Filing Details

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* Servotronics, Inc. (Name of Issuer) Common Stock, $0.20 value per share (Title of Class of Securities) 817732100 (CUSIP Number) ESTATE OF NICHOLAS D. TRBOVICH, SR. C/O KENNETH D. TRBOVICH AND MICHAEL D. TRBOVICH, CO-EXECUTORS OF THE ESTATE 960 PORTERVILLE ROAD EAST AURORA, NEW YORK 14052 (716) 634-4646 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 6, 2022 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. _ Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAMES OF REPORTING PERSONS: Estate of Nicholas D. Trbovich, Sr. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 30-6590360 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) X (b) _ 3 SEC USE ONLY: 4 SOURCE OF FUNDS (SEE INSTRUCTIONS): Not Applicable 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): _ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 99,175 shares 8 SHARED VOTING POWER: 294,643 shares 9 SOLE DISPOSITIVE POWER: 99,175 shares 99,175 shares 10 SHARED DISPOSITIVE POWER: 294,643 shares 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 393,818 shares (1) 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): _ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 15.7% (2) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): IN (1) Includes: (a) 99,175 shares of Common Stock (defined below) owned by the Estate, for which Kenneth D. Trbovich and Michael D. Trbovich serve as the co-executors. (b) The Estate jointly controls 294,643 shares of Common Stock owned by Beaver Hollow Wellness, LLC through that certain Voting Agreement dated as of December 6, 2022, as more fully described below. (2) Calculated based on 2,510,042 shares of common stock ("Common Stock") of the Issuer outstanding as of November 7, 2022, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2022. 1 NAMES OF REPORTING PERSONS: Kenneth D. Trbovich I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) X (b) _ 3 SEC USE ONLY: 4 SOURCE OF FUNDS (SEE INSTRUCTIONS): OO 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): _ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 108,780 shares 8 SHARED VOTING POWER: 393,818 shares 9 SOLE DISPOSITIVE POWER: 108,780 shares 10 SHARED DISPOSITIVE POWER: 393,818 shares 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 502,598 shares (1) 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): _ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 20.0% (2) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): IN (1) Includes: (a) 91,171 shares of Common Stock owned by Kenneth D. Trbovich. (b) Kenneth D. Trbovich, serves as the Trustee of and controls 17,609 shares of Common Stock which are held by the Trbovich Family Foundation (the "Foundation"). (c) Kenneth D. Trbovich serves as the Co-Executor of the Estate and jointly controls 99,175 shares of Common Stock owned by the Estate. (d) The Estate jointly controls 294,643 shares of Common Stock owned by Beaver Hollow Wellness, LLC through that certain Voting Agreement dated as of December 6, 2022, as more fully described below. (2) Calculated based on 2,510,042 shares of Common Stock outstanding as of November 7, 2022, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2022. 1 NAMES OF REPORTING PERSONS: Michael D. Trbovich I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) X (b) _ 3 SEC USE ONLY: 4 SOURCE OF FUNDS (SEE INSTRUCTIONS): OO 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): _ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 35,559 8 SHARED VOTING POWER: 393,818 shares 9 SOLE DISPOSITIVE POWER: 35,559 shares 10 SHARED DISPOSITIVE POWER: 393,818 shares 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 429,377 shares (1) 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): _ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 17.1% (2) 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): IN (1) Includes: (a) 35,559 shares of Common Stock owned by Michael D. Trbovich. (b) Michael D. Trbovich serves as the Co-Executor of the Estate and jointly controls 99,175 shares of Common Stock owned by the Estate. (c) The Estate jointly controls 294,643 shares of Common Stock owned by Beaver Hollow Wellness, LLC through that certain Voting Agreement dated as of December 6, 2022, as more fully described below. (2) Calculated based on 2,510,042 shares of Common Stock outstanding as of November 7, 2022, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2022. TABLE OF CONTENTS Item 1. Security and Issuer Item 2. Identity and Background Item 3. Source and Amount of Funds or Other Consideration Item 4. Purpose of Transaction Item 5. Interest in Securities of the Issuer Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Item 7. Material to Be Filed as Exhibits Signature

Item 1. Security and Issuer This Schedule 13D (the "Schedule 13D") relates to shares of common stock, par value $0.20 per share ("Common Stock"), of Servotronics, Inc., a Delaware corporation (the "Company"). The principal executive offices of the Company are located at 1110 Maple Street, Elma, New York 14059. Item 2. Identity and Background (a) This Schedule 13D is being filed by: (i) The Estate of Nicholas D. Trbovich, Sr. ("Mr. Trbovich"), an estate created under the laws of the State of New York upon the death of Nicholas D. Trbovich, Sr. (the "Estate"); (ii) Kenneth D. Trbovich, a United States citizen and co-executor of the Estate ("KDT"); and (iii) Michael D. Trbovich, a United States citizen and co-executor of the Estate ("MDT", and together with the Estate and KDT, the "Reporting Persons") KDT, in his capacity as co-executor of the Estate, and MDT, in his capacity as co-executor of the Estate, are sometimes referred to herein as the "Co-Executors", and each a "Co-Executor". (b) The address of the principal business and principal office of the Estate is, and of Mr. Trbovich was, 960 Porterville Road, East Aurora, New York 14052. (c) Mr. Trbovich was a business person involved in the aerospace and weapons manufacturing industries. The Estate was organized upon Mr. Trbovich's death. KDT and MDT were appointed and qualified as co-executors of the Estate on August 8, 2017 pursuant to the terms of Mr. Trbovich's will. The address of the Estate is c/o Kenneth D. Trbovich and Michael D. Trbovich, as Co-Executors of the Estate of Nicholas D. Trbovich, Sr., 960 Porterville Road, East Aurora, New York 14052. KDT is a consultant and is acting as Co-Executor of the Estate, whose address is the same as the above. MDT is acting as Co-Executor of the Estate, whose address is the same as the above. (d) During the last five years, none of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Reporting Persons have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. (f) Mr. Trbovich was a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration Prior to his death on August 8, 2017, Mr. Trbovich directly owned 393,818 shares of Common Stock, which became part of the Estate's assets upon his death. KDT and MDT were appointed as the co-executors of the Estate pursuant to the will of Mr. Nicolas D. Trbovich, Sr. Item 4. Purpose of Transaction Mr. Trbovich originally acquired the shares of Common Stock subject to this Schedule 13D for investment purposes in connection with his role as Founder, Chairman, CEO, and Company Director from 1959 until his passing in 2017, and previously also serving as President of the Company. On December 6, 2022, the Estate exchanged 294,643 shares (the "Jointly Controlled Shares") for a limited liability company interest in Beaver Hollow Wellness, LLC, a New York limited liability company ("BHW") as part of a diversification of the Estate's asset portfolio. In connection with the exchange, the Estate entered into a Voting Agreement dated as of December 6, 2022, with the other member of BHW, Founders Software, Inc., which governs the voting and transfer, and disposal rights of the Jointly Controlled Shares. The exchange was effected as a private exchange of equity interests. The Estate is reviewing the condition of the Company and its value to its shareholders and engaging community leaders in such discussions and review. The Estate may also engage in dialogues and other communications regarding the Company with other stockholders of the Company, knowledgeable industry or market observers, or other persons. Any such discussions may relate to, among other things, the Company's value to shareholders, its operating strategies, performance, management succession plans, and corporate governance matters. The Estate may also take other steps to increase shareholder value as well as pursue other plans or proposals that relate to, or would result in, the matters set forth in subparagraphs (a)-(j) of Item 4 of Schedule 13D and the Estate may seek to influence such actions through customary means including presenting his views for consideration to the Company, shareholders and other interested parties, privately or publicly, and, if necessary, through the exercise of its shareholder rights and may seek to engage other Company shareholders and community leaders in such plans. The Estate intends to review its investment in the Company's shares of Common Stock on a continuing basis. Depending on various factors including, without limitation, the Company's financial position and investment strategy, the price levels of the shares, conditions in the securities markets and general economic and industry conditions, the Estate may in the future take such actions with respect to its investment in the Company as it deems appropriate including, without limitation, purchasing additional shares of Common Stock, or selling some or all of its shares of Common Stock. Item 5. Interest in Securities of the Issuer (a) As of 12:00 p.m., Eastern Standard time, on the date of this Schedule 13D, the Estate beneficially owns an aggregate of 393,818 shares of Common Stock (the "Shares"). The Shares represent 15.7% of the Company's Common Stock outstanding. Percentages of the Common Stock outstanding reported in this Schedule 13D are calculated based upon the 2,510,042 shares of Common Stock outstanding as of November 7, 2022, as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2022, filed by the Company with the Securities and Exchange Commission on November 14, 2022. (b) The Estate owns and has sole voting and dispositive power over 99,175 of the Shares which power is exercised by Kenneth D. Trbovich and Michael D. Trbovich as the co-executors of the Estate. The Estate indirectly owns and jointly controls 294,643 of the Shares owned by Beaver Hollow Wellness, LLC through that certain Voting Agreement dated as of December 6, 2022, as more fully described below. (c) On December 6, 2022, the Estate exchanged 294,643 of the Shares (the "Jointly Controlled Shares") for a limited liability company interest in Beaver Hollow Wellness, LLC, a New York limited liability company ("BHW"). In connection with the exchange, the Estate entered into a Voting Agreement dated as of December 6, 2022, with the other member of BHW, Founders Software, Inc., a Nevada corporation ("FSI"), wholly owned and controlled by Paul L. Snyder III ("PLS"), who is also Chairman of the Board and the indirect majority shareholder of FSI, which governs the voting and transfer, and disposal rights of the Jointly Controlled Shares. The exchange was effected as a private exchange of equity interests. (d) Subject to the Voting Agreement described in Item 6 below (i) BHW has the right to receive dividends and the proceeds from any sale of the Jointly Controlled Shares and (ii) the Estate and FSI, as the members of BHW, have the power to direct the receipt of dividends and the proceeds from any sale of the Jointly Controlled Shares. The Estate has to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of 99,175 of the Shares it owns, such rights to be exercised by the Co-Executors. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings and Relationships with Respect to Securities of the Issuer In connection with the exchange of the Jointly Controlled Shares for a membership interest in BHW, the Estate entered into a Voting Agreement dated as of December 6, 2022 (the "Voting Agreement") with the other member of BHW, Founders Software, Inc., which governs the voting, transfer, direction of dividends, and disposal rights of the Jointly Controlled Shares. Item 7. Material to Be Filed as Exhibits Voting Agreement dated as of December 6, 2022. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 9, 2022 ESTATE OF NICHOLAS D. TRBOVICH, SR. By: /s/ Kenneth D. Trbovich Name: Kenneth D. Trbovich Title: Co-Executor of the Estate of Nicholas D. Trbovich , Sr. By: /s/ Michael D. Trbovich Name: Michael D. Trbovich Title: Co-Executor of the Estate of Nicholas D. Trbovich , Sr. KDT /s/ Kenneth D. Trbovich Kenneth D. Trbovich, as Co-Executor of the Estate of Nicholas D. Trbovich , Sr. MDT /s/ Michael D. Trbovich Michael D. Trbovich as Co-Executor of the Estate of Nicholas D. Trbovich , Sr.