Filing Details

Accession Number:
0001193125-16-740539
Form Type:
13D Filing
Publication Date:
2016-10-18 13:07:35
Filed By:
He Jilun
Company:
Ensync Inc. (NYSEMKT:ESNC)
Filing Date:
2016-10-18
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Melodious Investments Company Limited 0 25,000,000 0 25,000,000 25,000,000 38.6%
Melodious International Investments Group Limited 0 25,000,000 0 25,000,000 25,000,000 38.6%
Jilun He 6,436,666 25,000,000 6,436,666 25,000,000 31,436,666 48.6%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

EnSync, Inc.

(Name of Issuer)

Common Stock, par value $0.01

(Title of Class of Securities)

98876R204

(CUSIP Number)

Yancie Zhang

Melodious Investments Company Limited

45F, China Resources Building , 26 Harbour Road,

Wan Chai, Hong Kong

Telephone: +852- 39566776

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 17, 2016

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box.  ☐

 

 

Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D/A

CUSIP No. 98876R204

 

  1   

Name of reporting persons

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Melodious Investments Company Limited

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ☐

 

  6  

Citizenship or place of organization

 

British Virgin Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

25,000,000 shares of common stock1

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

25,000,000 shares of common stock1

11  

Aggregate amount beneficially owned by each reporting person

 

25,000,000 shares of common stock1

12  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)  ☐

 

13  

Percent of class represented by amount in Row (11)

 

38.6%2

14  

Type of reporting person (see instructions)

 

CO

 

1. Consists of (i) 8,000,000 shares of Common Stock to be held by Melodious Investments Company Limited (MICL) at the closing, and (ii) 17,000,000 shares of Common Stock issuable upon the conversion of 11,353 shares of the issuers Series C Convertible Preferred Stock held by MICL, assuming such preferred stock is convertible within 60 days from the date of acquisition. See Item 5. MICL is a British Virgin Islands company wholly owned by Melodious International Investments Group Limited (MII Group Limited), which is a British Virgin Islands company wholly owned by Jilun He. Jilun He is the sole director of each of MICL and MII Group Limited. The business address of each of MICL and MII Group Limited is Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands.
2. Percentage calculated based on 64,752,821 shares of Common Stock, consisting of (i) 47,752,821 shares of Common Stock outstanding as of September 8, 2016 as disclosed in the issuers annual report on Form 10-K filed with the Securities Exchange and Commission on September 8, 2016 and (ii) 17,000,000 shares of Common Stock (see Note 1 above).

SCHEDULE 13D/A

CUSIP No. 98876R204

 

  1   

Name of reporting persons

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Melodious International Investments Group Limited

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

WC

  5  

Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ☐

 

  6  

Citizenship or place of organization

 

British Virgin Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     7    

Sole voting power

 

0

     8   

Shared voting power

 

25,000,000 shares of common stock1

     9   

Sole dispositive power

 

0

   10   

Shared dispositive power

 

25,000,000 shares of common stock1

11  

Aggregate amount beneficially owned by each reporting person

 

25,000,000 shares of common stock1

12  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)  ☐

 

13  

Percent of class represented by amount in Row (11)

 

38.6%2

14  

Type of reporting person (see instructions)

 

CO

 

1. Consists of (i) 8,000,000 shares of Common Stock to be held by MICL at the closing, and (ii) 17,000,000 shares of Common Stock issuable upon the conversion of 11,353 shares of the issuers Series C Convertible Preferred Stock held by MICL, assuming such preferred stock is convertible within 60 days from the date of acquisition. See Item 5. MICL is a British Virgin Islands company wholly owned by MII Group Limited, which is a British Virgin Islands company wholly owned by Jilun He. Jilun He is the sole director of each of MICL and MII Group Limited. The business address of each of MICL and MII Group Limited is Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands.
2. Percentage calculated based on 64,752,821 shares of Common Stock, consisting of (i) 47,752,821 shares of Common Stock outstanding as of September 8, 2016 as disclosed in the issuers annual report on Form 10-K filed with the Securities Exchange and Commission on September 8, 2016 and (ii) 17,000,000 shares of Common Stock (see Note 1 above).

SCHEDULE 13D/A

CUSIP No. 98876R204

 

  1   

Name of reporting persons

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Jilun He

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☒

 

  3  

SEC use only

 

  4  

Source of funds (see instructions)

 

OO

  5  

Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ☐

 

  6  

Citizenship or place of organization

 

Peoples Republic of China

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     7    

Sole voting power

 

6,436,666 shares of common stock

     8   

Shared voting power

 

25,000,000 shares of common stock1

     9   

Sole dispositive power

 

6,436,666 shares of common stock

   10   

Shared dispositive power

 

25,000,000 shares of common stock1

11  

Aggregate amount beneficially owned by each reporting person

 

31,436,666 shares of common stock2

12  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)  ☐

 

13  

Percent of class represented by amount in Row (11)

 

48.6%3

14  

Type of reporting person (see instructions)

 

IN

 

1. Consists of (i) 8,000,000 shares of Common Stock to be held by MICL at the closing, and (ii) 17,000,000 shares of Common Stock issuable upon the conversion of 11,353 shares of the issuers Series C Convertible Preferred Stock held by MICL, assuming such preferred stock is convertible within 60 days from the date of acquisition. See Item 5. MICL is a British Virgin Islands company wholly owned by Melodious International Investments Group Limited (MII Group Limited), which is a British Virgin Islands company wholly owned by Jilun He. Jilun He is the sole director of each of MICL and MII Group Limited. The business address of each of MICL and MII Group Limited is Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands.
2. Consists of (i) 6,436,666 shares of Common Stock held by Jilun He, (ii) 8,000,000 shares of Common Stock to be held by MICL at the closing, and (iii) 17,000,000 shares of Common Stock issuable upon the conversion of 11,353 shares of the issuers Series C Convertible Preferred Stock held by MICL, assuming such preferred stock is convertible within 60 days from the date of acquisition. (See Note 1 above).
3. Percentage calculated based on 64,752,821 shares of Common Stock, consisting of (i) 47,752,821 shares of Common Stock outstanding as of September 8, 2016 as disclosed in the issuers annual report on Form 10-K filed with the Securities Exchange and Commission on September 8, 2016 and (ii) 17,000,000 shares of Common Stock (see Note 1 above).

This Amendment No. 3 (the Amendment) relating to the common stock, par value $0.01 per share (the Common Stock), of EnSync, Inc., a Wisconsin corporation (the Issuer) is filed to amend the Schedule 13D filed with the Securities and Exchange Commission (the Commission) on behalf of each of Melodious Investments Company Limited (MICL), Melodious International Investments Group Limited (MII Group Limited), and Jilun He on September 19, 2016 and as amended by Amendment No. 1 and Amendment No. 2 filed with the Commission on September 29, 2016 and October 11, 2016, respectively (the Schedule 13D). Except as set forth in this Amendment No.3, there has been no material change in the facts set forth in the Schedule 13D.

 

Item 3. Source and Amount of Funds or Other Considerations.

Item 3 of the Schedule 13D is hereby supplemented as follows:

Jilun He purchased an aggregate of 600,837 shares of Common Stock in the open market on October 17, 2016, for an aggregate price of $$765,252.59, exclusive of commissions and fees. The funds for the purchase of such shares of Common Stock came from Jilun Hes cash on hand. No borrowed funds were used to purchase such shares of Common Stock.

 

Item 5. Interest in Securities of the Issuer.

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as set forth below:

(a) and (b). The following disclosure assumes that there were 64,752,821 shares of Common Stock outstanding and issuable as of the Closing, including (1) 47,752,821 shares of Common Stock outstanding as of September 8, 2016 as disclosed in the Issuers annual report on Form 10-K filed with the Securities Exchange and Commission on September 8, 2016, and (2) 17,000,000 shares of Common Stock convertible from the Sale Preferred Shares, and that the Sale Preferred Shares are convertible within 60 days of the date of the Closing.

MICL is the direct owner of (i) Sale Common Shares and (ii) Sale Preferred Shares, which can be convertible into an aggregate of 17,000,000 shares of Common Stock subject to the terms and conditions of the Certificate of Designation. Pursuant to the Certificate of Designation, the Sale Preferred Shares are convertible at a conversion price of $0.6678; provided, that (A) the Series C-1 Convertible Preferred Stock only become convertible upon the completion of five megawatts worth of solar projects (the Projects) in accordance with the Supply Agreement entered into by SPI and the Issuer on July 13, 2015, which is filed on Schedule 13D by SPI with the Commission on July 13, 2015 (the Supply Agreement) and (B) the Series C-2 Convertible Preferred Stock only become convertible upon the completion of 15 megawatts worth of Projects. The Supply Agreement is qualified in its entirety by reference to its full text, and is incorporated herein by reference. MICL and MII Group Limited are deemed to have the shared power to vote or to direct the vote or dispose or direct the disposition of 25,000,000 shares of Common Stock, representing 38.6% of the Issuers total issued and outstanding shares of Common Stock as of the Closing.

Jilun He is the direct owner of 6,436,666 Common Stock and the indirect owner of (i) Sale Common Shares and (ii) Sale Preferred Shares as stated above. Jilun He has the sole power vote or to direct the vote or dispose or direct the disposition of 6,436,666 shares of Common Stock, and is deemed to have the shared power to vote or to direct the vote or dispose or direct the disposition of 25,000,000 shares of Common Stock, an aggregate of which representing 48.6% of the Issuers total issued and outstanding shares of Common Stock as of the Closing.

Except as disclosed in Items 5(a) and 5(b), none of the Reporting Persons has beneficially own any Common Stock, or has the right to acquire any Common Stock, nor presently have the power to vote or to direct the vote or to dispose or direct the disposition of any of the Common Stock which it may be deemed to beneficially own.

(c) The trading dates, number of shares of Common Stock purchased and the price per share for all transactions in the shares of Common Stock of the Issuer effected on behalf of Jilun He within the last 60 days, which were all ordinary brokerage transactions effected on the open market, are set forth in Schedule A and are incorporated herein by reference.

The information set forth in Item 3 of the Schedule 13D is hereby incorporated by reference in this Item 5(c).

Except as disclosed in this Statement, none of the Reporting Persons has effected any transaction in the Common Stock or other securities of the Issuer during the past 60 days.

(d) Except as set forth in this Item 5, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities.

(e) Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 18, 2016

 

Jilun He

By: /s/ Jilun He

Melodious International Investments Group Limited

By: /s/ Jilun He

Name: Jilun He
Title: Director
Melodious Investments Company Limited

By: /s/ Jilun He

Name: Jilun He
Title: Director

SCHEDULE A

TRANSACTIONS IN PAST 60 DAYS

The following purchase transactions were made by Jilun He in open-market broker transactions:

 

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-10-17    Purchase      14,914         1.32   
2016-10-17    Purchase      30,500         1.31   
2016-10-17    Purchase      50,000         1.31   
2016-10-17    Purchase      50,000         1.309   
2016-10-17    Purchase      50,000         1.3   
2016-10-17    Purchase      50,000         1.29   
2016-10-17    Purchase      19,203         1.294   
2016-10-17    Purchase      7,678         1.28   
2016-10-17    Purchase      12,866         1.27   
2016-10-17    Purchase      40,905         1.27   
2016-10-17    Purchase      16,525         1.267   
2016-10-17    Purchase      2,600         1.27   
2016-10-17    Purchase      50,000         1.265   
2016-10-17    Purchase      50,000         1.27   
2016-10-17    Purchase      50,000         1.256   
2016-10-17    Purchase      38,559         1.267   
2016-10-17    Purchase      7,987         1.239   
2016-10-17    Purchase      5,200         1.18   
2016-10-17    Purchase      50,000         1.18   
2016-10-17    Purchase      3,900         1.159   
2016-10-08    Purchase      500         1.136   
2016-10-08    Purchase      16,100         1.13   
2016-10-08    Purchase      9,900         1.14   
2016-10-08    Purchase      23,198         1.12   
2016-10-08    Purchase      6,475         1.1   
2016-10-08    Purchase      50,000         1.097   
2016-10-08    Purchase      66,310         1.099   
2016-10-08    Purchase      21,300         1.089   
2016-10-08    Purchase      30,457         1.08   
2016-10-08    Purchase      50,000         1.07   
2016-10-08    Purchase      5,300         1.06   
2016-10-07    Purchase      23,500         1.06   
2016-10-07    Purchase      23,400         1.06   
2016-10-07    Purchase      21,400         1.06   
2016-10-07    Purchase      50,000         1.06   
2016-10-07    Purchase      3,200         1.054   
2016-10-07    Purchase      50,000         1.057   
2016-10-07    Purchase      50,000         1.05   
2016-10-07    Purchase      2,246         1.03   
2016-10-07    Purchase      50,000         1.06   
2016-10-07    Purchase      25,200         1.045   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-10-07    Purchase      100         1.05   
2016-10-07    Purchase      15,700         1.03   
2016-10-07    Purchase      50,000         1.029   
2016-10-06    Purchase      5,000         1   
2016-10-06    Purchase      13,520         1   
2016-10-06    Purchase      110         0.98   
2016-10-06    Purchase      4,400         0.99   
2016-09-29    Purchase      100,000         1   
2016-09-29    Purchase      10,000         1   
2016-09-29    Purchase      100,000         0.997   
2016-09-29    Purchase      100,000         0.98   
2016-09-29    Purchase      100,000         0.98   
2016-09-29    Purchase      500         0.95   
2016-09-29    Purchase      50,000         0.95   
2016-09-28    Purchase      8,500         0.949   
2016-09-28    Purchase      50,000         0.95   
2016-09-28    Purchase      20,000         0.95   
2016-09-28    Purchase      28,109         0.95   
2016-09-28    Purchase      20,000         0.949   
2016-09-28    Purchase      5,400         0.94   
2016-09-28    Purchase      4,300         0.939   
2016-09-28    Purchase      20,000         0.94   
2016-09-28    Purchase      3,501         0.937   
2016-09-28    Purchase      20,000         0.94   
2016-09-28    Purchase      1,300         0.92   
2016-09-28    Purchase      3,600         0.92   
2016-09-28    Purchase      1,600         0.92   
2016-09-28    Purchase      7,700         0.915   
2016-09-28    Purchase      2,600         0.929   
2016-09-27    Purchase      2,100         0.93   
2016-09-27    Purchase      50,000         0.93   
2016-09-27    Purchase      5,500         0.93   
2016-09-27    Purchase      50,000         0.93   
2016-09-27    Purchase      50,000         0.928   
2016-09-27    Purchase      19,650         0.927   
2016-09-27    Purchase      50,000         0.92   
2016-09-27    Purchase      2,100         0.9   
2016-09-27    Purchase      30,000         0.9   
2016-09-27    Purchase      6,100         0.884   
2016-09-27    Purchase      7,100         0.88   
2016-09-27    Purchase      19,677         0.917   
2016-09-27    Purchase      800         0.92   
2016-09-27    Purchase      13,700         0.9   
2016-09-27    Purchase      100,000         0.92   
2016-09-27    Purchase      1,300         0.9   
2016-09-27    Purchase      21,600         0.9   
2016-09-27    Purchase      100,000         0.898   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-09-27    Purchase      50,000         0.9   
2016-09-27    Purchase      50,000         0.9   
2016-09-27    Purchase      20,000         0.878   
2016-09-16    Purchase      4         0.82   
2016-09-16    Purchase      20,000         0.82   
2016-09-16    Purchase      70,700         0.8   
2016-09-16    Purchase      100,000         0.8   
2016-09-16    Purchase      100,000         0.8   
2016-09-16    Purchase      84         0.78   
2016-09-16    Purchase      1,783         0.76   
2016-09-16    Purchase      7,300         0.78   
2016-09-16    Purchase      50,000         0.78   
2016-09-16    Purchase      50,000         0.78   
2016-09-16    Purchase      1,609         0.77   
2016-09-16    Purchase      50,000         0.77   
2016-09-15    Purchase      21,300         0.77   
2016-09-15    Purchase      5,100         0.77   
2016-09-15    Purchase      50,000         0.749   
2016-09-15    Purchase      50,000         0.749   
2016-09-15    Purchase      8,400         0.753   
2016-09-10    Purchase      2,000         0.77   
2016-09-10    Purchase      20,200         0.768   
2016-09-10    Purchase      50,000         0.77   
2016-09-10    Purchase      50,000         0.77   
2016-09-10    Purchase      800         0.77   
2016-09-10    Purchase      50,000         0.769   
2016-09-10    Purchase      19,332         0.77   
2016-09-10    Purchase      50,000         0.76   
2016-09-10    Purchase      50,000         0.76   
2016-09-10    Purchase      200         0.75   
2016-09-10    Purchase      22,683         0.749   
2016-09-10    Purchase      50,000         0.749   
2016-09-10    Purchase      10,989         0.748   
2016-09-09    Purchase      50,000         0.748   
2016-09-09    Purchase      17,127         0.76   
2016-09-09    Purchase      7,400         0.75   
2016-09-09    Purchase      27,215         0.717   
2016-09-09    Purchase      20,000         0.75   
2016-09-09    Purchase      6,100         0.75   
2016-09-09    Purchase      47,044         0.749   
2016-09-09    Purchase      20,000         0.72   
2016-09-09    Purchase      20,000         0.73   
2016-09-09    Purchase      3,334         0.72   
2016-09-09    Purchase      1,650         0.7   
2016-09-09    Purchase      1,600         0.762   
2016-09-09    Purchase      8,200         0.758   
2016-09-09    Purchase      19,800         0.749   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-09-09    Purchase      1,700         0.769   
2016-09-09    Purchase      7,333         0.75   
2016-09-09    Purchase      40,400         0.77   
2016-09-09    Purchase      15,100         0.75   
2016-09-09    Purchase      7,500         0.75   
2016-09-08    Purchase      7,589         0.76   
2016-09-08    Purchase      1,300         0.75   
2016-09-08    Purchase      2,500         0.75   
2016-09-08    Purchase      22,900         0.75   
2016-09-08    Purchase      11,400         0.75   
2016-09-08    Purchase      12,200         0.75   
2016-09-08    Purchase      50,000         0.75   
2016-09-08    Purchase      9,900         0.741   
2016-09-08    Purchase      100,000         0.75   
2016-09-08    Purchase      50,000         0.749   
2016-09-08    Purchase      50,000         0.749   
2016-09-08    Purchase      50,000         0.748   
2016-09-08    Purchase      50,000         0.747   
2016-09-03    Purchase      10,000         0.77   
2016-09-03    Purchase      50,000         0.77   
2016-09-03    Purchase      50,000         0.77   
2016-09-03    Purchase      50,000         0.77   
2016-09-03    Purchase      19,300         0.77   
2016-09-03    Purchase      700         0.768   
2016-09-03    Purchase      596         0.768   
2016-09-03    Purchase      1,750         0.75   
2016-09-03    Purchase      1,500         0.74   
2016-09-03    Purchase      1,200         0.735   
2016-09-03    Purchase      33,103         0.742   
2016-09-03    Purchase      27,199         0.73   
2016-09-03    Purchase      25,597         0.73   
2016-09-03    Purchase      50,000         0.73   
2016-09-02    Purchase      3,000         0.74   
2016-09-02    Purchase      29,592         0.73   
2016-09-02    Purchase      42,100         0.73   
2016-09-01    Purchase      1,900         0.73   
2016-09-01    Purchase      13,500         0.73   
2016-09-01    Purchase      5,200         0.73   
2016-09-01    Purchase      50,000         0.73   
2016-09-01    Purchase      8,406         0.73   
2016-09-01    Purchase      50,000         0.73   
2016-09-01    Purchase      9,400         0.67   
2016-09-01    Purchase      20,000         0.67   
2016-09-01    Purchase      10,000         0.67   
2016-09-01    Purchase      5,000         0.68   
2016-09-01    Purchase      15,500         0.67   
2016-09-01    Purchase      2,500         0.67   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-09-01    Purchase      2,500         0.68   
2016-09-01    Purchase      10,000         0.68   
2016-09-01    Purchase      15,000         0.67   
2016-09-01    Purchase      10,000         0.68   
2016-08-31    Purchase      11,300         0.728   
2016-08-31    Purchase      50,000         0.73   
2016-08-31    Purchase      50,000         0.73   
2016-08-31    Purchase      50,000         0.73   
2016-08-31    Purchase      21,387         0.72   
2016-08-31    Purchase      12,519         0.72   
2016-08-31    Purchase      50,000         0.72   
2016-08-31    Purchase      5,554         0.71   
2016-08-31    Purchase      66,058         0.7   
2016-08-31    Purchase      1,000         0.69   
2016-08-31    Purchase      44         0.69   
2016-08-31    Purchase      6,276         0.68   
2016-08-31    Purchase      50,000         0.679   
2016-08-31    Purchase      12,900         0.66   
2016-08-25    Purchase      10,101         0.6   
2016-08-25    Purchase      10,500         0.59   
2016-08-25    Purchase      15,000         0.59   
2016-08-25    Purchase      15,000         0.59   
2016-08-25    Purchase      28,000         0.59   
2016-08-25    Purchase      12,000         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      2,500         0.59   
2016-08-25    Purchase      4,900         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      5,000         0.59   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      7,000         0.59   
2016-08-25    Purchase      2,142         0.59   
2016-08-25    Purchase      2,500         0.585   
2016-08-25    Purchase      2,500         0.586   
2016-08-25    Purchase      2,500         0.59   
2016-08-25    Purchase      5,500         0.59   
2016-08-25    Purchase      10,000         0.59   
2016-08-25    Purchase      4,200         0.59   
2016-08-25    Purchase      6,500         0.589   
2016-08-25    Purchase      5,200         0.59   
2016-08-25    Purchase      5,800         0.59   
2016-08-25    Purchase      5,000         0.59   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-08-25    Purchase      5,000         0.59   
2016-08-25    Purchase      5,000         0.6   
2016-08-25    Purchase      5,800         0.6   
2016-08-25    Purchase      5,400         0.6   
2016-08-25    Purchase      3,800         0.6   
2016-08-25    Purchase      3,800         0.6   
2016-08-25    Purchase      1,200         0.599   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      5,200         0.59   
2016-08-25    Purchase      5,200         0.59   
2016-08-25    Purchase      1,200         0.598   
2016-08-25    Purchase      580         0.6   
2016-08-25    Purchase      400         0.58   
2016-08-25    Purchase      3,800         0.59   
2016-08-25    Purchase      3,800         0.59   
2016-08-25    Purchase      1,200         0.6   
2016-08-25    Purchase      3,600         0.59   
2016-08-25    Purchase      3,000         0.59   
2016-08-25    Purchase      1,200         0.599   
2016-08-25    Purchase      4,200         0.58   
2016-08-25    Purchase      4,000         0.586   
2016-08-24    Purchase      4,600         0.589   
2016-08-24    Sale      -100         0.565   
2016-08-24    Purchase      100         0.585   
2016-08-24    Purchase      11,532         0.569   
2016-08-24    Purchase      13,775         0.56   
2016-08-24    Purchase      2,370         0.548   
2016-08-24    Purchase      100         0.61   
2016-08-24    Sale      -10,000         0.584   
2016-08-24    Sale      -30,000         0.626   
2016-08-24    Purchase      13,000         0.61   
2016-08-24    Purchase      78,991         0.599   
2016-08-24    Purchase      2,100         0.59   
2016-08-24    Purchase      35,175         0.59   
2016-08-24    Purchase      23,116         0.58   
2016-08-23    Purchase      3,900         0.49   
2016-08-23    Purchase      20,000         0.49   
2016-08-23    Purchase      300         0.49   
2016-08-22    Purchase      2,600         0.489   
2016-08-22    Purchase      5,600         0.485   
2016-08-22    Purchase      200         0.48   
2016-08-22    Purchase      15,864         0.48   
2016-08-22    Purchase      600         0.47   
2016-08-22    Purchase      30,000         0.47   

Trade Date

   Transaction    Shares      Average Per
Share Price
 
2016-08-22    Purchase      20,000         0.469   
2016-08-22    Purchase      10,000         0.469   
2016-08-22    Purchase      100         0.45   
2016-08-20    Purchase      50,000         0.46