18.8%   105,000,000    0   105,000,000  0

 

(1)In his capacity as the sole shareholder and director of Tadpole Investing Carnival Limited.
(2) Calculated based on a total of 558,178,618 issued and outstanding ordinary shares (consisting of 507,239,098 Class A ordinary shares and 50,939,520 Class B ordinary shares) of the Issuer as of March 24, 2023.

 

Item 5. Ownership of Five Percent or Less of a Class:
   
  Not applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:
   
  Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
   
  Not applicable

 

Item 8. Identification and Classification of Members of the Group:
   
  Not applicable

 

Item 9. Notice of Dissolution of Group:
   
  Not applicable

 

Item 10. Certifications:
   
  Not applicable

 

5

 

 

LIST OF EXHIBITS

 

Exhibit No.   Description
   
A   Joint Filing Agreement

 

6

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 13, 2023

 

  Yechen Gan
     
  By: /s/ Yechen Gan
  Name:  Yechen Gan
     
  Tadpole Investing Carnival Limited
     
  By: /s/ Yechen Gan
  Name: Yechen Gan
  Title: Director

 

7