Filing Details
- Accession Number:
- 0000929638-23-000539
- Form Type:
- 13G Filing
- Publication Date:
- 2023-02-13 19:00:00
- Filed By:
- Millstreet Capital Management Llc
- Company:
- Mallinckrodt Plc (NYSE:MNKTQ)
- Filing Date:
- 2023-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Millstreet Capital Management | 0 | 1,038,565 | 0 | 1,038,565 | 1,038,565 | 7.89% |
Brian D. Connolly | 0 | 1,038,565 | 0 | 1,038,565 | 1,038,565 | 7.89% |
Craig M. Kelleher | 0 | 1,038,565 | 0 | 1,038,565 | 1,038,565 | 7.89% |
Filing
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ||
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Mallinckrodt plc |
(Name of Issuer)
Ordinary Shares |
(Title of Class of Securities)
G5890A102 |
(CUSIP Number)
December 31, 2022 |
(Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page. Beneficial ownership information contained herein is given as of the date listed above.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | Names of Reporting Persons. Millstreet Capital Management LLC |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) [ ] | |
(b) [ ] | |
3 | SEC Use Only |
4 | Citizenship or Place of Organization. Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With
| 5 Sole Voting Power 0 shares |
6 Shared Voting Power 1,038,565 shares (See Item 4 below) | |
7 Sole Dispositive Power 0 shares | |
8 Shared Dispositive Power 1,038,565 shares (See Item 4 below) |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,038,565 shares (See Item 4 below) |
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
11 | Percent of Class Represented by Amount in Row (9) 7.89% (See Item 4 below) |
12 | Type of Reporting Person (See Instructions) IA |
1 | Names of Reporting Persons. Brian D. Connolly |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) [ ] | |
(b) [ ] | |
3 | SEC Use Only |
4 | Citizenship or Place of Organization. United States |
Number of Shares Beneficially Owned by Each Reporting Person With
| 5 Sole Voting Power 0 shares |
6 Shared Voting Power 1,038,565 shares (See Item 4 below) | |
7 Sole Dispositive Power 0 shares | |
8 Shared Dispositive Power 1,038,565 shares (See Item 4 below) |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,038,565 shares (See Item 4 below) |
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
11 | Percent of Class Represented by Amount in Row (9) 7.89% (See Item 4 below) |
12 | Type of Reporting Person (See Instructions) HC, IN |
1 | Names of Reporting Persons. Craig M. Kelleher |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) [ ] | |
(b) [ ] | |
3 | SEC Use Only |
4 | Citizenship or Place of Organization. United States |
Number of Shares Beneficially Owned by Each Reporting Person With
| 5 Sole Voting Power 0 shares |
6 Shared Voting Power 1,038,565 shares (See Item 4 below) | |
7 Sole Dispositive Power 0 shares | |
8 Shared Dispositive Power 1,038,565 shares (See Item 4 below) |
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,038,565 shares (See Item 4 below) |
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
11 | Percent of Class Represented by Amount in Row (9) 7.89% (See Item 4 below) |
12 | Type of Reporting Person (See Instructions) HC, IN |
SCHEDULE 13G
Item 1 | ||||
(a) | Name of Issuer | |||
Mallinckrodt plc | ||||
(b) | Address of Issuer’s Principal Executive Offices | |||
College Business & Technology Park, Cruiserath Blanchardstown, Dublin 15, Ireland |
Item 2 | ||||
(a) | Name of Person Filing | |||
Millstreet Capital Management LLC Brian D. Connolly Craig M. Kelleher | ||||
(b) | Address of Principal Business Office or, if none, Residence | |||
Millstreet Capital Management LLC Brian D. Connolly Craig M. Kelleher c/o Millstreet Capital Management LLC 545 Boylston Street, 8th Floor Boston, MA 02116 | ||||
(c) | Citizenship | |||
Millstreet Capital Management LLC – Delaware Brian D. Connolly – United States Craig M. Kelleher – United States | ||||
(d) | Title of Class of Securities | |||
Ordinary Shares | ||||
(e) | CUSIP Number | |||
G5890A102 |
Item 3 | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
(c) | [ ] | Insurance Company as defined in Section 3(a)(19) of the Act; | |||
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |||
(e) | [x] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |||
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||
(g) | [x] | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||
(h) | [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
(j) | [ ] | A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); | |||
(k) | [ ] | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
Item 4 | Ownership |
Shares reported herein represent 1,038,565 Ordinary Shares, which may be deemed beneficially owned by Millstreet Capital Management LLC (“Millstreet”) in its capacity as
investment manager to private investment vehicles. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Shares reported herein for Mr. Connolly and Mr. Kelleher represent the above referenced shares reported with respect to
Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. | |
Item 4(a) | Amount Beneficially Owned |
Millstreet Capital Management LLC – 1,038,565 shares Brian D. Connolly – 1,038,565 shares Craig M. Kelleher – 1,038,565 shares | |
Item 4(b) | Percent of Class |
Millstreet Capital Management LLC – 7.89% Brian D. Connolly – 7.89% Craig M. Kelleher – 7.89% | |
Item 4(c) | Number of shares as to which each such person has voting and dispositive power: |
(i) | sole power to vote or to direct the vote |
Millstreet Capital Management LLC – 0 shares Brian D. Connolly – 0 shares Craig M. Kelleher – 0 shares | |
(ii) | shared power to vote or to direct the vote |
Millstreet Capital Management LLC – 1,038,565 shares Brian D. Connolly – 1,038,565 shares Craig M. Kelleher – 1,038,565 shares | |
(iii) | sole power to dispose or to direct the disposition of |
Millstreet Capital Management LLC – 0 shares Brian D. Connolly – 0 shares Craig M. Kelleher – 0 shares | |
(iv) | shared power to dispose or to direct the disposition of |
Millstreet Capital Management LLC – 1,038,565 shares Brian D. Connolly – 1,038,565 shares Craig M. Kelleher – 1,038,565 shares |
Item 5 | Ownership of Five Percent or Less of a Class |
Not applicable. | |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable. | |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable. | |
Item 8 | Identification and Classification of Members of the Group |
Not applicable. | |
Item 9 | Notice of Dissolution of Group |
Not applicable. | |
Item 10 | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
Exhibits | Exhibit |
99.1 | Joint Filing Agreement by and between the Reporting Persons. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Date: February 14, 2023
MILLSTREET CAPITAL MANAGEMENT LLC | |
By: /s/ Brian D. Connolly | |
Brian D. Connolly, Managing Member | |
Brian D. Connolly | |
By: /s/ Brian D. Connolly
| |
Brian D. Connolly | |
Craig M. Kelleher | |
By: /s/ Craig M. Kelleher
| |
Craig M. Kelleher |