Filing Details

Accession Number:
0001213900-23-010279
Form Type:
13G Filing
Publication Date:
2023-02-09 19:00:00
Filed By:
Dievini Hopp Biotech Holding Gmbh & Co Kg
Company:
Ac Immune Sa (NASDAQ:ACIU)
Filing Date:
2023-02-10
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
dievini Hopp BioTech holding GmbH Co. KG 0 16,316,742 0 16,316,742 16,316,742 19.5%
DH-Capital GmbH Co. KG 0 16,316,742 0 16,316,742 16,316,742 19.5%
OH Beteiligungen GmbH Co. KG 0 16,316,742 0 16,316,742 16,316,742 19.5%
Dietmar Hopp 0 16,316,742 0 16,316,742 16,316,742 19.5%
Oliver Hopp 0 16,316,742 0 16,316,742 16,316,742 19.5 (3) 12. Type of Reporting Person (See Instructions) IN (1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. (2) Represents shares held of record by dievini. (3) This percentage is calculated based on 83,590,948 shares of the Issuer s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer s Form 6-K filed on October 28, 2022. CUSIP NO. H00263105 13 G Page 7 of 15 Pages 1. Name of Reporting Persons Daniel Hopp 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) (1) 3. SEC USE ONLY 4. Citizenship or Place of Organization Germany Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 0 common shares 6. Shared Voting Power 16,316,742 common shares (2) 7. Sole Dispositive Power 0 common shares 8. Shared Dispositive Power 16,316,742 common shares (2) 9. Aggregate Amount Beneficially Owned by Each Reporting Person 16,316,742 common shares (2) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 19.5 (3) 12. Type of Reporting Person (See Instructions) IN (1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. (2) Represents shares held of record by dievini. (3) This percentage is calculated based on 83,590,948 shares of the Issuer s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer s Form 6-K filed on October 28, 2022. CUSIP NO. H00263105 13 G Page 8 of 15 Pages 1. Name of Reporting Persons Prof. Dr. Friedrich von Bohlen und Halbach 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) (1) 3. SEC USE ONLY 4. Citizenship or Place of Organization Germany Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 0 common shares 6. Shared Voting Power 687,128 common shares (2) 7. Sole Dispositive Power 0 common shares 8. Shared Dispositive Power 687,128 common shares (2) 9. Aggregate Amount Beneficially Owned by Each Reporting Person 687,128 common shares (2) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 0.8%
Daniel Hopp 0 16,316,742 0 16,316,742 16,316,742 0.6%
Prof. Dr. Friedrich von Bohlen und Halbach 0 687,128 0 687,128 687,128 0.4 (3) 12. Type of Reporting Person (See Instructions) IN (1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH Co. KG ( dievini ), DH-Capital GmbH Co. KG ( DH-Capital ), OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ), Prof. Dr. Christof Hettich ( Dr. Hettich ), Dr. Mathias Hothum ( Dr. Hothum and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the Reporting Persons ). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. (2) Represents shares held of record by MH-LT-Investments GmbH, a company wholly owned and controlled by Dr. Hothum. (3) This percentage is calculated based on 83,590,948 shares of the Issuer s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer s Form 6-K filed on October 28, 2022. CUSIP NO. H00263105 13 G Page 11 of 15 Pages This Amendment No. 4 to Schedule 13G (this Amendment ) amends the Schedule 13G filed with the Securities and Exchange Commission on May 5, 2022 by the Reporting Persons (the Statement ) with respect to common shares, nominal value CHF 0.02 per share (the Shares ) of AC Immune SA, a Swiss stock corporation (the Issuer ). Item 1(a) Name of Issuer AC Immune SA Item 1(b) Address of Issuer s principal executive offices EPFL Innovation Park Building B 1015 Lausanne Switzerland Items 2(a) Name of Reporting Persons filing dievini Hopp BioTech holding GmbH Co. KG ( dievini ) DH-Capital GmbH Co. KG ( DH-Capital ) OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ) Dietmar Hopp Oliver Hopp Daniel Hopp Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ) Prof. Dr. Christof Hettich ( Dr. Hettich ) Dr. Mathias Hothum ( Dr. Hothum ) Item 2(b) Address or principal business office or, if none, residence The address of the principal business office of dievini, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum is c o dievini Hopp BioTech holding GmbH Co. KG, Johann-Jakob-Astor Stra e 57, 69190 Walldorf, Germany. The address of the principal business office of DH-Capital GmbH Co. KG and OH Beteiligungen GmbH Co. KG is Opelstra e 28, 68789 St. Leon-Rot, Germany. The address of the principal business office of Oliver Hopp is Johann-Jakob-Astor-Stra e 59, 69190 Walldorf, Germany. The address of the principal business office of Daniel Hopp is Johann-Jakob-Astor-Stra e 57, 69190 Walldorf, Germany. The address of Dr. Hettich is Silcherstra e 6, 68723 Schwetzingen, Germany. The address of Dr Hothum is B rgermeister-Willinger-Stra e 3, 69190 Walldorf, Germany. The address of Dr von Bohlen is Neuenheimer Landstra e 4, 69120 Heidelberg, Germany. Item 2(c) Citizenship Name Citizenship or Place of Organization Dievini Germany DH-Capital Germany OH Beteiligungen Germany Dietmar Hopp Germany Oliver Hopp Germany Daniel Hopp Germany Dr. von Bohlen Germany Dr. Hettich Germany Dr. Hothum Germany CUSIP NO. H00263105 13 G Page 12 of 15 Pages Item 2(d) Title of class of securities Common shares, nominal value CHF 0.02 per share Item 2(e) CUSIP No. H00263105 Item 3 If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a Not applicable. Item 4 Ownership With respect to the beneficial ownership of each Reporting Person, see Items 5 through 11 of the cover pages to this Schedule 13G, which are incorporated herein by reference. These items reflect the beneficial ownership of each Reporting Person as of December 31, 2022. DH-Capital and OH Beteiligungen are collectively the holders of 100%
Prof. Dr. Christof Hettich 0 470,779 0 470,779 470,779
Dr. Mathias Hothum 0 360,820 0 360,820 360,820
filing dievini Hopp BioTech holding GmbH Co. KG ( dievini ) DH-Capital GmbH Co. KG ( DH-Capital ) OH Beteiligungen GmbH Co. KG ( OH Beteiligungen ) Dietmar Hopp Oliver Hopp Daniel Hopp Prof. Dr. Friedrich von Bohlen und Halbach ( Dr. von Bohlen ) Prof. Dr. Christof Hettich ( Dr. Hettich ) Dr. Mathias Hothum ( Dr. Hothum ) Item
Filing
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 4) 

 

AC IMMUNE SA

(Name of Issuer)

 

Common shares, nominal value CHF 0.02 per share

(Title of Class of Securities)

 

H00263105

(CUSIP Number)

 

December 31, 2022

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  Rule 13d-1(b)

 

  Rule 13d-1(c)

 

  Rule 13d-1(d)

 

  *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).  

 

 

 

 

 

 

CUSIP NO. H00263105 13 G Page 2 of 15 Pages

 

1. 

Name of Reporting Persons

 

dievini Hopp BioTech holding GmbH & Co. KG

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1)

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5% (3)

12.

Type of Reporting Person (See Instructions)

 

OO

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 3 of 15 Pages

 

1. 

Name of Reporting Persons

 

DH-Capital GmbH & Co. KG

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1) 

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5% (3)

12.

Type of Reporting Person (See Instructions)

 

OO

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 4 of 15 Pages

 

1. 

Name of Reporting Persons

 

OH Beteiligungen GmbH & Co. KG

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1) 

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5% (3)

(2)12.

Type of Reporting Person (See Instructions)

 

OO

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 5 of 15 Pages

 

1. 

Name of Reporting Persons

 

Dietmar Hopp

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1) 

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5% (3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 6 of 15 Pages

 

1. 

Name of Reporting Persons

 

Oliver Hopp

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1)

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5 (3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 7 of 15 Pages

 

1.

Name of Reporting Persons

 

Daniel Hopp

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1)

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

16,316,742 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

16,316,742 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

16,316,742 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

19.5 (3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1)

This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

(2) Represents shares held of record by dievini.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 8 of 15 Pages

 

1.

Name of Reporting Persons

 

Prof. Dr. Friedrich von Bohlen und Halbach

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1) 

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

687,128 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

687,128 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

687,128 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

0.8%(3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Represents shares held of record by Bohlini invest GmbH, a company wholly owned and controlled by Dr. von Bohlen.
(3)

This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by

the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 9 of 15 Pages

 

1.

Name of Reporting Persons

 

Prof. Dr. Christof Hettich

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1) 

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

470,779 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

470,779 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

470,779 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

0.6% (3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Represents shares held of record by 4H invest GmbH, a company wholly owned and controlled by Dr. Hettich.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 10 of 15 Pages

 

1.

Name of Reporting Persons

 

Dr. Mathias Hothum

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☐        (b)  ☐ (1)

3.

SEC USE ONLY

 

4.

Citizenship or Place of Organization

 

Germany

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person

With:

  5.

Sole Voting Power

 

0 common shares

  6.

Shared Voting Power

 

360,820 common shares (2)

  7.

Sole Dispositive Power

 

0 common shares

  8.

Shared Dispositive Power

 

360,820 common shares (2)

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

 

360,820 common shares (2)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐

 

11.

Percent of Class Represented by Amount in Row (9)

 

0.4 (3)

12.

Type of Reporting Person (See Instructions)

 

IN

 

(1) This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Represents shares held of record by MH-LT-Investments GmbH, a company wholly owned and controlled by Dr. Hothum.
(3) This percentage is calculated based on 83,590,948 shares of the Issuer’s common shares reported to be issued by the Issuer as of September 30, 2022, as reported on the Issuer’s Form 6-K filed on October 28, 2022.

 

 

 

 

CUSIP NO. H00263105 13 G Page 11 of 15 Pages

 

This Amendment No. 4 to Schedule 13G (this “Amendment”) amends the Schedule 13G filed with the Securities and Exchange Commission on May 5, 2022 by the Reporting Persons (the “Statement”) with respect to common shares, nominal value CHF 0.02 per share (the “Shares”) of AC Immune SA, a Swiss stock corporation (the “Issuer”).

 

Item 1(a) Name of Issuer:

 

AC Immune SA

 

Item 1(b)

Address of Issuer’s principal executive offices:

 

EPFL Innovation Park

Building B

1015 Lausanne

Switzerland

 

Items 2(a) Name of Reporting Persons filing:

 

dievini Hopp BioTech holding GmbH & Co. KG (“dievini”)

DH-Capital GmbH & Co. KG (“DH-Capital”)

OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”)

Dietmar Hopp

Oliver Hopp

Daniel Hopp

Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”)

Prof. Dr. Christof Hettich (“Dr. Hettich”)

Dr. Mathias Hothum (“Dr. Hothum”)

 

Item 2(b) Address or principal business office or, if none, residence:

 

The address of the principal business office of dievini, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum is c/o dievini Hopp BioTech holding GmbH & Co. KG, Johann-Jakob-Astor Straße 57, 69190 Walldorf, Germany.

 

The address of the principal business office of DH-Capital GmbH & Co. KG and OH Beteiligungen GmbH & Co. KG is Opelstraße 28, 68789 St. Leon-Rot, Germany.

 

The address of the principal business office of Oliver Hopp is Johann-Jakob-Astor-Straße 59, 69190 Walldorf, Germany.

 

The address of the principal business office of Daniel Hopp is Johann-Jakob-Astor-Straße 57, 69190 Walldorf, Germany.

 

The address of Dr. Hettich is Silcherstraße 6, 68723 Schwetzingen, Germany.

 

The address of Dr Hothum is Bürgermeister-Willinger-Straße 3, 69190 Walldorf, Germany.

 

The address of Dr von Bohlen is Neuenheimer Landstraße 4, 69120 Heidelberg, Germany.

 

Item 2(c) Citizenship:

 

Name  Citizenship or Place of Organization
Dievini  Germany
DH-Capital  Germany
OH Beteiligungen  Germany
Dietmar Hopp  Germany
Oliver Hopp  Germany
Daniel Hopp  Germany
Dr. von Bohlen  Germany
Dr. Hettich  Germany
Dr. Hothum  Germany

 

 

 

 

CUSIP NO. H00263105 13 G Page 12 of 15 Pages

 

Item 2(d) Title of class of securities:

 

Common shares, nominal value CHF 0.02 per share

 

Item 2(e) CUSIP No.:

 

H00263105

 

Item 3 If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a:

 

Not applicable.

 

Item 4 Ownership

 

With respect to the beneficial ownership of each Reporting Person, see Items 5 through 11 of the cover pages to this Schedule 13G, which are incorporated herein by reference. These items reflect the beneficial ownership of each Reporting Person as of December 31, 2022.

 

  DH-Capital and OH Beteiligungen are collectively the holders of 100% of the limited partner interest in dievini and therefore, control the voting and dispositive decisions of dievini together and may be deemed to beneficially own the shares held by dievini. Dietmar Hopp, Oliver Hopp and Daniel Hopp are the ultimate controlling persons of dievini, DH-Capital and OH Beteiligungen, and control the voting and investment decisions of the ultimate parent company of dievini and therefore, may be deemed to beneficially own the shares held by dievini by virtue of their status as controlling persons of dievini.

 

 

 

 

CUSIP NO. H00263105 13 G Page 13 of 15 Pages

 

Item 5 Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8 Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9 Notice of Dissolution of Group

 

Not applicable.

 

Item 10 Certifications

 

Not applicable.

 

 

 

 

CUSIP NO. H00263105 13 G Page 14 of 15 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 10, 2023

 

  DIEVINI HOPP BIOTECH HOLDING GMBH & CO. KG
     
  By: dievini Verwaltungs GmbH
    its General Partner
     
  By:

/s/ Dr. Marc Hauser

    Name: Dr. Marc Hauser
    Title: Attorney-in-fact
   
  DH-CAPITAL GMBH & CO. KG
     
  By: DH Verwaltungs GmbH
    its General Partner
     
  By:

/s/ Dr. Marc Hauser

    Name: Dr. Marc Hauser
    Title: Attorney-in-fact
   
  OH BETEILIGUNGEN GMBH & CO. KG
     
  By: OH Verwaltungs GmbH
    its General Partner
     
  By:

/s/ Dr. Marc Hauser

    Name: Dr. Marc Hauser
    Title: Attorney-in-fact

 

  /s/ Dr. Marc Hauser as attorney-in-fact
  DIETMAR HOPP
   
  /s/ Dr. Marc Hauser as attorney-in-fact
  OLIVER HOPP
   
  /s/ Dr. Marc Hauser as attorney-in-fact
  DANIEL HOPP
   
  /s/ Dr. Marc Hauser as attorney-in-fact
  FRIEDRICH VON BOHLEN UND HALBACH
   
  /s/ Dr. Marc Hauser as attorney-in-fact
  CHRISTOF HETTICH
   
  /s/ Dr. Marc Hauser as attorney-in-fact
  MATHIAS HOTHUM

 

 

 

 

CUSIP NO. H00263105 13 G Page 15 of 15 Pages

 

Exhibit(s):

 

1 – Power of Attorney   Incorporated by reference to Exhibit 99.1 to the Schedule 13G filed by the Reporting Persons on February 14, 2017 with respect to the common shares of the Issuer.
     
2 - Joint Filing Statement   Incorporated by reference to Exhibit 99.2 to the Schedule 13G filed by the Reporting Persons on February 14, 2017 with respect to the common shares of the Issuer.