Filing Details

Accession Number:
0001193125-22-078352
Form Type:
13G Filing
Publication Date:
2022-03-16 20:00:00
Filed By:
American International Group, Inc.
Company:
Carlyle Tactical Private Credit Fund
Filing Date:
2022-03-17
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
American International Group, Inc 0 1,280,000 0 1,280,000 1,280,000 16.0%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

CARLYLE TACTICAL PRIVATE CREDIT FUND

(Name of Issuer)

Series A Mandatory Redeemable Preferred Shares

Series B Mandatory Redeemable Preferred Shares

(Title of Class of Securities)

143106 2#2

143106 3#1

(CUSIP Numbers)

March 7, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP Nos. 143106 2#2; 143106 3#1  

 

  1.   

Name of reporting person

 

American International Group, Inc.

  2.  

Check the appropriate box if a member of a group

(a)  ☐        (b)  ☒

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

Incorporated under the laws of the State of Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

0

   6.   

Shared voting power

 

1,280,000

   7.   

Sole dispositive power

 

0

   8.   

Shared dispositive power

 

1,280,000

  9.  

Aggregate amount beneficially owned by each reporting person

 

1,280,000

10.  

Check box if the aggregate amount in Row (9) excludes certain shares

 

11.  

Percent of class represented by amount in Row (9)

 

16.0%

12.  

Type of reporting person

 

HC

 


ITEM 1 (a).

NAME OF ISSUER:

Carlyle Tactical Private Credit Fund (the Issuer)

 

ITEM 1 (b).

ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:

One Vanderbilt Avenue, Suite 3400

New York, NY 10017

 

ITEM 2 (a).

NAME OF PERSON FILING:

This Schedule 13G is filed by American International Group, Inc. (AIG).

 

ITEM 2 (b).

ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

175 Water Street

New York, NY 10038

 

ITEM 2 (c).

CITIZENSHIP:

Incorporated under the laws of the State of Delaware.

 

ITEM 2 (d).

TITLE OF CLASS OF SECURITIES:

Mandatory Redeemable Preferred Shares

 

ITEM 2 (e).

CUSIP NUMBERS:

143106 2#2(Series A Mandatory Redeemable Preferred Shares) (the Series A Preferred Shares).

143106 3#1(Series B Mandatory Redeemable Preferred Shares) (the Series B Preferred Shares).

The Series A Preferred Shares and the Series B Preferred Shares form a single class of the Issuers preferred equity securities and are collectively referred to in this Schedule 13G as the Mandatory Redeemable Preferred Shares.

 

ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

(a)    ☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)    ☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)    ☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)    ☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)    ☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)    ☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)    ☒ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)    ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)    ☐ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)    ☐ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:


ITEM 4.

OWNERSHIP.

 

  (a)

Amount beneficially owned: 1,280,000

 

  (b)

Percent of class: 16.0%

 

  (c)

Number of shares as to which the person has:

 

  (i)

Sole power to vote or to direct the vote: 0

 

  (ii)

Shared power to vote or to direct the vote: 1,280,000

 

  (iii)

Sole power to dispose or to direct the disposition of: 0

 

  (iv)

Shared power to dispose or to direct the disposition of: 1,280,000

 

ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS.

Not applicable.

 

ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

Not applicable.

 

ITEM 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.

Certain of AIGs subsidiaries have the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, the Mandatory Redeemable Preferred Shares. American General Life Insurance Company and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, beneficially own 14.0% and 2.0%, respectively, of the outstanding Mandatory Redeemable Preferred Shares.

 

ITEM 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

Not applicable.

 

ITEM 9.

NOTICE OF DISSOLUTION OF GROUP.

Not applicable.

 

ITEM 10.

CERTIFICATION.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 17, 2022

 

AMERICAN INTERNATIONAL GROUP, INC.
By  

/s/ Geoffrey N. Cornell

Name:   Geoffrey N. Cornell
Title:   Vice President and Deputy AIG Chief Investment Officer