Filing Details

Accession Number:
0001193125-23-035815
Form Type:
13G Filing
Publication Date:
2023-02-12 19:00:00
Filed By:
GoldenTree Asset Management
Company:
Noble Corp Plc
Filing Date:
2023-02-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
GoldenTree Asset Management 0 697,946 0 697,946 697,946 0.5%
GoldenTree Asset Management 0 697,946 0 697,946 697,946 0.5%
Steven A. Tananbaum 0 697,946 0 697,946 697,946 0.5%
Filing

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

Noble Corporation plc

(Name of Issuer)

A Ordinary Shares

(Title of Class of Securities)

G6610J209

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G6610J209    Schedule 13G    Page 1 of 8

 

  1    

  Names of Reporting Persons

 

  GoldenTree Asset Management LP

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

     5     

  Sole Voting Power

 

  0

     6   

  Shared Voting Power

 

  697,946

     7   

  Sole Dispositive Power

 

  0

     8   

  Shared Dispositive Power

 

  697,946

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  697,946

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0.5%

12  

  Type of Reporting Person

 

  PN


CUSIP No. G6610J209    Schedule 13G    Page 2 of 8

 

  1    

  Names of Reporting Persons

 

  GoldenTree Asset Management LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

     5     

  Sole Voting Power

 

  0

     6   

  Shared Voting Power

 

  697,946

     7   

  Sole Dispositive Power

 

  0

     8   

  Shared Dispositive Power

 

  697,946

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  697,946

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0.5%

12  

  Type of Reporting Person

 

  OO (Limited Liability company)


CUSIP No. G6610J209    Schedule 13G    Page 3 of 8

 

  1    

  Names of Reporting Persons

 

  Steven A. Tananbaum

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

     5     

  Sole Voting Power

 

  0

     6   

  Shared Voting Power

 

  697,946

     7   

  Sole Dispositive Power

 

  0

     8   

  Shared Dispositive Power

 

  697,946

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  697,946

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  0.5%

12  

  Type of Reporting Person

 

  IN


CUSIP No. G6610J209    Schedule 13G    Page 4 of 8

 

ITEM 1.       (a)      Name

of Issuer:

Noble Corporation plc (the Issuer).

 

  (b)

Address of Issuers Principal Executive Offices:

13135 Dairy Ashford, Suite 800, Sugar Land, TX 77478

 

ITEM 2.       (a)      Name

of Person Filing:

Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:

GoldenTree Asset Management LP (the Investment Manager)

GoldenTree Asset Management LLC (IMGP)

Steven A. Tananbaum

 

  (b)

Address or Principal Business Office:

The principal business address of each of the Reporting Persons is 300 Park Avenue, 21st Floor, New York, NY 10022.

 

  (c)

Citizenship of each Reporting Person is:

Investment Manager and IMGP are organized under the laws of the State of Delaware. Mr. Tananbaum is a citizen of the United States.

 

  (d)

Title of Class of Securities:

A Ordinary Shares, par value $0.00001 per share (Ordinary Shares).

 

  (e)

CUSIP Number:

G6610J209

 

ITEM 3.

Not applicable.


CUSIP No. G6610J209    Schedule 13G    Page 5 of 8

 

ITEM 4.

Ownership.

  (a-c)

The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of the date hereof, based upon 130,840,740 Ordinary Shares outstanding as of October 28, 2022, based on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2022.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole power
to vote or
to direct
the vote:
     Shared power
to vote or to
direct the
vote:
    

Sole power
to dispose or
to direct the
disposition

of:

    

Shared power
to dispose or

to direct

the

disposition

of:

 

GoldenTree Asset Management LP

     697,946        0.5     0        697,946        0        697,946  

GoldenTree Asset Management LLC

     697,946        0.5     0        697,946        0        697,946  

Steven A. Tananbaum

     697,946        0.5     0        697,946        0        697,946  

The securities reported in the table above include (i) 433,086 Ordinary Shares and (ii) 264,860 Ordinary Shares issuable upon exercise of certain warrants (the Warrants) held of record by certain managed accounts (collectively, the Accounts) for which the Investment Manager serves as investment manager. Mr. Tananbaum is the managing member of IMGP, which is the general partner of the Investment Manager. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities held of record by the Accounts.

Pursuant to the terms of the Warrants, the Investment Manager may exercise the Warrants only to the extent that doing so would not result in the Reporting Persons becoming the beneficial owners of more than 9.9% of the then-outstanding Ordinary Shares, after accounting for the Ordinary Shares to be issued at the time of any such Warrant exercise.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following:  ☒

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.


CUSIP No. G6610J209    Schedule 13G    Page 6 of 8

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. G6610J209    Schedule 13G    Page 7 of 8

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 13, 2023

 

GOLDENTREE ASSET MANAGEMENT LP
By: GoldenTree Asset Management LLC, its general partner
By:  

/s/ Steven A. Tananbaum

Name:   Steven A. Tananbaum
Title:   Managing Member
GOLDENTREE ASSET MANAGEMENT LLC
By:  

/s/ Steven A. Tananbaum

Name:   Steven A. Tananbaum
Title:   Managing Member
STEVEN A. TANANBAUM

/s/ Steven A. Tananbaum


CUSIP No. G6610J209    Schedule 13G    Page 8 of 8

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement (previously filed).