Filing Details
- Accession Number:
- 0000895345-23-000244
- Form Type:
- 13D Filing
- Publication Date:
- 2023-04-23 20:00:00
- Filed By:
- Gsam Holdings Llc
- Company:
- Mirion Technologies Inc.
- Filing Date:
- 2023-04-24
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
GS Sponsor II | 0 | 24,525,000 | 0 | 24,525,000 | 24,525,000 | 10.9% |
GSAM Holdings | 0 | 27,250,000 | 0 | 27,250,000 | 27,250,000 | 12.1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Mirion Technologies, Inc.
(Name of Issuer)
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Titles of Class of Securities)
60471A101
(CUSIP Number)
Philip Grovit
GSAM Holdings LLC
200 West Street
New York, NY 10282
(212) 859-8000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
February 28, 2023
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
Rule.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAMES OF REPORTING PERSONS | | | ||
GS Sponsor II LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
N/A | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
24,525,000 (1) | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
24,525,000 (1) | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
24,525,000 (1) | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
10.9% (1)(2) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
(1) | Reflects (i) 16,025,000 shares of Class A common stock, par value
$0.0001 per share (“Class A Common Stock”) and (ii) 8,500,000 shares of Class A Common Stock that may be acquired upon the exercise of private placement warrants. See Item 5. |
(2) | Based on 217,470,076 shares of Class A Common Stock outstanding as
of February 26, 2023, as reflected in the Form 10-K filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on February 28, 2023, together with 8,500,000 shares of Class A Common Stock underlying private placement
warrants. See Item 5. |
1 | NAMES OF REPORTING PERSONS | | | ||
GSAM Holdings LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
| | ||||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | ||
N/A | | | |||
| | ||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | ||
| | ||||
| | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
8 | SHARED VOTING POWER | | | ||
27,250,000 (1) | | | |||
| | ||||
9 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
10 | SHARED DISPOSITIVE POWER | | | ||
27,250,000 (1) | | | |||
| | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
27,250,000 (1) | | | |||
| | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | ||
| | ||||
| | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
12.1% (1)(2) | | | |||
| | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
(1) | Reflects (i) 18,750,000 shares of Class A Common Stock and (ii)
8,500,000 shares of Class A Common Stock that may be acquired upon the exercise of private placement warrants. See
Item 5. |
(2) | Based on 217,470,076 shares of Class A Common Stock outstanding as of February 26, 2023, as reflected in the Form 10-K filed by the Issuer with the
SEC on February 28, 2023, together with 8,500,000 shares of Class A Common Stock underlying private placement warrants. See Item 5. |
EXPLANATORY NOTE
This Amendment No. 3 (this “Amendment”) amends, on behalf of GS Sponsor II LLC (the “Sponsor”) and GSAM Holdings LLC (“Holdings”),
the initial Schedule 13D (the “Initial Filing”) filed jointly by Sponsor, GSAH II PIPE Investors Employee LP (“GSAH II PIPE Investors”), and Holdings on November 1, 2021, as previously amended on October 19, 2022 and December 7,
2022, and relates to the Class A common stock, par value $0.0001 per share (the “Class A Common Stock”), of Mirion Technologies, Inc., a Delaware corporation (the “Issuer”). Sponsor and Holdings are collectively referred to
herein as the “Reporting Persons.” Disclosure items set forth in the Initial Filing in respect of Sponsor and Holdings shall remain in effect as previously amended, except to the extent expressly amended or superseded by this Amendment
(the Initial Filing, in respect of Sponsor and Holdings and as previously amended and amended hereby, the “Schedule 13D”). GSAH II PIPE Investors previously reported that it had ceased to be a beneficial owner of more than 5% of the
outstanding shares of Class A Common Stock. All capitalized terms used and not expressly defined in this Amendment have the respective meanings ascribed to such terms in the Initial Filing as previously amended.
This Amendment is filed to reflect a change in the percentage of Class A Common Stock beneficially owned by each Reporting Person as a
result of an increase in the number of outstanding shares of Class A Common Stock as reported on Form 10-K for the year ended December 31, 2002, filed with the SEC on February 28, 2023.
ITEM 5.INTEREST IN SECURITIES
OF THE ISSUER
Item 5(a) and (b) is hereby amended and restated as follows:
The aggregate
number and percentage of Class A Common Stock beneficially owned by each Reporting Person is based upon the 217,470,076 shares
of Class A Common Stock outstanding as of February 26, 2023, as reflected in the Form 10-K filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on February 28, 2023, together with the 8,500,000 shares of Class A Common Stock underlying the Private Placement Warrants.
The Sponsor has
the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of (i) the 16,025,000 shares of Class A Common Stock of which it is the record owner, and (ii) the 8,500,000 shares of Class A Common Stock that it has
the right to acquire, within sixty days, upon conversion of the Private Placement Warrants of which it is the record owner.
Holdings is the managing member of the Sponsor and may be deemed to have beneficial ownership over (i) the shares of Class
A Common Stock of which the Sponsor is the record owner, and (ii) the shares underlying the Private Placement Warrants of which the Sponsor is the record owner. In addition, each of Employee Participation 1 LLC and Employee Participation 2 LLC
are managed by a subsidiary of Holdings and, as a result, Holdings may be deemed to beneficially own (i) the 1,325,000 shares of Class A Common Stock of which Employee
Participation 1 LLC is the record owner, and (ii) the 1,400,000 shares of Class A Common Stock
of which Employee Participation 2 LLC is the record owner.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and
correct.
Dated: April 18, 2023
GS SPONSOR II LLC | |||
| By: | /s/ Philip Grovit | |
Name: Philip Grovit | |||
Title: Vice President | |||
GSAM Holdings LLC | |||
| By: | /s/ Philip Grovit | |
Name: Philip Grovit | |||
Title: Vice President | |||