Filing Details
- Accession Number:
- 0001079973-16-001223
- Form Type:
- 13D Filing
- Publication Date:
- 2016-10-18 16:53:27
- Filed By:
- Lazarus Management Co Llc
- Company:
- Aeon Global Health Corp. (NASDAQ:AGHC)
- Filing Date:
- 2016-10-18
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Justin B. Borus | 627,784 | 0 | 627,784 | 0 | 627,784 | 10.5% |
| Lazarus Investment Partners LLLP | 626,951 | 0 | 626,951 | 0 | 626,951 | 10.5% |
| Lazarus Macro Micro Partners LLLP | 833 | 0 | 833 | 0 | 833 | 0.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 26)
Under the Securities Exchange Act of 1934
| Authentidate Holding Corp. | ||
| (Name of Issuer) | ||
| Common Stock, par value $0.001 per share | ||
| (Title of Class of Securities) | ||
| 052666302 | ||
| (CUSIP Nubmer) | ||
| Adam D. Averbach, Esq. c/o Lazarus Management Company LLC 3200 Cherry Creek South Drive, Suite 670 Denver, CO 80209 (303) 500-8821 |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| October 14, 2016 |
| (Date of event which requires filing of this statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box o
CUSIP No. 052666302
| 1. | NAMES OF REPORTING PERSONS. Justin B. Borus |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS PF, OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 627,784 |
| 8. | SHARED VOTING POWER 0 | |
| 9. | SOLE DISPOSITIVE POWER 627,784 | |
| 10. | SHARED DISPOSITIVE POWER 0 |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 627,784 |
| 12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% |
| 14. | TYPE OF REPORTING PERSON IN/HC |
SCHEDULE 13D
CUSIP No. 052666302
| 1. | NAMES OF REPORTING PERSONS. Lazarus Investment Partners LLLP |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS PF, OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 626,951 |
| 8. | SHARED VOTING POWER 0 | |
| 9. | SOLE DISPOSITIVE POWER 626,951 | |
| 10. | SHARED DISPOSITIVE POWER 0 |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 626,951 |
| 12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% |
| 14. | TYPE OF REPORTING PERSON PN |
SCHEDULE 13D
CUSIP No. 052666302
| 1. | NAMES OF REPORTING PERSONS. Lazarus Macro Micro Partners LLLP |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) x |
| 3. | SEC USE ONLY |
| 4. | SOURCE OF FUNDS PF, OO |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) o |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 833 |
| 8. | SHARED VOTING POWER 0 | |
| 9. | SOLE DISPOSITIVE POWER 833 | |
| 10. | SHARED DISPOSITIVE POWER 0 |
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 833 |
| 12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) o |
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% |
| 14. | TYPE OF REPORTING PERSON PN |
Explanatory Note
This Amendment No. 26 amends and supplements the statement on Schedule 13D originally filed by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus and Lazarus Investment Partners LLLP ("Lazarus Partners") on August 28, 2012, as amended from time to time (the "Schedule 13D"). This Schedule 13D is also filed on behalf of Lazarus Macro Micro Partners LLLP ("Macro Micro Partners" and collectively with Lazarus Management, Mr. Borus and Lazarus Partners, the "Reporting Persons"). All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D. The information set forth in response to each Item below shall be deemed to be a response to all Items where such information is relevant.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby supplemented by adding the following:
Reference is made to Items 7, 9, 11 and 13 of pages 2-5 of this Schedule 13D, which items are incorporated by reference. The securities reported on this Schedule 13D that are held by Lazarus Partners consist of 422,272 shares of common stock and 200,000 shares of Series D Preferred Stock that are convertible into 204,679 shares of common stock. The securities reported on this Schedule 13D that are held by Macro Micro Partners consist of 833 shares of common stock. Excluded from these totals are warrants to purchase an additional 803,738 shares of common stock that are not exercisable within 60 days of the date of this filing as a result of certain lockup restrictions previously described. The calculation of percentage of beneficial ownership in Item 13 of pages 2-5 was calculated using information from the Issuer's Form 10-Q filed with the Securities and Exchange Commission on September 27, 2016, in which the Issuer stated that there were 5,772,258 shares of common stock outstanding as of September 15, 2016.
The Reporting Persons effected the transactions in the Issuer's shares of common stock as set forth in Exhibit B during the past sixty days.
Item 7. Material to Be Filed as Exhibits.
| Exhibit A: | | Joint Filing Agreement, dated as of October 18, 2016, by and among Lazarus Investment Partners LLLP, Lazarus Macro Micro Partners LLLP, Lazarus Management Company LLC and Justin B. Borus. |
| Exhibit B: | Transactions in shares of common stock. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: October 18, 2016
| LAZARUS INVESTMENT PARTNERS LLLP By: Lazarus Management Company LLC its General Partner |
| By: /s/ Justin B. Borus |
| Name: Justin B. Borus Title: Manager |
| LAZARUS MACRO MICRO PARTNERS LLLP By: Lazarus Management Company LLC its General Partner |
| By: /s/ Justin B. Borus |
| Name: Justin B. Borus Title: Manager |
| LAZARUS MANAGEMENT COMPANY LLC |
| By: /s/ Justin B. Borus |
| Name: Justin B. Borus Title: Manager |
| /s/ Justin B. Borus |
| Justin B. Borus |