Filing Details
- Accession Number:
- 0000935836-23-000019
- Form Type:
- 13G Filing
- Publication Date:
- 2023-01-09 19:00:00
- Filed By:
- Aequim Alternative Investments
- Company:
- Expand Energy Corp (NYSE:EXE)
- Filing Date:
- 2023-01-10
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Aequim Alternative Investments | 0 | 7,312,152 | 0 | 7,312,152 | 7,312,152 | 5.1% |
Franklin Parlamis | 0 | 7,312,152 | 0 | 7,312,152 | 7,312,152 | 5.1% |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)
Chesapeake Energy Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
165167735
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
1 |
CUSIP No. 165167735
1. | Names of Reporting Persons. Aequim Alternative Investments LP |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ______ (b) X |
3. SEC Use Only
4. | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. Sole Voting Power -0-
|
6. Shared Voting Power 7,312,1521
| |
7. Sole Dispositive Power -0- | |
8. Shared Dispositive Power 7,312,1521 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 7,312,1521 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ______ |
11. | Percent of Class Represented by Amount in Row (9) 5.1% |
12. | Type of Reporting Person (See Instructions) PN, IA |
1 Reflects the shares of common stock of Chesapeake Energy Corporation issuable on the exercise of warrants beneficially owned by the Filers.
2 |
CUSIP No. 165167735
1. | Names of Reporting Persons. Franklin Parlamis |
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ______ (b) X |
3. SEC Use Only
4. | Citizenship or Place of Organization United States |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. Sole Voting Power -0-
|
6. Shared Voting Power 7,312,1521
| |
7. Sole Dispositive Power -0- | |
8. Shared Dispositive Power 7,312,1521 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 7,312,1521 |
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ______ |
11. | Percent of Class Represented by Amount in Row (9) 5.1% |
12. | Type of Reporting Person (See Instructions) IN, HC |
1 Reflects the shares of common stock of Chesapeake Energy Corporation issuable on the exercise of warrants beneficially owned by the Filers.
3 |
CUSIP No. 165167735
Item 1.
(a) | Name of Issuer Chesapeake Energy Corporation |
(b) | Address of Issuer's Principal Executive Offices 6100 Northwestern Avenue, Oklahoma City, OK 73118 |
Item 2.
(a) | The names of the persons filing this statement are: Aequim Alternative Investments LP ("Aequim") and Franklin Parlamis ("Parlamis", and collectively with Aequim, the "Filers"). |
Each Filer also disclaims beneficial ownership of the Stock except to the extent of that person’s pecuniary interest therein.
(b) | The principal business office of the Filers is located at: 495 Miller Avenue, Suite 301, Mill Valley, CA 94941 |
(c) | For citizenship of Filers, see Item 4 of the cover sheet for each Filer. |
(d) | This statement relates to shares of common stock of the Issuer (the "Stock"). |
(e) | The CUSIP number of the Issuer is: 165167735 |
4 |
CUSIP No. 165167735
Item 3. | If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | [X] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E) (as to Aequim). |
(f) | [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). |
(g) | [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (as to Parlamis). |
(h) | [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
(i) | [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). |
(j) | [ ] A non-U.S. institution in accordance with §240.13d-1(b)(ii)(J). |
(k) | [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution _______________________________________________________________.
Item 4. | Ownership. |
See Items 5-9 and 11 of the cover page for each Filer.
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
To the best of the Filers’ knowledge, no individual client's holdings of the Stock are more than five percent of the outstanding Stock.
5 |
CUSIP No. 165167735
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Exhibits
Exhibit A Joint Filing Agreement.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 05, 2023
Aequim Alternative Investments LP
By: Aequim Alternative Investments LLC General Partner
By: /s/ Franklin Parlamis Name: Franklin Parlamis Title: Manager | |
/s/ Franklin Parlamis Name: Franklin Parlamis |
6 |
CUSIP No. 165167735
EXHIBIT A
AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G
The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of securities of any issuer, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G. For that purpose, the undersigned hereby constitute and appoint Aequim Alternative Investments LP, a Delaware limited partnership, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases and sales, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G.
Dated: January 05, 2023
Aequim Alternative Investments LP
By: Aequim Alternative Investments LLC General Partner
By: /s/ Franklin Parlamis Name: Franklin Parlamis Title: Manager | |
/s/ Franklin Parlamis Name: Franklin Parlamis |