Filing Details

Accession Number:
0000950157-16-002349
Form Type:
13D Filing
Publication Date:
2016-10-19 17:29:32
Filed By:
Brookfield Asset Management Inc.
Company:
Terraform Power Inc. (NASDAQ:TERP)
Filing Date:
2016-10-19
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
BROOKFIELD ASSET MANAGEMENT INC 8 11,075,000 10 11,075,000 11,075,000 12.12%
PARTNERS LIMITED 8 11,075,000 10 11,075,000 11,075,000 12.12%
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA) 8 10,450,000 10 10,450,000 10,450,000 11.44%
BROOKFIELD INFRASTRUCTURE FUND III GP 8 10,450,000 10 10,450,000 10,450,000 11.44%
ORION US GP 8 10,450,000 10 10,450,000 10,450,000 11.44%
ORION US HOLDINGS 8 10,450,000 10 10,450,000 10,450,000 11.44%
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) 8 625,000 10 625,000 625,000 0.68%
BROOKFIELD CREDIT OPPORTUNITIES FUND GP 8 625,000 10 625,000 625,000 0.68%
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND 8 625,000 10 625,000 625,000 0.68%
Filing
 


UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

TerraForm Power, Inc.
(Name of Issuer)
 

Common stock, Class A, $0.01 par value
(Title of Class of Securities)
 

88104R100
(CUSIP Number)
 

A.J. Silber
Brookfield Asset Management Inc.
Brookfield Place
181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3
(416) 363-9491
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)


October 19, 2016
(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 

 
 

CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD ASSET MANAGEMENT INC.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
ONTARIO
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
11,075,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,075,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,075,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
12.12%(1)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 

(1) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 

CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
PARTNERS LIMITED
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
ONTARIO
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
11,075,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
11,075,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
11,075,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
12.12%(2)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 

(2) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), L.P.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
ONTARIO
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
10,450,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
10,450,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
10,450,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
11.44%(3)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 
 
(3) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD INFRASTRUCTURE FUND III GP LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
DELAWARE
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
10,450,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
10,450,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
10,450,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
11.44%(4)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
(4) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
ORION US GP LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
DELAWARE
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
10,450,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
10,450,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
10,450,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
11.44%(5)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
(5) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
ORION US HOLDINGS 1 L.P.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
BK
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
DELAWARE
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
10,450,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
10,450,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
10,450,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
11.44%(6)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 
 
(6) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
DELAWARE
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
625,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
625,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
625,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
0.68%(7)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
(7) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
DELAWARE
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
625,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
625,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
625,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
0.68%(8)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
(8) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.
 
 
 
CUSIP No. 88104R100
 
1
NAMES OF REPORTING PERSONS
 
 
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND, L.P.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) (b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
AF
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 
 
 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
CAYMAN ISLANDS
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
 
 
 
 
 
8
SHARED VOTING POWER
 
 
625,000
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
 
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
625,000
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
625,000
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
0.68%(9)
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 

(9) Percentage ownership is based on an aggregate number of Class A Shares of the Issuer of 91,361,593 outstanding as of July 20, 2016, based on information disclosed by the Issuer in a Current Report on Form 8-K, dated July 25, 2016.

 
 
This Amendment No. 2 (this “Amendment No. 2”) to Schedule 13D is being filed by Orion US Holdings 1 L.P., Orion US GP LLC, Brookfield Infrastructure Fund III GP LLC, Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P., Brookfield Credit Opportunities Master Fund, L.P., Brookfield Credit Opportunities Fund GP, LLC, Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC, Brookfield Asset Management Inc. and Partners Limited to amend the Schedule 13D filed on June 29, 2016 (the “Original Schedule 13D”), as amended by Amendment No. 1 to the Original Schedule 13D, filed on July 22, 2016 (as so amended, the “Amended Schedule 13D”), with respect to beneficial ownership of the shares of Class A common stock, $0.01 par value per share, of TerraForm Power, Inc., a corporation organized under the laws of the state of Delaware.

This Amendment No. 2 is being filed to disclose an amendment to the Letter Agreement between Brookfield and Appaloosa, dated July 22, 2016.  The Reporting Persons and Appaloosa are individually filing pursuant to Rule 13d-1(k) under the Act.

This Amendment No. 2 hereby amends Item 2, Item 4, Item 6 and Item 7 of the Amended Schedule 13D as follows:

Item 2. Identity and Background.

Item 2 of the Amended Schedule 13D is hereby amended by deleting in their entirety Schedules I, II, V and VI, which set forth a list of the directors and executive officers of Orion US GP LLC, Brookfield Infrastructure Fund III GP LLC, Brookfield Asset Management Inc. and Partners Limited, respectively, and the principal occupations and addresses of such directors and executive officers, and substituting Schedules I, II, V and VI attached hereto in lieu thereof.

Item 4. Purpose of Transaction.

Item 4 of the Amended Schedule 13D is hereby amended by adding the following:

On October 19, 2016, Brookfield and Appaloosa entered into Amendment No. 1 to the Letter Agreement, which extended the Exclusivity Period (as defined in the Letter Agreement) from 90 days to 180 days.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information set forth in Item 4 of this Amendment No. 2 and the text of Amendment No. 1 to the Letter Agreement are incorporated into Item 6 of the Amended Schedule 13D by reference.  Except as described in this Amendment No. 2 and the Amended Schedule 13D, the Reporting Persons are not currently parties to any other contracts, arrangements, understandings or relationships (legal or otherwise) with respect to any securities of the Issuer.

Item 7. Materials to Be Filed as Exhibits.

Exhibit 99.3                          Amendment No. 1 to the Letter Agreement, dated October 19, 2016



SIGNATURES
 
 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
 
October 19, 2016
 
 
ORION US HOLDINGS 1 L.P.
by its general partner ORION US GP LLC
 
 
 
 
 
 
By:
/s/Fred Day
 
 
 
Name:  Fred Day
 
 
 
Title:    Vice President
 
 
 
 
 


 
ORION US GP LLC
 
 
 
 
 
 
By:
/s/Fred Day
 
 
 
Name:  Fred Day
 
 
 
Title:    Vice President
 
 
 
 
 


 
BROOKFIELD INFRASTRUCTURE FUND III GP LLC
 
 
 
 
 
 
By:
/s/Fred Day
 
 
 
Name:  Fred Day
 
 
 
Title:    Vice President
 
 
 
 
 


 
BROOKFIELD ASSET MANAGEMENT
PRIVATE INSTITUTIONAL CAPITAL
ADVISER (CANADA), L.P.,
by its general partner,
Brookfield Private Funds Holdings Inc.
 
 
 
 
 
 
By:
/s/James Rickert
 
 
 
Name:  James Rickert
 
 
 
Title:    Vice President
 
 
 
 
 


 

 



 
BROOKFIELD CREDIT OPPORTUNITIES
MASTER FUND, L.P.
by its general partner,
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC
 
 
 
 
 
 
By:
/s/Barry Blattman
 
 
 
Name:  Barry Blattman
 
 
 
Title:    Chairman
 
 
 
 
 


 
BROOKFIELD CREDIT OPPORTUNITIES
FUND GP, LLC
 
 
 
 
 
 
By:
/s/Barry Blattman
 
 
 
Name:  Barry Blattman
 
 
 
Title:    Chairman
 
 
 
 
 


 
BROOKFIELD ASSET MANAGEMENT
PRIVATE INSTITUTIONAL CAPITAL
ADVISER (CREDIT) LLC
 
 
 
 
 
 
By:
/s/Barry Blattman
 
 
 
Name:  Barry Blattman
 
 
 
Title:    President and Treasurer
 
 
 
 
 


 
BROOKFIELD ASSET MANAGEMENT INC.
 
 
 
 
 
 
By:
/s/A.J. Silber
 
 
 
Name:  A.J. Silber
 
 
 
Title:    Vice-President, Legal Affairs
 
 
 
 
 


 
PARTNERS LIMITED
 
 
 
 
 
 
By:
/s/Brian D. Lawson
 
 
 
Name:  Brian D. Lawson
 
 
 
Title:    President
 
 
 
 
 
 

 


 
 

SCHEDULE I

ORION US GP LLC

Name and Position of
Officer or Director
Principal Business
Address
Principal Occupation or
Employment
Citizenship
Ralph Klatzkin, Manager and Vice President
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY 10281
Vice President of Brookfield
U.S.A.
       
Fred Day, Manager and Vice President
1200 Smith Street
Suite 1200
Houston, TX 77002
Vice President of Brookfield
U.S.A.
       
Hadley Peer-Marshall, Senior Vice President
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY 10281
Senior Vice President of Brookfield
U.S.A.
       
Julian Deschatelets, Senior Vice President
181 Bay Street, Suite 300, Brookfield Place,
Toronto, Ontario
M5J 2T3, Canada
Senior Vice President of Brookfield
Canada
       
Andrea Rocheleau, Senior Vice President
41 Victoria Street
Gatineau, Québec
J8X 2A1, Canada
Senior Vice President of Brookfield
Canada
       
Trevor Carson, Vice President
181 Bay Street, Suite 300, Brookfield Place,
Toronto, Ontario
M5J 2T3, Canada
Vice President of Brookfield
Canada
       
Scott Peak, Manager
1200 Smith Street
Suite 1200
Houston, TX 77002
Vice President of Brookfield
U.S.A
       
Keiji Hattori, Associate Vice President
NBF Hibiya Building 25F,
1-1-7 Uchisaiwaicho,
Chiyoda-ku,
Tokyo 100-0011
Senior Vice President of Brookfield
Japan
 
 

 

 

SCHEDULE II

BROOKFIELD INFRASTRUCTURE FUND III GP LLC

Name and Position of
Officer or Director
Principal Business
Address
Principal Occupation
or Employment
Citizenship
Justin Beber, President
181 Bay Street, Suite 300, Brookfield Place,
Toronto, Ontario
M5J 2T3, Canada
Managing Partner of Brookfield
Canada
       
Mark Srulowitz, Manager and Vice President
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY 10281
Managing Partner of Brookfield
U.S.A.
       
Keiji Hattori, Associate Vice President
NBF Hibiya Building 25F,
1-1-7 Uchisaiwaicho,
Chiyoda-ku,
Tokyo 100-0011
Senior Vice President of Brookfield
Japan
       
Ralph Klatzkin, Manager and Vice President
Brookfield Place
250 Vesey Street, 15th Floor
New York, NY 10281
Vice President of Brookfield
U.S.A.
       
Fred Day, Manager and Vice President
1200 Smith Street
Suite 1200
Houston, TX 77002
Vice President of Brookfield
U.S.A.
       
Scott Peak, Manager and Vice President
1200 Smith Street
Suite 1200
Houston, TX 77002
Vice President of Brookfield
U.S.A
       



 
SCHEDULE V

BROOKFIELD ASSET MANAGEMENT INC.

Name and Position of
Officer or Director
Principal Business
Address
Principal Occupation or
Employment
Citizenship
M. Elyse Allan, Director
2300 Meadowvale Road, Mississauga, Ontario,
L5N 5P9, Canada
President and Chief Executive Officer of GE Canada
Canada and U.S.A.
       
Jeffrey M. Blidner, Director and Senior Managing Partner
181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada
Senior Managing Partner of Brookfield
Canada
       
Angela F. Braly, Director
832 Alverna Drive, Indianapolis, Indiana 46260
President & Founder of The Braly Group, LLC
U.S.A.
       
Jack L. Cockwell, Director
51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada
Corporate Director
Canada
       
Marcel R. Coutu, Director
335 8th Avenue SW, Suite 1700
Calgary, Alberta
T2P 1C9, Canada
Former President and Chief Executive Officer of Canadian Oil Sands Limited
Canada
       
Maureen Kempston Darkes, Director
10 Avoca Ave.
Unit 1904
Toronto, Ontario
M4T 2B7, Canada
Corporate Director of Brookfield and former President, Latin America, Africa and Middle East of General Motors Corporation
Canada
       
J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer
181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada
Senior Managing Partner and Chief Executive Officer of Brookfield
Canada
       
Robert J. Harding, Director
181 Bay Street, Suite 300, Brookfield Place,
Toronto, Ontario
M5J 2T3, Canada
Past Chairman of Brookfield
Canada
       
David W. Kerr, Director
c/o 51 Yonge Street, Suite 400,
Toronto, Ontario M5E 1J1, Canada
Chairman of Halmont Properties Corp.
Canada
       
Brian W. Kingston, Senior Managing Partner
181 Bay Street, Suite 300
Toronto, Ontario
M5J 2T3, Canada
Senior Managing Partner of Brookfield
Canada
       
Brian D. Lawson, Senior Managing Partner and Chief Financial Officer
181 Bay Street, Suite 300
Toronto, Ontario
M5J 2T3, Canada
Senior Managing Partner and Chief Financial Officer of Brookfield
Canada

 
 
 
 
 
Philip B. Lind, Director
Rogers Communications Inc.,
333 Bloor Street East, 10th Floor,
Toronto, Ontario M4W 1G9, Canada
Co-Founder, Vice Chairman and Director of Rogers Communications Inc.
Canada
       
Cyrus Madon, Senior Managing Partner
181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada
Senior Managing Partner of Brookfield
Canada
       
Frank J. McKenna, Director
TD Bank Group, P.O. Box 1, TD Centre,
66 Wellington St. West, 4th Floor, TD Tower,
Toronto, Ontario
M5K 1A2, Canada
Chair of Brookfield and Deputy Chair of TD Bank Group
Canada
       
Youssef A. Nasr, Director
P.O. Box 16 5927, Beirut, Lebanon
Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil
Lebanon and U.S.A.
       
Lord Augustine Thomas O’Donnell, Director
P.O. Box 1, TD Centre, 66 Wellington St. W., 4th Floor, TD Tower
Toronto, Ontario
M5K 1A2, Canada
Chairman of Frontier Economics and Strategic Advisor of TD Bank Group
United Kingdom
       
Samuel J.B. Pollock, Senior Managing Partner
181 Bay Street, Suite 300
Toronto, Ontario
M5J 2T3, Canada
Senior Managing Partner of Brookfield
Canada
       
Ngee Huat Seek, Director
501 Orchard Road
#08–01 Wheelback Place
Singapore 238880
Former Chairman of the Latin American Business Group, Government of Singapore Investment Corporation
Singapore
       
Diana L. Taylor, Director
Solera Capital L.L.C
625 Madison Avenue,
3rd Floor
New York, N.Y. 10022
Vice Chair of Solera Capital LLC
Canada and U.S.A
       
George S. Taylor, Director
R.R. #3, 4675 Line 3,
St. Marys, Ontario
N4X 1C6, Canada
Corporate Director of Brookfield
Canada
       
A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary
181 Bay Street, Suite 300
Toronto, Ontario
M5J 2T3, Canada
Vice-President, Legal Affairs and Corporate Secretary of Brookfield
Canada

 


 

SCHEDULE VI

PARTNERS LIMITED

Name and Position of
Officer or Director
Principal Business
Address
Principal Occupation or
Employment
Citizenship
Jack L. Cockwell, Director and Chairman
51 Yonge Street, Suite 400, Toronto, Ontario
M5E 1J1, Canada
Corporate Director
Canada
       
David W. Kerr, Director
51 Yonge Street, Suite 400,
Toronto, Ontario M5E 1J1, Canada
Chairman of Halmont Properties Corp.
Canada
       
Brian D. Lawson, Director and President
Brookfield Asset Management Inc.
181 Bay Street, Brookfield Place, Suite 300
Toronto, Ontario
M5J 2T3, Canada
Senior Managing Partner and Chief Financial Officer of Brookfield
Canada
       
George E. Myhal, Director
Partners Value Investments L.P.,
181 Bay Street, Brookfield Place, Suite 210,
Toronto, Ontario
M5J 2T3, Canada
President and CEO of Partners Value Investments L.P.
Canada
       
Timothy R. Price, Director
51 Yonge Street,
 Suite 400
Toronto, Ontario M5E 1J1, Canada
Chairman, Brookfield Funds
Canada
       
Tony E. Rubin, Treasurer
51 Yonge Street,
Suite 400
Toronto, Ontario M5E 1J1, Canada
Accountant
Canada
       
Lorretta Corso, Secretary
Brookfield Asset Management Inc.
181 Bay Street, Brookfield Place,
Suite 300,
Toronto, Ontario
M5J 2T3, Canada
Corporate Secretarial Administrator, Brookfield
Canada
       



 
EXHIBIT INDEX
 
Exhibit
Number
 
Description
 
 
 
99.3
 
Amendment No. 1 to the Letter Agreement, dated October 19, 2016

 
19