Filing Details

Accession Number:
0001683168-22-005872
Form Type:
13G Filing
Publication Date:
2022-08-16 20:00:00
Filed By:
Meteora Capital, Llc
Company:
Breeze Holdings Acquisition Corp.
Filing Date:
2022-08-17
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Meteora Capital 0 623,215 0 623,215 623,215 7.9%
Vik Mittal 0 623,215 0 623,215 623,215 7.9%
Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Breeze Holdings Acquisition Corporation

(Name of Issuer)

 

Common stock, par value $0.0001

(Title of Class of Securities)

 

106762 107

(CUSIP Number)

 

June 30, 2022

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ☒ Rule 13d-1(b)
  ☐ Rule 13d-1(c)
  ☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

  

 

 

CUSIP No. 106762 107   Page 2 of 6 Pages
1 NAMES OF REPORTING PERSONS:
  Meteora Capital, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)  [  ]
  (b)  [  ]
3 SEC USE ONLY:
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION:
  Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER:

0

6

SHARED VOTING POWER:

623,215

7

SOLE DISPOSITIVE POWER:

0

8

SHARED DISPOSITIVE POWER:

623,215

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
  623,215
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
  [  ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
  7.9% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
  IA
           

 

(1) The percent of class computations are based on 7,907,013 shares of common stock, par value $0.0001, as of May 16, 2022 as reported on the Form 10-Q of the Issuer, which was filed with the SEC on May 23, 2022.

 

 

 

 

 

 

  

 


CUSIP No. 106762 107   Page 3 of 6 Pages
1 NAMES OF REPORTING PERSONS:
  Vik Mittal
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)  [  ]
  (b)  [  ]
3 SEC USE ONLY:
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION:
  United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER:

0

6

SHARED VOTING POWER:

623,215

7

SOLE DISPOSITIVE POWER:

0

8

SHARED DISPOSITIVE POWER:

623,215

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
  623,215
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
  [  ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
  7.9% (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
  IN
           

 

(1) The percent of class computations are based on 7,907,013 shares of common stock, par value $0.0001, as of May 16, 2022 as reported on the Form 10-Q of the Issuer, which was filed with the SEC on May 23, 2022.

 

 

 

 

 

  

 

 

Page 4 of 6 Pages

 

Item 1(a) Name of Issuer:
 

 

Breeze Holdings Acquisition Corporation

 

Item 1(b) Address of Issuer’s Principal Executive Offices:
 

 

955 W. John Carpenter Freeway, Suite 100-929, Irving, TX 750393

 

Item 2(a)

Name of Person Filing:

 

 

This statement is filed by:

 

(i)       Meteora Capital, LLC, a Delaware limited liability company (“Meteora Capital”) with respect to the common stock (as defined in Item 2(d)) held by certain funds and managed accounts to which Meteora Capital serves as investment manager (collectively, the “Meteora Funds”); and

 

(ii)       Vik Mittal, who serves as the Managing Member of Meteora Capital, with respect to the common stock held by the Meteora Funds.

 

The foregoing persons are hereinafter sometimes collectively referred to as the "Reporting Persons."

 

The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the ordinary shares reported herein.

 

Item 2(b)

Address of Principal Business Office or, if none, Residence:

 

 

The address of the principal business office for each of the Reporting Persons is:

 

840 Park Drive East, Boca Raton, FL 33444

 

Item 2(c)

Citizenship:

 

 

Meteora Capital is a Delaware limited liability company. Vik Mittal is a United States citizen.

 

Item 2(d)

Title of Class of Securities:

 

 

Common stock, par value $0.0001

 

Item 2(e)

CUSIP Number:

 

 

106762 107

 

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 

 

(a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) ☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) ☒ An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);

 

(f) ☐ An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);

 

(g) ☒ A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);

 

  

 

 

Page 5 of 6 Pages

 

 

 

(h) ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);  

 

(i) ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);  

 

(j) ☐ A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);  

 

(k) ☐ Group, in accordance with 240.13d-1(b)(1)(ii)(K).   If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

   
Item 4.

Ownership

 

 

The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.

 

The percentages set forth in Row (11) of the cover page for each Reporting Person and elsewhere in this Schedule 13G are based on 7,907,013 shares of common stock, par value $0.0001, as of May 16, 2022 as reported on the Form 10-Q of the Issuer, which was filed with the SEC on May 23, 2022.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [   ].

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

  Not applicable
   
Item 8.

Identification and Classification of Members of the Group.

 

 

Not applicable

 

Item 9.

Notice of Dissolution of Group.

 

 

Not applicable

 

Item 10.

Certifications.

 

  Not applicable

 

Exhibits

 

99.1       Joint Filing Agreement

 

  

 

 

Page 6 of 6 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

August 17, 2022

 

Meteora Capital, LLC

 

 

  By:  /s/ Vik Mittal                                  
  Name: Vik Mittal
  Title: Managing Member
   
 

Vik Mittal

 

 

  By:  /s/ Vik Mittal                                  
  Name: Vik Mittal
   
 

 

 

 

 

 

 

 

 

 

  

 

 

Exhibit 99.1

 

JOINT FILING AGREEMENT

 

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the “Exchange Act”) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Breeze Holdings Acquisition Corporation, a Delaware corporation, and further agree to the filing, furnishing, and/or incorporation by reference of this Agreement as an exhibit thereto. Each of the undersigned is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument. The undersigned, being duly authorized, have executed this Joint Filing Agreement this 17th day of August, 2022.

 

 

 

Meteora Capital, LLC

 

 

  By:  /s/_Vik Mittal _________
  Name: Vik Mittal
  Title: Managing Member
   
 

Vik Mittal

 

 

  By:  /s/ Vik Mittal ___________
  Name: Vik Mittal
 

Meteora Capital, LLC