Filing Details
- Accession Number:
- 0000895345-22-000428
- Form Type:
- 13G Filing
- Publication Date:
- 2022-05-04 20:00:00
- Filed By:
- Madison International Realty Holdings, Llc
- Company:
- Plymouth Industrial Reit Inc. (NYSE:PLYM)
- Filing Date:
- 2022-05-05
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
MIRELF VI REIT INVESTMENTS IV | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
MIRELF VI REIT | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
MIRELF VI (U.S.) | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Madison International Holdings VI | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Madison International Realty VI | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Madison International Realty Holdings | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Madison International Realty Partners | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Madison International Realty Partners GP | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Ronald M. Dickerman | 0 | 3,122,219 | 0 | 3,122,219 | 3,122,219 | 7.8% |
Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. ____)
Plymouth Industrial REIT, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
729640102
(CUSIP Number)
April 29, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 729640102 | 13G | Page 2 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
MIRELF VI REIT INVESTMENTS IV, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 729640102 | 13G | Page 3 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
MIRELF VI REIT | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Maryland | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 729640102 | 13G | Page 4 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
MIRELF VI (U.S.), LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
CUSIP No. 729640102 | 13G | Page 5 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Madison International Holdings VI, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 729640102 | 13G | Page 6 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Madison International Realty VI, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 729640102 | 13G | Page 7 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Madison International Realty Holdings, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 729640102 | 13G | Page 8 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Madison International Realty Partners, LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
CUSIP No. 729640102 | 13G | Page 9 of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Madison International
Realty Partners GP, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP
No. 729640102 | 13G | Page 10
of 14 |
1 | NAMES OF REPORTING PERSONS | | | ||
Ronald M.
Dickerman | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
United States | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,122,219 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,122,219 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,122,219 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.8% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IN | | | |||
| |
Item 1. Issuer. |
(a). Name of Issuer:
Plymouth Industrial REIT, Inc. (“the Issuer”)
(b). Address of Issuer’s Principal Executive Offices:
20 Custom House Street, 11th Floor
Boston, Massachusetts 02110
Item 2. Identity and Background. |
(a). Name of Person Filing:
(b). Address of Principal Business Office or, if None, Residence:
(c). Citizenship:
This Statement is being filed jointly by the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons”.
MIRELF VI REIT INVESTMENTS IV, LLC (“MIRELF VI Investments IV”)
Place of Organization: Delaware
MIRELF VI REIT
Place of Organization: Maryland
MIRELF VI (U.S.), LP
Place of Organization: Delaware
Madison International Holdings VI, LLC
Place of Organization: Delaware
Madison International Realty VI, LLC
Place of Organization: Delaware
Madison International Realty Holdings
Place of Organization: Delaware
Madison International Realty Partners, LP
Place of Organization: Delaware
Madison International Realty Partners GP, LLC
Place of Organization: Delaware
Ronald M. Dickerman
Citizenship: United States
The address of the principal business office of each of the Reporting Persons is:
300 Park Avenue, 3rd floor,
New York, New York 10022
(d). Title of Class of Securities:
(e). CUSIP Number:
This statement relates to shares of Common Stock, par value $0.01 per share (the “Shares”), of the Company. The
CUSIP number of the Shares is 729640102.
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person
filing is a: |
Not Applicable.
Item 4. Ownership. |
For each Reporting Person, the information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the
applicable cover page and is incorporated herein by reference for each such Reporting Person.
Beneficial ownership percentages disclosed herein are calculated based on 37,913,459 shares of Common Stock
outstanding as of April 15, 2022, as reported by the Issuer in the Registration Statement on Form S-3 filed with the Securities and Exchange Commission on April 26, 2022, plus an additional 2,205,882 shares of Common Stock issued to MIRELF VI
Investments IV on the date set forth on the cover page to this Schedule 13G.
Item 5. Ownership of Five Percent or Less of a Class. |
Not Applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company or Control Person. |
Not Applicable.
Item 8. Identification and Classification of Members of the Group. |
Not Applicable. The Reporting Persons are filing this Schedule 13G pursuant to Section 240.13d-1(k)(1) and not as members
of any group.
Item 9. Notice of Dissolution of Group. |
Not Applicable.
Item 10.Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: May 5, 2022
MIRELF VI PILGRIM LLC | MIRELF VI REIT | |||||
By: | MIRELF VI REIT, its sole and managing member | By: | MIRELF VI (U.S.), LP, its sole shareholder | |||
and Trustee | ||||||
By: | MIRELF VI (U.S.), LP, its sole shareholder | |||||
and Trustee | By: | Madison International Holdings VI, LLC, | ||||
its general partner | ||||||
By: | Madison International Holdings VI, LLC, | |||||
| its general partner | By: | /s/ Ronald M. Dickerman | |||
By: | /s/ Ronald M. Dickerman | Name: | Ronald M. Dickerman | |||
Name: | Ronald M. Dickerman | Title: | Managing Member | |||
Title: | Managing Member |
MIRELF VI (U.S.), LP | MADISON INTERNATIONAL HOLDINGS VI, LLC | |||||
By: | Madison International Holdings VI, LLC, | By: | /s/ Ronald M. Dickerman | |||
its general partner | Name: | Ronald M. Dickerman | ||||
| Title: | Managing Member | ||||
By: | /s/ Ronald M. Dickerman | |||||
Name: | Ronald M. Dickerman | |||||
Title: | Managing Member |
MADISON INTERNATIONAL REALTY VI, LLC | MADISON INTERNATIONAL REALTY HOLDINGS, LLC | |||||
By: | Madison International Realty Holdings, LLC, | By: | Madison International Realty Partners, LP, | |||
its managing member | its managing member | |||||
By: | Madison International Realty Partners, LP, | By: | Madison International Realty Partners GP, LLC, | |||
its managing member | its general partner | |||||
By: | Madison International Realty Partners GP, LLC, | By: | /s/ Ronald M. Dickerman | |||
| ||||||
its general partner | Name: | Ronald M. Dickerman | ||||
Title: | Managing Member | |||||
By: | /s/ Ronald M. Dickerman | |||||
Name: | Ronald M. Dickerman | |||||
Title: | Managing Member |
MADISON INTERNATIONAL REALTY PARTNERS, LP | MADISON INTERNATIONAL REALTY HOLDINGS, LLC | |||||
By: | Madison International Realty Partners GP, | By: | Madison International Realty Partners, LP, | |||
LLC, its managing member | its managing member | |||||
By: | /s/ Ronald M. Dickerman | |||||
By: | Madison International Realty Partners GP, LLC, | | Name: | Ronald M. Dickerman | ||
its general partner | Title: | Managing Member | ||||
By: | /s/ Ronald M. Dickerman | |||||
Name: | Ronald M. Dickerman | |||||
Title: | Managing Member |
RONALD M. DICKERMAN
/s/ Ronald M. Dickerman