Filing Details

 

CRAFT BREW ALLIANCE, INC.

(Name of Issuer)

Common Stock, par value $0.005

(Title of Class of Securities)

757473103

(CUSIP Number)

Thomas Larson Anheuser-Busch Companies, LLC One Busch Place St. Louis, MO 63118-1852 Telephone: (314) 577-2000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 23, 2016

(Date of Event which Requires Filing of this Statement)

 

1	NAMES OF REPORTING PERSONS
	Anheuser-Busch Companies, LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP			(a)	☒
				(b)	☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (SEE INSTRUCTIONS)
	WC
5	CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)				☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION
	Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER
			6,069,047*
		8	SHARED VOTING POWER
			-0-
		9	SOLE DISPOSITIVE POWER
			6,069,047*
		10	SHARED DISPOSITIVE POWER
			-0- * Shares are subject to contractual restrictions on transfer.  See Item 4.
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	6,069,047*
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)				☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
	31.5%
14	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	OO

 

 

 

Pursuant to Rule 13d-2(a) under the Securities Exchange Act of 1934, as amended, this Amendment No. 11 amends the Schedule 13D dated August 22, 1995, as previously amended to the date hereof. Unless indicated otherwise, all items left blank remain unchanged and any items that are reported are deemed to amend and supplement, rather than supersede, the existing items in the Schedule 13D (as previously amended).

Item 1.

Security and Issuer.

Item 2.

Identity and Background.

Item 3.

Source and Amount of Funds or Other Consideration.

Item 4.

Purpose of Transaction.

Anheuser-Busch, LLC (“AB”), as successor in interest to Anheuser-Busch, Incorporated, and a subsidiary of Anheuser-Busch Companies, LLC (“ABC”), and Craft Brew Alliance, Inc., formerly known as Craft Brewers Alliance, Inc. (“CBA”), are parties to that certain Amended and Restated Exchange and Recapitalization Agreement, dated as of May 1, 2011 (the “Amended and Restated Exchange and Recapitalization Agreement”), and that certain Amended and Restated Master Distributor Agreement (the “Amended and Restated Master Distributor Agreement”), dated as of May 1, 2011, certain terms of which are described in Amendment No. 10 to the ABC Schedule 13D dated August 22, 1995.

On August 23, 2016, AB and CBA entered into Amendment No. 1 to the Amended and Restated Exchange and Recapitalization Agreement and Amendment No. 3 to the Amended and Restated Master Distributor Agreement, to adjust certain commercial terms between the parties.  In addition, CBA and certain affiliates of AB concurrently entered into a Contract Brewing Agreement, dated as of August 23, 2016, providing for the brewing, bottling and packaging by an affiliate of AB of certain CBA products within the United States and an International Distribution Agreement, dated as of August 23, 2016, providing for the international distribution by affiliates of AB of certain CBA products.  A copy of each of these amendments and agreements is filed as an exhibit hereto.

From time to time ABC evaluates its investment in and arrangements with CBA. As a result, ABC may develop proposals or plans relating to CBA or its arrangements with CBA. These proposals or plans may involve amendments to the agreements between ABC and its affiliates and CBA; agreements between CBA and third parties; investments, acquisitions or divestitures by CBA; changes in the operations or management of CBA; sales or purchases of the securities of CBA; merger, reorganization, liquidation, consolidation or other change of control transactions involving CBA; and other changes in CBA’s business or corporate structure.

Item 5.

Interest in Securities of the Issuer.

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 7.

Material to be Filed as Exhibits.

Exhibit 99.1

Amendment No. 1, dated as of August 23, 2016, to that certain Amended and Restated Exchange and Recapitalization Agreement, dated as of May 1, 2011, between AB, as successor in interest to Anheuser-Busch, Incorporated, and CBA, formerly known as Craft Brewers Alliance, Inc. (incorporated by reference to Exhibit 10.4 to CBA’s Current Report on Form 8-K filed on August 24, 2016).

 

 

Signature

	ANHEUSER-BUSCH COMPANIES, LLC
	By:	/s/  Thomas Larson
		Name: Thomas Larson
		Title:   Secretary