Filing Details

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2.

 

(Amendment No. 1)*

 

HTG Molecular Diagnostics, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

40434H203

(CUSIP Number)

 

July 15. 2022

(Date of Event Which Requires Filing of this statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

	☐	Rule 13d-1(b)
	☒	Rule 13d-1(c)
	☐	Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

	(1)	NAMES OF REPORTING PERSONS
		L5 Capital Inc.
	(2)	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b) ☐
	(3)	SEC USE ONLY
	(4)	CITIZENSHIP OR PLACE OF ORGANIZATION
		British Columbia, Canada

 

NUMBER OF	(5)	SOLE VOTING POWER
SHARES		1,170,000
BENEFICIALLY	(6)	SHARED VOTING POWER
OWNED BY
EACH	(7)	SOLE DISPOSITIVE POWER
REPORTING		1,170,000
PERSON WITH	(8)	SHARED DISPOSITIVE POWER

 

	(9)	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		1,170,000
	(10)	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
	(11)	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		10.59% (1)
	(12)	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		CO

 

(1) Based on 11,048,111 shares outstanding as of July 15, 2022.

 

 

	(1)	NAMES OF REPORTING PERSONS
		Marc Lustig
	(2)	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b) ☐
	(3)	SEC USE ONLY
	(4)	CITIZENSHIP OR PLACE OF ORGANIZATION
		Canada

 

NUMBER OF	(5)	SOLE VOTING POWER
SHARES		0
BENEFICIALLY	(6)	SHARED VOTING POWER **
OWNED BY		1,170,000
EACH	(7)	SOLE DISPOSITIVE POWER
REPORTING		0
PERSON WITH	(8)	SHARED DISPOSITIVE POWER **
		1,170,000

 

	(9)	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
		1,170,000
	(10)	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
	(11)	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
		10.59% (1)
	(12)	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
		IN

 

(1) Based on 11,048,111 shares outstanding as of July 15, 2022.

 

 

Item 1.

 

(a)	Name of Issuer

 

HTG Molecular Diagnostics, Inc. (the “Company”)

 

(b)	Address of Issuer’s Principal Executive Offices

 

3430 E. Global Loop, Tucson, Arizona 85706

 

Item 2(a).

Name of Person Filing

 

This statement is being filed by:

 

(i)

L5 Capital Inc., a corporation incorporated under the laws of the province of British Columbia, Canada; and

 

(ii)

Marc Lustig, a Canadian individual.

 

The Reporting Persons have entered into a joint filing agreement, dated as of June 28, 2021, a copy of which is attached hereto as Exhibit 1.

 

Item 2(b).

Address of Principal Business Office or, if none, Residence

 

The principal business address of each of the Reporting Persons is as follows:

 

L5 Capital Inc.

1 First Canadian Place

Toronto, Ontario M5X 1H3

Canada

 

Marc Lustig

1 First Canadian Place

Toronto, Ontario M5X 1H3

Canada

 

Item 2(c).

Citizenship

 

Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.

 

Item 2(d)

Title of Class of Securities

 

Common Stock

 

Item 2(e)

CUSIP Number

 

40434H203

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)	☐	Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b)	☐	Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)	☐	Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)	☐	Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)	☐	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

(f)	☐	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)	☐	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)	☐	A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	☐	A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	☐	A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)	☐	Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

Item 4.

Ownership

 

(a)	Amount Beneficially Owned:

 

See responses to Item 9 on each cover page.

 

(b)

Percent of Class:

 

See responses to Item 11 on each cover page.

 

(c)

Number of shares as to which such person has:

 

(i)

Sole power to vote or to direct the vote:

 

See responses to Item 5 on each cover page.

 

(ii)

Shared power to vote or to direct the vote:

 

See responses to Item 6 on each cover page.

 

(iii)

Sole power to dispose or to direct the disposition of:

 

See responses to Item 7 on each cover page.

 

(iv)

Shared power to dispose or to direct the disposition of:

 

See responses to Item 8 on each cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURES

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.

 

Dated: July 18, 2022

 

	L5 CAPITAL INC.
	By:	/s/ Marc Lustig
	Name:	Marc Lustig
	Title:	Director
		/s/ Marc Lustig
		Marc Lustig

 

 

Exhibit Index

 

Exhibit 1

Agreement of Joint Filing as required by Rule 13d-1(k)(1) under the Act. (previously filed)