Filing Details

1	NAMES OF REPORTING PERSONS
	Oasis Management Company Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			- 0 -
		6	SHARED VOTING POWER
			6,797,574 Ordinary Shares
		7	SOLE DISPOSITIVE POWER
			- 0 -
		8	SHARED DISPOSITIVE POWER
			6,797,574 Ordinary Shares
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	6,797,574 Ordinary Shares
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	5.59%**
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	IA

**  Calculated based upon 121,551,075 Ordinary Shares outstanding as of March 31, 2022, as disclosed by the Company in its Form 20-F filed with the Securities and Exchange Commission on August 16, 2022.

1	NAMES OF REPORTING PERSONS
	Seth Fisher
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Germany
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			- 0 -
		6	SHARED VOTING POWER
			6,797,574 Ordinary Shares
		7	SOLE DISPOSITIVE POWER
			- 0 -
		8	SHARED DISPOSITIVE POWER
			6,797,574 Ordinary Shares
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	6,797,574 Ordinary Shares
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	5.59%**
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	IN

**Calculated based upon 121,551,075 Ordinary Shares outstanding as of March 31, 2022, as disclosed by the Company in its Form 20-F filed with the Securities and Exchange Commission on August 16, 2022.

Item 1(a)

NAME OF ISSUER

 

The name of the issuer is Global Cord Blood Corp. (the "Company").

 

Item 1(b)

ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES

 

The Company's principal executive offices are located at 48th Floor, Bank of China Tower, 1 Garden Road, Central, Hong Kong S.A.R.

 

 

This statement is filed by:

 

(i)

Oasis Management Company Ltd., a Cayman Islands exempted company ("Oasis Management" or the "Investment Manager"), with respect to the Ordinary Shares (as defined below) held by certain investment funds managed by Oasis Management (the “Oasis Funds”) and

(ii)

Seth Fischer ("Mr. Fischer"), is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis Funds, with respect to the Ordinary Shares held by the Oasis Funds.

The foregoing persons are hereinafter sometimes collectively referred to as the "Reporting Persons."

 

The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the Ordinary Shares reported herein.

 

 

The address of the business office of Mr. Fischer is c/o Oasis Compliance, Oasis Management (Hong Kong), 25/F, LHT Tower, 31 Queen’s Road Central, Central, Hong Kong. The address of the business office of Oasis Management is 4th Floor Anderson Square, 64 Shedden Road, P.O. Box 10324, Grand Cayman, KY1-1103 Cayman Islands.

 

Oasis Management is a Cayman Islands exempted company. Fischer is a citizen of Germany.

 

 

Ordinary Shares, $0.0001 par value (the "Ordinary Shares").

 

 

The CUSIP Number for the Ordinary Shares is G39342103.

 

	(a)	☐	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c).
	(b)	☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
	(c)	☐	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
	(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940(15 U.S.C 80a-8).
	(e)	☒	Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
	(f)	☐	Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
	(g)	☒	Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
	(h)	☐	Savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
	(i)	☐	Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
	(j)	☐	Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________

 

 

The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.

 

The percentages used herein are calculated based upon 121,551,075 Ordinary Shares outstanding as of March 31, 2022, as disclosed by the Company in its Form 20-F filed with the Securities and Exchange Commission on August 16, 2022.

 

 

Not applicable.

 

 

See Item 2. The Oasis Funds have the right to receive or the power to direct the receipts of dividends from, or the proceeds from the sale of, the Class A Ordinary Shares reported herein. Oasis Investments II Master Fund Ltd. has the right to receive or the power to direct the receipts of dividends from, or the proceeds from the sale of, more than 5% of the Class A Ordinary Shares.

 

 

Not applicable.

 

 

Not applicable.

 

 

Not applicable.

 

 

Each of the Reporting Persons hereby makes the following certification:

 

By signing below each Reporting Person certifies that, to the best of her or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

DATED: February 14, 2023