Filing Details
- Accession Number:
- 0001641179-16-000009
- Form Type:
- 13D Filing
- Publication Date:
- 2016-10-04 16:17:45
- Filed By:
- Osterweis Burton Louis
- Company:
- Dlh Holdings Corp. (NASDAQ:DLHC)
- Filing Date:
- 2016-10-04
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Burton L. Osterweis | 521,692 | 7,239 | 521,692 | 7,239 | 528,931 | 4.75% |
Filing
1
osterweis13da2.txt
United States
Securities and Exchange Commission
Washington, D.C. 20549
SCHEDULE 13D/A
(Amendment No.2)
Under the Securities Exchange Act of 1934
DLH HOLDINGS CORP.
--------------
(Name of Issuer)
Common Stock, par value $.001 per share
---------------------------------------
(Title of Class of Securities)
23335Q100
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(CUSIP Number)
Burton L. Osterweis
27 Adams Street
Westborough, Massachusetts 01581
(617) 817-7908
--------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 29, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. [ ]
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Item 1. Security and Issuer.
The securities that are the subject of this statement are common stock, par
value $.001 per share, of DLH HOLDINGS CORP., a New Jersey corporation (the
"Issuer"). The Issuer's principal executive offices are located at
1776 Peachtree Street, NW, Atlanta, Georgia 30309.
Item 2. Identity and Background.
This Amendment No. 2 (the "Amendment") amends the Statement of
Beneficial Ownership on Schedule 13D, originally filed with the
Securities and Exchange Commission (the "Commission") on September 18, 2015,
and as amended by an amendment also filed on September 18, 2015. This
statement is filed on behalf of Burton L. Osterweis, a shareholder of
the Issuer. Mr. Osterweis' address is 27 Adams Street, Westborough,
Massachusetts 01581.
During the last five years, Mr. Osterweis was not convicted in a criminal
proceeding, was not a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction, and was not subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
Mr. Osterweis is a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration.
The securities that are the subject of this statement were acquired by Mr.
Osterweis with personal funds.
Item 4. Purpose of Transaction.
Item 3 of this statement is incorporated herein by reference. Mr. Osterweis
purchased the securities that are the subject of this statement for his own
account, for investment purposes.
Depending on market conditions, general economic conditions, and other factors
that Mr. Osterweis may deem significant to his investment decision,
Mr. Osterweis may purchase shares of the Issuer's common stock in private
or market transactions or may dispose of all or a portion of the shares of
common stock that he currently owns or may hereafter
acquire from time to time.
Item 5. Interest in Securities of the Issuer.
Mr. Osterweis beneficially owns 528,931 shares of the Issuer's common stock
which represents 4.75% of the Issuer's outstanding common stock based
upon 11,140,364 shares outstanding, as set forth in the Issuers most
recent public disclosure filed as a press release on September 30, 2016;
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
There are no contracts, arrangements, understandings or relationships with
respect to the securities of the Issuer.
Item 7. Material to be Filed as Exhibits.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: October 3, 2016 /s/ Burton L. Osterweis
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Burton L. Osterweis