Filing Details
- Accession Number:
- 0000950170-23-002514
- Form Type:
- 13G Filing
- Publication Date:
- 2023-02-12 19:00:00
- Filed By:
- Wu Tianhua
- Company:
- Up Fintech Holding Ltd (NASDAQ:TIGR)
- Filing Date:
- 2023-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Tianhua Wu | 504,292,477 | 0 | 337,611,722 | 0 | 504,292,477 | 20.40% |
| Sky Fintech Holding Limited | 337,611,722 | 0 | 337,611,722 | 0 | 337,611,722 | 13.66% |
| Sky Tiger Investment Holding Limited | 337,611,722 | 0 | 337,611,722 | 0 | 337,611,722 | 13.66% |
| Lightspeed Rise Holdings Limited | 337,611,722 | 0 | 337,611,722 | 0 | 337,611,722 | 13.66% |
| Tiger Family Trust | 337,611,722 | 0 | 337,611,722 | 0 | 337,611,722 | 13.66% |
| Tiger ESOP Trust | 35,484,240 | 0 | 35,484,240 | 0 | 35,484,240 | 1.44% |
| Tiger ESOP Trust II | 14,350,010 | 0 | 14,350,010 | 0 | 14,350,010 | 0.58% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
SCHEDULE 13G
Under the Securities Act of 1934
(Amendment No.3)*
UP Fintech Holding Limited
(Name of Issuer)
Class A ordinary shares, par value $0.00001 per share
American Depositary Shares
(Title of Class of Securities)
91531W106**
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
** CUSIP number 91531W106 was assigned to the American Depositary Shares (“ADSs”) of UP Fintech Holding Limited (the “Issuer”). Each ADS represents 15 Class A ordinary shares, par value $0.00001 per share (“Class A Ordinary Shares”) of the Issuer. The CUSIP number of Class A Ordinary Shares is G9405E104.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. 91531W106 | Schedule 13G | Page 2 of 15 Pages |
1 | NAME OF REPORTING PERSON Tianhua Wu | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 504,292,477 (1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 337,611,722(2) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 504,292,477 (1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 20.40%(1)(3) | ||
12 | TYPE OF REPORTING PERSON IN | ||
(1) Represents (i) 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSsheld by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4; (ii) 125,166,360 Class A Ordinary Shares in the form of ADSsissued to participants of the UP Fintech Holding Limited Share Incentive Plan and the UP Fintech Holding Limited 2019 Performance Incentive Plan of the Issuer (the “Plans”) by exercise of awards thereof, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; (iii) 41,514,395 Class A Ordinary Shares held by Kastle Limited for the benefit of certain participants of the Plans, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; and (iv) 0 Class A Ordinary Shares acquirable by certain participants of the Plans upon exercise of awards thereof within 60 days as of December 31, 2022, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu.
(2) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4.
(3) Represents 54.52% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
2
CUSIP No. 91531W106 | Schedule 13G | Page 3 of 15 Pages |
1 | NAME OF REPORTING PERSON Sky Fintech Holding Limited | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 337,611,722(1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 337,611,722(1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,611,722(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.66%(1)(2) | ||
12 | TYPE OF REPORTING PERSON CO | ||
(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, as further disclosed in Item 4.
(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
3
CUSIP No. 91531W106 | Schedule 13G | Page 4 of 15 Pages |
1 | NAME OF REPORTING PERSON Sky Tiger Investment Holding Limited | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 337,611,722(1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 337,611,722(1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,611,722(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.66%(1)(2) | ||
12 | TYPE OF REPORTING PERSON CO | ||
(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is wholly-owned by Sky Tiger Investment Holding Limited, as further disclosed in Item 4.
(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
4
CUSIP No. 91531W106 | Schedule 13G | Page 5 of 15 Pages |
1 | NAME OF REPORTING PERSON Lightspeed Rise Holdings Limited | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 337,611,722(1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 337,611,722(1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,611,722(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.66%(1)(2) | ||
12 | TYPE OF REPORTING PERSON CO | ||
(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is indirectly wholly-owned by Lightspeed Rise Holdings Limited through its wholly-owned subsidiary, Sky Tiger Investment Holding Limited, as further disclosed in Item 4.
(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
5
CUSIP No. 91531W106 | Schedule 13G | Page 6 of 15 Pages |
1 | NAME OF REPORTING PERSON Tiger Family Trust | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Hong Kong | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 337,611,722(1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 337,611,722(1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 337,611,722(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.66%(1)(2) | ||
12 | TYPE OF REPORTING PERSON OO | ||
(1) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which is indirectly wholly-owned by Lightspeed Rise Holdings Limited, which in turn is controlled by Tiger Family Trust, a trust established under the laws of Hong Kong and managed by ARK Trust (Hong Kong) Limited as the trustee, as further disclosed in Item 4.
(2) Represents 50.67% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
6
CUSIP No. 91531W106 | Schedule 13G | Page 7 of 15 Pages |
1 | NAME OF REPORTING PERSON Tiger ESOP Trust | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Hong Kong | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 35,484,240 (1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 35,484,240 (1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,484,240 (1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.44%(1)(2) | ||
12 | TYPE OF REPORTING PERSON OO | ||
(1) Represents 35,484,240 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust that is managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.
(2) Represents 0.82% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
7
CUSIP No. 91531W106 | Schedule 13G | Page 8 of 15 Pages |
1 | NAME OF REPORTING PERSON Tiger ESOP Trust II | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY
| ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Hong Kong | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 14,350,010(1) | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 14,350,010(1) | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,350,010(1) | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.58%(1)(2) | ||
12 | TYPE OF REPORTING PERSON OO | ||
(1) Represents 14,350,010 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust II that is managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.
(2) Represents 0.33% of the total outstanding voting power of the Issuer, based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
8
CUSIP No. 91531W106 | Schedule 13G | Page 9 of 15 Pages |
ITEM 1.
UP Fintech Holding Limited (the “Issuer”)
18/F, Grandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC
ITEM 2.
(i) Tianhua Wu
(ii) Sky Fintech Holding Limited
(iii) Sky Tiger Investment Holding Limited
(iv) Lightspeed Rise Holdings Limited
(v) Tiger Family Trust
(vi) Tiger ESOP Trust
(vii) Tiger ESOP Trust II (collectively, the “Reporting Persons”)
Each of Tianhua Wu, Sky Fintech Holding Limited and Sky Tiger Investment Holding Limited—18/F, Grandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC
Each of Lightspeed Rise Holdings Limited, Tiger Family Trust—34/F, Tower Two, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong
Each of Tiger ESOP Trust and Tiger ESOP Trust II—1/F,FWD Financial Centre,308 Des Voeux Road Central, Sheung Wan, Hong Kong
Tianhua Wu—People’s Republic of China
Each of Sky Fintech Holding Limited, Sky Tiger Investment Holding Limited and Lightspeed Rise Holdings Limited—British Virgin Islands
Each of Tiger Family Trust, Tiger ESOP Trust and Tiger ESOP Trust II—Hong Kong
9
CUSIP No. 91531W106 | Schedule 13G | Page 10 of 15 Pages |
Class A ordinary shares, par value $0.00001 per share, of the Issuer (“Class A Ordinary Shares”) and American Depositary Shares (“ADSs”), each presenting 15 Class A Ordinary Shares of the Issuer.
The Issuer’s ordinary shares consist of Class A Ordinary Shares and Class B ordinary shares, par value $0.00001 per share (“Class B Ordinary Shares). Holders of Class A Ordinary Shares and Class B Ordinary Shares have the same rights except for voting and conversion rights. Each Class A Ordinary Share is entitled to one vote, and is not convertible into Class B Ordinary Share under any circumstances. Each Class B Ordinary Share is entitled to 20 votes, and is convertible into one Class A Ordinary Share at any time. Upon any sale of Class B Ordinary Shares by a holder thereof to any person other than Mr. Tianhua Wu or any entity which is not a permitted affiliate of Mr. Tianhua Wu, such Class B Ordinary Shares are automatically and immediately converted into the same number of Class A Ordinary Shares.
91531W106
CUSIP number 91531W106 was assigned to the ADSs. The CUSIP number of Class A Ordinary Shares is G9405E104.
ITEM 3. If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
Not applicable.
ITEM 4. Ownership
Reporting Person | Amount beneficially owned | Percent of class(6) | Sole power to vote or direct the vote | Shared power to vote or direct the vote | Sole power to dispose or to direct the disposition | Shared power to dispose or to direct the disposition |
Tianhua Wu | 504,292,477 (1) | 20.40%(1) | 504,292,477 (1) | 0 | 337,611,722(2) | 0 |
Sky Fintech Holding Limited(3) | 337,611,722 | 13.66% | 337,611,722 | 0 | 337,611,722 | 0 |
Sky Tiger Investment Holding Limited(3) | 337,611,722 | 13.66% | 337,611,722 | 0 | 337,611,722 | 0 |
Lightspeed Rise Holdings Limited(3) | 337,611,722 | 13.66% | 337,611,722 | 0 | 337,611,722 | 0 |
Tiger Family Trust(3) | 337,611,722 | 13.66% | 337,611,722 | 0 | 337,611,722 | 0 |
Tiger ESOP Trust(4) | 35,484,240 | 1.44% | 35,484,240 | 0 | 35,484,240 | 0 |
Tiger ESOP Trust II(5) | 14,350,010 | 0.58% | 14,350,010 | 0 | 14,350,010 | 0 |
10
CUSIP No. 91531W106 | Schedule 13G | Page 11 of 15 Pages |
(1) Represents (i) 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in Item 4; (ii) 125,166,360 Class A Ordinary Shares in the form of ADSs issued to participants of the UP Fintech Holding Limited Share Incentive Plan and the UP Fintech Holding Limited 2019 Performance Incentive Plan of the Issuer (the “Plans”) by exercise of awards thereof, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; (iii) 41,514,395 Class A Ordinary Shares held by Kastle Limited for the benefit of certain participants of the Plans, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu; and (iv) 0 Class A Ordinary Shares acquirable by certain participants of the Plans upon exercise of awards thereof within 60 days as of December 31, 2022, with the voting rights attached thereto irrevocably entrusted to Mr. Tianhua Wu.
(2) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited, which are beneficially owned by Mr. Tianhua Wu through Tiger Family Trust, as further disclosed in note (3) below.
(3) Represents 97,611,722 Class B Ordinary Shares and 240,000,000 Class A Ordinary Shares in the form of ADSs held by Sky Fintech Holding Limited. Sky Fintech Holding Limited is indirectly wholly-owned by Lightspeed Rise Holdings Limited, through its wholly-owned subsidiary, Sky Tiger Investment Holding Limited. Lightspeed Rise Holdings Limited is controlled by Tiger Family Trust, a trust established under the laws of Hong Kong and managed by ARK Limited as the trustee. Mr. Tianhua Wu is the settlor of Tiger Family Trust, and Mr. Tianhua Wu and his family are the trust’s beneficiaries. Each Class B Ordinary Share is entitled to 20 votes, and is convertible into one Class A Ordinary Share at any time. Under the terms of this trust, Mr. Tianhua Wu has the power to direct the trustee with respect to the retention or disposal of, and the exercise of any voting and other rights attached to, the shares held by Sky Fintech Holding Limited in the Issuer. Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Mr. Tianhua Wu may be deemed to beneficially own all of the shares of the Issuer owned by Sky Fintech Holding Limited.
(4) Represents 35,484,240 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust that was managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.
(5) Represents 14,350,010 Class A Ordinary Shares held by Kastle Limited, under Tiger ESOP Trust II that was managed by Kastle Limited as trustee, for benefit of certain participants of the Plans.
(6) Based on 2,374,551,833 Class A Ordinary Shares and 97,611,722 Class B Ordinary Shares of the Issuer outstanding as of December 31, 2022 as a single class, as provided by the Issuer.
ITEM 5. Ownership of Five Percent or Less of a Class
Not applicable.
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Not applicable.
11
CUSIP No. 91531W106 | Schedule 13G | Page 12 of 15 Pages |
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of the Group
Not applicable.
ITEM 10. Certification
Not applicable.
12
CUSIP No. 91531W106 | Schedule 13G | Page 13 of 15 Pages |
SIGNATURE
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2023
Tianhua Wu
/s/ Tianhua Wu
Sky Fintech Holding Limited
By: /s/ Tianhua Wu
Name: Tianhua Wu
Title: Director
Sky Tiger Investment Holding Limited
By: /s/ Tianhua Wu
Name: Tianhua Wu
Title: Director
Lightspeed Rise Holdings Limited
By: /s/WANG Jing Jenny /s/WANG Meiyu
Name: Helm Management Limited
Title: Director
Authorized signatories: WANG Jing Jenny & WANG Meiyu
ARK Trust (Hong Kong) Limited, acting as the trustee of Tiger Family Trust
By: /s/WANG Jing Jenny /s/WANG Meiyu
Name: WANG Jing Jenny & WANG Meiyu
Title: Authorized signatories
For and on behalf of
ARK Trust (Hong Kong) Limited
Trustee
13
CUSIP No. 91531W106 | Schedule 13G | Page 14 of 15 Pages |
Kastle Limited, acting as the trustee of Tiger ESOP Trust
By: /s/LI Man Lung
Name: LI Man Lung
Title: Authorized signatories
For and on behalf of
Kastle Limited
Trustee
Kastle Limited, acting as the trustee of Tiger ESOP Trust II
By: /s/LI Man Lung
Name: LI Man Lung
Title: Authorized signatories
For and on behalf of
Kastle Limited
Trustee
14
CUSIP No. 91531W106 | Schedule 13G | Page 15 of 15 Pages |
LIST OF EXHIBITS
TO SCHEDULE 13G
Exhibit No. | Description |
A | Joint Filing Agreement |
15
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value of $0.00001 per share or American Depositary Shares, of UP Fintech Holding Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 13, 2023.
Tianhua Wu
/s/ Tianhua Wu
Sky Fintech Holding Limited
By: /s/ Tianhua Wu
Name: Tianhua Wu
Title: Director
Sky Tiger Investment Holding Limited
By: /s/ Tianhua Wu
Name: Tianhua Wu
Title: Director
Lightspeed Rise Holdings Limited
By: /s/WANG Jing Jenny /s/WANG Meiyu
Name: Helm Management Limited
Title: Director
Authorized signatories: WANG Jing Jenny & WANG Meiyu
ARK Trust (Hong Kong) Limited, acting as the trustee of Tiger Family Trust
By: /s/WANG Jing Jenny /s/WANG Meiyu
Name: WANG Jing Jenny & WANG Meiyu
Title: Authorized signatories
For and on behalf of
ARK Trust (Hong Kong) Limited
Trustee
Kastle Limited, acting as the trustee of Tiger ESOP Trust
By: /s/LI Man Lung
Name: LI Man Lung
Title: Authorized signatories
For and on behalf of
Kastle Limited
Trustee
Kastle Limited, acting as the trustee of Tiger ESOP Trust II
By: /s/LI Man Lung
Name: LI Man Lung
Title: Authorized signatories
For and on behalf of
Kastle Limited
Trustee