Filing Details
- Accession Number:
- 0001144204-16-113600
- Form Type:
- 13D Filing
- Publication Date:
- 2016-07-19 17:25:28
- Filed By:
- Brookfield Asset Management Inc.
- Company:
- Brookfield Property Reit Inc. (NASDAQ:BPYU)
- Filing Date:
- 2016-07-19
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Brookfield Asset Management Inc | 0 | 389,202,506 | 0 | 389,202,506 | 389,202,506 | 40.0% |
Partners Limited | 0 | 389,202,506 | 0 | 389,202,506 | 389,202,506 | 40.0% |
Brookfield Holdings Canada Inc | 0 | 173,330,291 | 0 | 173,330,291 | 173,330,291 | 18.7% |
Brookfield Asset Management Private Institutional Capital Adviser US | 0 | 173,330,291 | 0 | 173,330,291 | 173,330,291 | 18.7% |
Brookfield US Holdings Inc | 0 | 173,330,291 | 0 | 173,330,291 | 173,330,291 | 18.7% |
Brookfield US Corporation | 0 | 173,330,291 | 0 | 173,330,291 | 173,330,291 | 18.7% |
Brookfield Property Group | 0 | 173,330,291 | 0 | 173,330,291 | 173,330,291 | 18.7% |
Brookfield Retail Holdings VII | 0 | 79,094,965 | 0 | 79,094,965 | 79,094,965 | 9.0% |
Brookfield Retail Holdings II Sub II | 0 | 21,918,096 | 0 | 21,918,096 | 21,918,096 | 2.5% |
Brookfield Retail Holdings III Sub II | 0 | 398,374 | 0 | 398,374 | 398,374 | 0.05% |
Brookfield Retail Holdings IV-A Sub II | 0 | 5,291,650 | 0 | 5,291,650 | 5,291,650 | 0.6% |
Brookfield Retail Holdings IV-B Sub II | 0 | 91,956 | 0 | 91,956 | 91,956 | 0.01% |
Brookfield Retail Holdings IV-C Sub II | 0 | 1,814,630 | 0 | 1,814,630 | 1,814,630 | 0.2% |
Brookfield Retail Holdings IV-D Sub II | 0 | 1,821,495 | 0 | 1,821,495 | 1,821,495 | 0.2% |
BW Purchaser | 0 | 19,932,785 | 0 | 19,932,785 | 19,932,785 | 2.2% |
Brookfield Property Partners Limited | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Property Partners | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Property | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield BPY Holdings Inc | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
BPY Canada Subholdings | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Property Split Corp | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield BPY Retail Holdings I | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield BPY Retail Holdings II | 0 | 251,932,326 | 0 | 251,932,326 | 251,932,326 | 26.8% |
Brookfield BPY Retail Holdings III | 0 | 70,114,877 | 0 | 70,114,877 | 70,114,877 | 7.9% |
Brookfield Retail Holdings Warrants | 0 | 22,706,486 | 0 | 22,706,486 | 22,706,486 | 2.5% |
BPY Retail III | 0 | 133,137,292 | 0 | 133,137,292 | 133,137,292 | 14.5% |
BPY Retail IV | 0 | 61,444,210 | 0 | 61,444,210 | 61,444,210 | 7.0% |
Brookfield Office Properties Inc | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
1706065 Alberta ULC | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Holding Limited Liability Company | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Properties, Inc | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield Properties Subco | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
BOP (US) | 0 | 385,463,578 | 0 | 385,463,578 | 385,463,578 | 39.7% |
Brookfield BPY Retail Holdings II Subco | 0 | 53,000,412 | 0 | 53,000,412 | 53,000,412 | 6.0% |
New Brookfield BPY Retail Holdings II | 0 | 178,999,129 | 0 | 178,999,129 | 178,999,129 | 19.5% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934 (Amendment No. 14)
General Growth Properties, Inc.
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE PER SHARE
(Title of Class of Securities)
370023103
(CUSIP Number)
A.J. Silber
Brookfield Asset Management, Inc.
Brookfield Place, Suite 300
181 Bay Street, P.O. Box 762
Toronto, Ontario M5J 2T3
Telephone: (416) 359-8598
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Copy to:
Gregory B. Astrachan, Esq.
Michael A. Schwartz, Esq.
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019−6099
(212) 728−8000
July 14, 2016
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 370023103 | Page 2 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Asset Management Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
389,202,506* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
389,202,506* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
389,202,506* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0%* |
14 | TYPE OF REPORTING PERSON
CO |
* See Item 5.
CUSIP No. 370023103 | Page 3 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Partners Limited |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
389,202,506* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
389,202,506* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
389,202,506* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0%* |
14 | TYPE OF REPORTING PERSON
CO |
* See Item 5.
CUSIP No. 370023103 | Page 4 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Holdings Canada Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
173,330,291* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
173,330,291* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
173,330,291* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 5 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Asset Management Private Institutional Capital Adviser US, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
173,330,291* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
173,330,291* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
173,330,291* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 6 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield US Holdings Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
173,330,291* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
173,330,291* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
173,330,291* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 7 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield US Corporation |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
173,330,291* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
173,330,291* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
173,330,291* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 8 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Property Group LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
173,330,291* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
173,330,291* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
173,330,291* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 9 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings VII LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
79,094,965* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
79,094,965* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
79,094,965* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.0%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 10 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings II Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
21,918,096* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
21,918,096* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
21,918,096* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 11 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings III Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
398,374* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
398,374* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
398,374* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 12 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings IV-A Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
5,291,650* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
5,291,650* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
5,291,650* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 13 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings IV-B Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
91,956* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
91,956* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
91,956* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.01%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 14 of 43 Pages |
SCHEDULE 13D
1 | NAMES OF REPORTING PERSONS
Brookfield Retail Holdings IV-C Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
1,814,630* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
1,814,630* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
1,814,630* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 15 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Retail Holdings IV-D Sub II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
WC |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
1,821,495* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
1,821,495* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
1,821,495* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
þ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 16 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
BW Purchaser, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
19,932,785* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
19,932,785* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
19,932,785* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.2%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 17 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Property Partners Limited |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 18 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Property Partners LP |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 19 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Property L.P. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 20 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield BPY Holdings Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 21 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
BPY Canada Subholdings 1 ULC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 22 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Property Split Corp. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 23 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield BPY Retail Holdings I LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 24 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield BPY Retail Holdings II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
251,932,326* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
251,932,326* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
251,932,326* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
26.8%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 25 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield BPY Retail Holdings III LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
70,114,877* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
70,114,877* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
70,114,877* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 26 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Retail Holdings Warrants LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
22,706,486* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
22,706,486* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
22,706,486* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 27 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
BPY Retail III LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
133,137,292* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
133,137,292* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
133,137,292* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.5%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 28 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
BPY Retail IV LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
61,444,210* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
61,444,210* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
61,444,210* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.0%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 29 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Office Properties Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 30 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
1706065 Alberta ULC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 31 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Holding Limited Liability Company |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Hungary |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 32 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Properties, Inc. |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
CO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 33 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield Properties Subco LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
[•] |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 34 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
BOP (US) LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
385,463,578* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
385,463,578* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
385,463,578* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.7%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 35 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
Brookfield BPY Retail Holdings II Subco LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
53,000,412* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
53,000,412* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
53,000,412* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.0%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
CUSIP No. 370023103 | Page 36 of 43 Pages |
SCHEDULE 13D
1 | NAME OF REPORTING PERSONS
New Brookfield BPY Retail Holdings II LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) þ |
3 | SEC USE ONLY
|
4 | SOURCE OF FUNDS
AF |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
178,999,129* | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
178,999,129* |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
178,999,129* |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.5%* |
14 | TYPE OF REPORTING PERSON
OO |
* The Reporting Person may be deemed to be a member of a “group” with the other Reporting Persons and, therefore, may be deemed to beneficially own the 389,202,506 shares of Common Stock held by all of the Reporting Persons in the aggregate, representing 40.0% of the shares of Common Stock. See Item 5.
EXPLANATORY NOTE
Pursuant to Rule 13d-2 promulgated under the Act, this Schedule 13D/A (this “Amendment No. 14”) amends the Schedule 13D filed on November 19, 2010 (the “Original Schedule 13D”) and amended on November 24, 2010 (“Amendment No. 1”), January 19, 2011 (“Amendment No. 2”), January 28, 2011 (“Amendment No. 3”), May 12, 2011 (“Amendment No. 4”), August 27, 2012 (“Amendment No. 5”), September 11, 2012 (“Amendment No. 6”), January 3, 2013 (“Amendment No. 7”), April 16, 2013 (“Amendment No. 8”), August 9, 2013 (“Amendment No. 9”), November 5, 2013 (“Amendment No. 10”), November 14, 2013 (“Amendment No. 11”), February 8, 2014 (“Amendment No. 12”) and February 6, 2015 (“Amendment No. 13”) (the Original Schedule 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7, Amendment No. 8, Amendment No. 9, Amendment No. 10, Amendment No. 11, Amendment No. 12, Amendment No. 13 and Amendment No. 14 are collectively referred to herein as the “Schedule 13D”). This Amendment No. 14 relates to the common stock, par value $0.01 per share (“Common Stock”), of General Growth Properties, Inc., a Delaware corporation (the “Company”).
This Amendment No. 14 to Schedule 13D is being filed to update the beneficial ownership information in the Schedule 13D as a result of the Internal Restructuring Transactions (as defined in Item 4) including the removal of the persons identified in Item 5(e) as reporting persons on this Schedule 13D and the addition of certain persons identified in Item 2 as reporting persons on this Schedule 13D.
Item 2. Identity and Background
Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) This Schedule 13D is being filed by each of the following persons (each, a “Reporting Person” and collectively, the “Reporting Persons”):
(i) Brookfield Asset Management Inc. (“Brookfield”), a corporation formed under the laws of the Province of Ontario;
(ii) Partners Limited (“Partners Limited”), a corporation formed under the laws of the Province of Ontario, that, collectively, with its shareholders, owns, directly or indirectly, exercises control or direction over, has contractual arrangements, such as options, to acquire or otherwise holds beneficial or economic interests in approximately 127 million Class A Limited Voting Shares, representing approximately 19% of the outstanding Class A Limited voting Shares of Brookfield on a fully diluted basis, and 85,120 Class B Limited Voting Shares, representing 100% of the Class B Limited Voting Shares of Brookfield;
(iii) Brookfield Holdings Canada Inc. (“BHC”), a corporation formed under the laws of the Province of Ontario and a wholly-owned subsidiary of Brookfield;
(iv) Brookfield US Holdings Inc. (“BUSHI”), a corporation formed under the laws of the Province of Ontario and a wholly-owned subsidiary of BHC;
(v) Brookfield US Corporation (“BUSC”), a Delaware corporation and a wholly-owned subsidiary of BUSHI;
(vi) Brookfield Property Group LLC (“BPG”), a Delaware limited liability company and a wholly-owned subsidiary of BUSC;
(vii) Brookfield Asset Management Private Institutional Capital Adviser US, LLC (“BAMPIC US”), a Delaware limited liability company and a wholly-owned subsidiary of BPG;
(viii) Brookfield Property Partners Limited (“BP Partners Limited”), an exempted company formed under the laws of Bermuda and the general partner of BPY (defined below);
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(ix) Brookfield Property Partners LP (“BPY”), an exempted limited partnership formed under the laws of Bermuda and the general partner of Holding LP (defined below);
(x) Brookfield Property L.P. (“Holding LP”), an exempted limited partnership formed under the laws of Bermuda;
(xi) Brookfield Retail Holdings II Sub II LLC (“BRH II Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xii) Brookfield Retail Holdings III Sub II LLC (“BRH III Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xiii) Brookfield Retail Holdings IV-A Sub II LLC (“BRH IV-A Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xiv) Brookfield Retail Holdings IV-B Sub II LLC (“BRH IV-B Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xv) Brookfield Retail Holdings IV-C Sub II LLC (“BRH IV-C Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xvi) Brookfield Retail Holdings IV-D Sub II LLC (“BRH IV-D Sub”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xvii) Brookfield Retail Holdings VII LLC (“BRH VII”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xviii) BW Purchaser, LLC (“BWP”), a Delaware limited liability company;
(xix) Brookfield BPY Holdings Inc. (“CanHoldco”), a corporation formed under the laws of Ontario and a subsidiary of Holding LP;
(xx) BPY Canada Subholdings 1 ULC (“CanHoldco 1”), an unlimited liability company formed under the laws of Alberta and a subsidiary of CanHoldco;
(xxi) Brookfield Property Split Corp. (“Split Corp”), a corporation formed under the laws of British Columbia and a subsidiary of CanHoldco 1 and Holding LP;
(xxii) Brookfield BPY Retail Holdings I LLC (“BPY Holdings I”), a Delaware limited liability company and a subsidiary of BOP (defined below);
(xxiii) Brookfield BPY Retail Holdings II LLC (“BPY Holdings II”), a Delaware limited liability company and a subsidiary of BPY Holdings I;
(xxiv) BPY Retail III LLC (“BPY III”), a Delaware limited liability company and a subsidiary of New LLC 1;
(xxv) Brookfield Retail Holdings Warrants LLC (“BRH Warrants”), a Delaware limited liability company, of which BAMPIC US is the sole managing member;
(xxvi) Brookfield BPY Retail Holdings III LLC (“BPY Holdings III”), a Delaware limited liability company and a subsidiary of BPY Holdings I;
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(xxvii) BPY Retail IV LLC (“BPY IV”), a Delaware limited liability company and a subsidiary of BPY Holdings III;
(xxviii) Brookfield Office Properties Inc. (“BPO”), a corporation formed under the laws of Canada and an indirect subsidiary of CanHoldco;
(xxix) 1706065 Alberta ULC (“Alberta ULC”), an unlimited liability corporation formed under the laws of Alberta and a subsidiary of BPO;
(xxx) Brookfield Holding Limited Liability Company (“Brookfield Hold LLC”), a limited liability company formed under the laws of Hungary and a subsidiary of Alberta ULC;
(xxxi) Brookfield Properties, Inc. (“BPI”), a Delaware corporation and a subsidiary of Brookfield Hold LLC;
(xxxii) Brookfield Properties Subco LLC (“New BPI Subco”), a Delaware limited liability company and a subsidiary of BPI;
(xxxiii) BOP (US) LLC (“BOP”), a Delaware limited liability company and a subsidiary of New BPI Subco;
(xxxiv) Brookfield BPY Retail Holdings II Subco LLC (“New GGP Subco”), a Delaware limited liability company and a subsidiary of BPY Holdings II; and
(xxxv) New Brookfield BPY Retail Holdings II LLC (“New LLC 1”), a Delaware limited liability company and a subsidiary of BPY Holdings II.
Schedule XLVI to this Amendment No. 14 with respect to BPO, Schedule XLVII to this Amendment No. 14 with respect to BPI, Schedule XLVIII to this Amendment No. 14 with respect to BOP, Schedule XLIX to this Amendment No. 14 with respect to New BPI Subco, Schedule L to this Amendment No. 14 with respect to Alberta ULC, Schedule LI to this Amendment No. 14 with respect to Brookfield Hold LLC, Schedule LII to this Amendment No. 14 with respect to New GGP Subco, Schedule LIII to this Amendment No. 14 with respect to New LLC 1, Schedule LIV to this Amendment No. 14 with respect to BPG, Schedule LV to this Amendment No. 14 with respect to Brookfield, Schedule LVI to this Amendment No. 14 with respect to Partners Limited, Schedule LVII to this Amendment No. 14 with respect to BRH II Sub, Schedule LVIII to this Amendment No. 14 with respect to BRH III Sub, Schedule LIX to this Amendment No. 14 with respect to BRH IV-A Sub, Schedule LX to this Amendment No. 14 with respect to BRH IV-B Sub, Schedule LXI to this Amendment No. 14 with respect to BRH IV-C Sub, Schedule LXII to this Amendment No. 14 with respect to BRH IV-D Sub, Schedule LXIII to this Amendment No. 14 with respect to BAMPIC US, Schedule LXIV with respect to Split Corp, Schedule LXV with respect to CanHoldco, Schedule LXVI with respect to CanHoldco 1, Schedule LXVII to this Amendment No. 14 with respect to BP Partners Limited, Schedule LXVIII to this Amendment No. 14 with respect to BUSHI, Schedule LXIX to this Amendment No. 14 with respect to BHC, Schedule LXX to this Amendment No. 14 with respect to BUSC, Schedule LXXI to this Amendment No. 14 with respect to BWP, Schedule LXXII to this Amendment No. 14 with respect to BPY III, Schedule LXXIII to this Amendment No. 14 with respect to BRH VII, Schedule LXXIV to this Amendment No. 14 with respect to BPY Holdings I, Schedule LXXV to this Amendment No. 14 with respect to BPY Holdings II, Schedule LXXVI to this Amendment No. 14 with respect to BPY Holdings III, Schedule LXXVII to this Amendment No. 14 with respect to BPY IV and Schedule LXXVIII to this Amendment No. 14 with respect to BRH Warrants set forth lists of all of the directors and executive officers or persons holding equivalent positions (the “Scheduled Persons”) of each such Reporting Person.
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(b) The principal business address of each of Brookfield, Partners Limited, BHC, BUSHI, CanHoldco and CanHoldco 1 is 181 Bay Street, Suite 300, Toronto, Ontario, Canada M5J 2T3. The principal business address of each of BPO and Split Corp is 181 Bay Street, Suite 330, Toronto, Ontario, Canada M5J 2T3. The principal business address of each of BP Partners Limited, BPY and Holding LP is 73 Front Street, 5th Fl Hamilton HM 12 Bermuda. The principal business address of Brookfield Hold LLC is Budapest 1074, Dohany utca 12 Budapest, Hungary. The principal business address of Alberta ULC is Suite 1700, 335 8th Avenue SW, Calgary AB T2P 1C9. The principal business address of each of BUSC, BRH II Sub, BRH III Sub, BRH IV-A Sub, BRH IV-B Sub, BRH IV-C Sub, BRH IV-D Sub, BWP, BRH VII, BPY Holdings I, BPY Holdings II, BPY III, BRH Warrants, BPY Holdings III, BPY IV, BAMPIC US, BPI, New BPI Subco, BOP, New GGP Subco, BPG and New LLC 1 is Brookfield Place, 250 Vesey Street, New York, NY 10281-1021.
Schedule XLVI, Schedule XLVII, Schedule XLVIII, Schedule XLIX, Schedule L, Schedule LI, Schedule LII, Schedule LIII, Schedule LIV, Schedule LV, Schedule LVI, Schedule LVII, Schedule LVIII, Schedule LIX, Schedule LX, Schedule LXI, Schedule LXII, Schedule LXIII, Schedule LXIV, Schedule LXV, Schedule LXVI, Schedule LXVII, Schedule LXVIII, Schedule LXIX, Schedule LXX, Schedule LXXI, Schedule LXXII, Schedule LXXIII, Schedule LXXIV, Schedule LXXV, Schedule LXXVI, Schedule LXXVII and Schedule LXXVIII to this Amendment No. 14 set forth the principal business address of each Scheduled Person.
(c) The principal business of Brookfield is to own and operate assets with a focus on property, renewable power, infrastructure and private equity. The principal business of each of Partners Limited, BHC, BUSHI, BUSC, BPG, BP Partners Limited, BPY, Holding LP, CanHoldco, BPO, Alberta ULC, Brookfield Hold LLC, BPI, BOP, New BPI Subco, New GGP Subco, New LLC 1, BPY Holdings I, BPY Holdings II, BPY III, BPY Holdings III, Split Corp and CanHoldco 1 is to serve as a holding company. The principal business of BAMPIC US is to serve as investment manager, managing member or general partner, as applicable, for a variety of certain private investment vehicles, including each of the Investment Vehicles (as defined below). The principal activity of each of BRH II Sub, BRH III Sub, BRH IV-A Sub, BRH IV-B Sub, BRH IV-C Sub, BRH IV-D Sub, BRH VII and BRH Warrants (each, an “Investment Vehicle”) and BWP and BPY IV is to serve as a special purpose entity for the purpose of making certain investments, including investments in the Company.
Schedule XLVI, Schedule XLVII, Schedule XLVIII, Schedule XLIX, Schedule L, Schedule LI, Schedule LII, Schedule LIII, Schedule LIV, Schedule LV, Schedule LVI, Schedule LVII, Schedule LVIII, Schedule LIX, Schedule LX, Schedule LXI, Schedule LXII, Schedule LXIII, Schedule LXIV, Schedule LXV, Schedule LXVI, Schedule LXVII, Schedule LXVIII, Schedule LXIX, Schedule LXX, Schedule LXXI, Schedule LXXII, Schedule LXXIII, Schedule LXXIV, Schedule LXXV, Schedule LXXVI, Schedule LXXVII and Schedule LXXVIII to this Amendment No. 14 set forth the principal occupation or employment of each Scheduled Person.
(d),(e) During the last five years, none of the Reporting Persons nor any of the Scheduled Persons (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f) Schedule XLVI, Schedule XLVII, Schedule XLVIII, Schedule XLIX, Schedule L, Schedule LI, Schedule LII, Schedule LIII, Schedule LIV, Schedule LV, Schedule LVI, Schedule LVII, Schedule LVIII, Schedule LIX, Schedule LX, Schedule LXI, Schedule LXII, Schedule LXIII, Schedule LXIV, Schedule LXV, Schedule LXVI, Schedule LXVII, Schedule LXVIII, Schedule LXIX, Schedule LXX, Schedule LXXI, Schedule LXXII, Schedule LXXIII, Schedule LXXIV, Schedule LXXV, Schedule LXXVI, Schedule LXXVII and Schedule LXXVIII to this Amendment No. 14 set forth the citizenships of each of the Scheduled Persons who is a natural person.
Item 4. Purpose of the Transaction
Item 4 of this Schedule 13D is hereby amended to include the following:
On July 14, 2016, Brookfield and certain entities controlled by Brookfield completed certain internal restructuring transactions involving entities beneficially owning certain shares of Common Stock and Warrants (collectively, the “Internal Restructuring Transactions”). As a result of the Internal Restructuring Transactions, the beneficial ownership of certain shares of Common Stock and Warrants by certain entities controlled by Brookfield has changed, and Item 5 of this Amendment No. 14 sets forth the beneficial ownership of the Reporting Persons following the Internal Restructuring Transactions.
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Item 5. Interest in Securities of the Issuer
Item 5(a)-(c) and (e) of the Schedule 13D is hereby amended in its entirety as follows:
(a)-(b) As of the close of business on July 18, 2016, the Investment Vehicles directly held and beneficially owned the shares of Common Stock and Warrants to acquire shares of Common Stock indicated on the following table. Each of the Investment Vehicles shares voting and investment power as indicated in the paragraphs below the table. All calculations of percentages of beneficial ownership in this Item 5 and elsewhere in this Schedule 13D are based on the 883,196,593 shares of Common Stock reported by the Company as outstanding, as of May 2, 2016, in its registration statement on Form S-3 filed with the SEC on May 23, 2016, plus, where such beneficial ownership includes Warrants, such number of shares of Common Stock issuable upon exercise of the Warrants included in any such beneficial ownership calculation.
Investment Vehicle | Common Stock | Warrants | Beneficial Ownership | |||||||||
BRH VII | 79,094,965 | - | 9.0 | % | ||||||||
BRH Warrants | - | 22,706,486 | 2.5 | % | ||||||||
BRH II Sub | 11,819,690 | 10,098,406 | 2.5 | % | ||||||||
BRH III Sub | 309,013 | 89,361 | 0.05 | % | ||||||||
BRH IV-A Sub | 3,909,249 | 1,382,401 | 0.6 | % | ||||||||
BRH IV-B Sub | 70,975 | 20,621 | 0.01 | % | ||||||||
BRH IV-C Sub | 1,344,835 | 469,795 | 0.2 | % | ||||||||
BRH IV-D Sub | 1,351,700 | 469,795 | 0.2 | % |
As managing member or general partner, as applicable, of each of the Investment Vehicles, BAMPIC US may be deemed to beneficially own all shares of Common Stock and Warrants owned by each of the Investment Vehicles, consisting of 97,900,427 shares of Common Stock and Warrants exercisable to purchase 35,236,865 shares of Common Stock, collectively representing 14.5% of the Common Stock. As direct and indirect controlling persons of BAMPIC US, each of BPG, BUSHI, BUSC, BHC and Brookfield may be deemed to share with BAMPIC US beneficial ownership of such shares of Common Stock and Warrants.
BPY III is the controlling non-managing member of each Investment Vehicle. BPY III may be deemed to share voting and investment power with respect to the 97,900,427 shares of Common Stock owned by the Investment Vehicles and Warrants exercisable for 35,236,865 shares of Common Stock, representing approximately 14.5% of the shares of Common Stock. As direct and indirect controlling persons of BPY III, each of BPY Holdings II, BPY Holdings I, CanHoldco, Holding LP, BPY, BP Partners Limited, Partners Limited, Brookfield, BPO, Alberta ULC, Brookfield Hold LLC, BPI, New BPI Subco, BOP, CanHoldco 1, Split Corp and New LLC 1 may be deemed to share with BPY III beneficial ownership of such shares of Common Stock and Warrants.
As of the close of business on July 18, 2016, BPY Retail II LLC, a Delaware limited liability company (“BPY II”), directly held 8,670,667 shares of Common Stock, representing approximately 1.0% of the shares of Common Stock, and BPY Retail VI LLC, a Delaware limited liability company (“BPY VI”), directly held 37,191,170 shares of Common Stock, representing approximately 4.2% of the shares of Common Stock. As indirect controlling persons of BPY II and BPY VI, each of New LLC 1, BPY Holdings II, BPY Holdings I, CanHoldco, BPO, Alberta ULC, Brookfield Hold LLC, BPI, New BPI Subco, BOP, Holding LP, BPY, BP Partners Limited, Partners Limited, CanHoldco 1, Split Corp and Brookfield may be deemed to share with BPY II and BPY VI beneficial ownership of such shares of Common Stock.
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As of the close of business on July 18, 2016, Brookfield Retail Holdings V Fund B LP (“AIV B”) directly held 374,591 shares of Common Stock and warrants to acquire 107,309 shares of Common Stock, collectively representing approximately 0.05% of the shares of Common Stock, and Brookfield Holdings V Fund D LP. (“AIV D”) directly held 2,531,759 shares of Common Stock and Warrants to acquire 725,269 shares of Common Stock, representing approximately 0.37% of the shares of Common Stock. As direct and indirect controlling persons of AIV B and AIV D, each of BPG, BAMPIC US, BUSHI, BUSC, BHC, Partners Limited and Brookfield may be deemed to share with AIV B and AIV D beneficial ownership of such shares of Common Stock.
As of the close of business on July 18, 2016, BPY IV directly held 61,444,210 shares of Common Stock, representing approximately 7.0% of the shares of Common Stock, and BPY Retail V LLC, a Delaware limited liability company (“BPY V LLC”), directly held 8,670,667 shares of Common Stock, representing approximately 1.0% of the shares of Common Stock. As direct and indirect controlling persons of BPY IV and BPY V, each of BPY Holdings III, BPY Holdings I, CanHoldco, BPO, Alberta ULC, Brookfield Hold LLC, BPI, New BPI Subco, BOP, Holding LP, BPY, BP Partners Limited, Partners Limited, CanHoldco 1, Split Corp and Brookfield may be deemed to share with BPY IV and BPY V beneficial ownership of such shares of Common Stock.
As of the close of business on July 18, 2016, New GGP Subco directly held 53,000,412 shares of Common Stock, representing 6.0% of the Common Stock. As direct and indirect controlling persons of New GGP Subco, each of BPY Holdings I, CanHoldco, BPO, Alberta ULC, BPY Holdings II, Brookfield Hold LLC, BPI, New BPI Subco, BOP, Holding LP, BPY, BP Partners Limited, Partners Limited, CanHoldco 1, Split Corp and Brookfield may be deemed to share with New GGP Subco beneficial ownership of such shares of Common Stock.
As of the close of business on July 18, 2016, BPY Holdings I directly held Warrants exercisable to purchase 26,962,304 shares of Common Stock, representing 3.0% of the Common Stock. As direct and indirect controlling persons of BPY Holdings I, each of CanHoldco, BPO, Alberta ULC, Brookfield Hold LLC, BPI, New BPI Subco, BOP, Holding LP, BPY, BP Partners Limited, Partners Limited, CanHoldco 1, Split Corp and Brookfield may be deemed to share with BPY Holdings I beneficial ownership of such shares of Common Stock.
As of the close of business on July 18, 2016, BWP beneficially owned approximately 19,932,785 shares of Common Stock issuable upon exercise of the Warrants, representing approximately 2.2% of the shares of Common Stock. As direct and indirect controlling persons of BWP, each of BPY Holdings II, BPY Holdings I, CanHoldco, BPO, Alberta ULC, Brookfield Hold LLC, BPI, New BPI Subco, BOP, Holding LP, BPY, BP Partners Limited, Partners Limited, CanHoldco 1, Split Corp and Brookfield may be deemed to share with BWP, beneficial ownership of such shares of Common Stock issuable upon exercise of such Warrants.
By virtue of the terms of the Investment Management Agreement, dated as of October 31, 2013, by and between Revere Holdings Limited (“Revere”) and BAMPIC US, BAMPIC US may be deemed to beneficially own the shares of Common Stock and Warrants owned by the Abu Dhabi Investment Authority (“ADIA”), consisting of 29,721,074 shares of Common Stock and Warrants exercisable to purchase 6,732,997 shares of Common Stock (collectively, the “ADIA Shares”), collectively representing 4.1% of the Common Stock. Revere previously transferred the Common Stock and Warrants it held to its parent, ADIA. As direct and indirect controlling persons of BAMPIC US, each of BPG, BUSHI, BUSC, BHC, Partners Limited and Brookfield may be deemed to share with BAMPIC US beneficial ownership of such shares of Common Stock and Warrants.
None of the Reporting Persons has sole voting or investment power with respect to any shares of Common Stock or Warrants.
By virtue of the various agreements and arrangements among the Reporting Persons described in this Schedule 13D, the Reporting Persons may be deemed to constitute a “group” within the meaning of Section 13(d)(3) under the Act and Rule 13d-5(b)(1) thereunder and each member of the “group” may be deemed to beneficially own all shares of Common Stock and Warrants held by all members of the “group.” Accordingly, each of the Reporting Persons may be deemed to beneficially own 389,202,506 shares of Common Stock (which includes the 89,697,529 shares of Common Stock issuable upon exercise of the Warrants held by all Reporting Persons), constituting beneficial ownership of 40.0% of the shares of Common Stock. Each of the Investment Vehicles and other Reporting Persons directly holding shares of Common Stock and/or Warrants expressly disclaims, to the extent permitted by applicable law, beneficial ownership of any shares of Common Stock and/or Warrants held by each of the other Investment Vehicles and Reporting Persons.
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By virtue of the various agreements and arrangements among the Reporting Persons described in this Schedule 13D, Future Fund Board of Guardians (“Future Fund”) and/or ADIA may be deemed to be members of a “group” with the Reporting Persons. Neither Future Fund nor ADIA is a Reporting Person on this Schedule 13D, and any obligations either of them may have under Section 13(d) of the Act would have to be satisfied on one or more separate filings. To the extent that either Future Fund and/or ADIA beneficially owns shares of Common Stock or Warrants that are not held by BRH II Sub, or in the account of ADIA subject to the Investment Management Agreement, respectively, the Reporting Persons may be deemed to beneficially own any such shares of Common Stock or Warrants, but expressly disclaim, to the extent permitted by applicable law, beneficial ownership thereof.
(c) Except as otherwise described in Item 4 of this Amendment No. 14, none of the Reporting Persons, nor, to their knowledge, any of the Scheduled Persons, has effected any transaction in Common Stock during the past sixty days.
(e) Each of BPY Canada Subholdings 3 ULC, BPY Canada Subholdings 4 ULC and BPY Canada Subholdings 2 ULC ceased to be a beneficial owner of more than five percent (5%) of the shares of Common Stock outstanding as of July 14, 2016.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Item 6 of the Schedule 13D is hereby amended to include the following:
Pursuant to Rule 13d-1(k) promulgated under the Act, the Reporting Persons have entered into an agreement on July 19, 2016, with respect to the joint filing of this Amendment No. 14 and any amendment or amendments hereto (the “Joint Filing Agreement”). The Joint Filing Agreement is attached hereto as Exhibit 34.
Item 7. Material To Be Filed as Exhibits
Item 7 of Schedule 13D is hereby amended to include the following:
Exhibit 34 | Joint Filing Agreement, dated as of July 19, 2016, by and among Brookfield Asset Management Inc., Partners Limited, Brookfield Holdings Canada Inc., Brookfield US Holdings Inc., Brookfield US Corporation, Brookfield Asset Management Private Institutional Capital Adviser US, LLC, Brookfield Property Partners Limited, Brookfield Property Partners LP, Brookfield Property L.P., Brookfield Retail Holdings II Sub II LLC, Brookfield Retail Holdings III Sub II LLC, Brookfield Retail Holdings IV-A Sub II LLC, Brookfield Retail Holdings IV-B Sub II LLC, Brookfield Retail Holdings IV-C Sub II LLC, Brookfield Retail Holdings IV-D Sub II LLC, BW Purchaser, LLC, Brookfield BPY Holdings Inc., Brookfield BPY Retail Holdings I LLC, Brookfield BPY Retail Holdings II LLC, BPY Retail III LLC, Brookfield Retail Holdings VII LLC, Brookfield Retail Holdings Warrants LLC, Brookfield BPY Retail Holdings III LLC, BPY Retail IV LLC, Brookfield Office Properties Inc.; 1706065 Alberta ULC, Brookfield Holding Limited Liability Company, Brookfield Properties, Inc., BOP (US) LLC, Brookfield Properties Subco LLC, Brookfield BPY Retail Holdings II Subco LLC, New Brookfield BPY Retail Holdings II LLC, Brookfield Property Group LLC, BPY Canada Subholdings 1 ULC and Brookfield Property Split Corp. |
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SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: July 19, 2016 | BROOKFIELD ASSET MANAGEMENT INC. | |
By: | /s/ Aleks Novakovic | |
Name: Aleks Novakovic | ||
Title: Managing Partner | ||
By: | /s/ A.J. Silber | |
Name: A.J. Silber Title: Vice President, Legal Affairs | ||
Dated: July 19, 2016 | PARTNERS LIMITED | |
By: | /s/ Brian Lawson | |
Name: Brian Lawson | ||
Title: President | ||
Dated: July 19, 2016 | Brookfield Asset Management Private Institutional Capital Adviser US, LLC | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD HOLDINGS CANADA INC. | |
By: | /s/ A.J. Silber | |
Name: A.J. Silber | ||
Title: Vice President | ||
By: | /s/ Aleks Novakovic | |
Name: Aleks Novakovic | ||
Title: Vice President |
Dated: July 19, 2016 | BROOKFIELD PROPERTY PARTNERS LIMITED | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | Brookfield Property PARTNERS LP | |
By: Brookfield Property Partners Limited, its general partner | ||
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | Brookfield Property L.P. | |
By: Brookfield Property Partners LP, its general partner | ||
By: Brookfield Property Partners Limited, its general partner | ||
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD BPY HOLDINGS INC. | |
By: | /s/ Allen Yi | |
Name: Allen Yi | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD BPY RETAIL HOLDINGS I LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | Brookfield BPY Retail Holdings II LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary |
Dated: July 19, 2016 | BPY Retail III LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | Brookfield Retail Holdings VII LLC | |
By: | Brookfield Asset Management Private Institutional Capital Adviser US, LLC, its manager | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS WARRANTS LLC | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD BPY RETAIL HOLDINGS III LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | BPY RETAIL IV LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS II SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS III SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS IV-A SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS IV-B SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS IV-C SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary |
Dated: July 19, 2016 | BROOKFIELD RETAIL HOLDINGS IV-D SUB II LLC | |
By: Brookfield Asset Management Private Institutional Capital Adviser US, LLC | ||
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
By: | /s/ Melissa Lang | |
Name: Melissa Lang | ||
Title: Secretary |
Dated: July 19, 2016 | BW PURCHASER, LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | Brookfield US Holdings Inc. | |
By: | /s/ A.J. Silber | |
Name: A.J. Silber | ||
Title: Vice President | ||
Dated: July 19, 2016 | Brookfield US Corporation | |
By: | /s/ Mark Srulowitz | |
Name: Mark Srulowitz | ||
Title: President | ||
Dated: July 19, 2016 | BROOKFIELD BPY RETAIL HOLDINGS II SUBCO LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary |
Dated: July 19, 2016 | NEW BROOKFIELD BPY RETAIL HOLDINGS II LLC | |
By: | /s/ Jane Sheere | |
Name: Jane Sheere | ||
Title: Secretary | ||
Dated: July 19, 2016 | BROOKFIELD OFFICE PROPERTIES INC. | |
By: | /s/ Keith Hyde | |
Name: Keith Hyde | ||
Title: Vice President, Taxation | ||
Dated: July 19, 2016 | 1706065 ALBERTA ULC | |
By: | /s/ Keith Hyde | |
Name: Keith Hyde | ||
Title: Vice President, Taxation | ||
Dated: July 19, 2016 | BROOKFIELD HOLDING LIMITED LIABILITY COMPANY | |
By: | /s/ Dr. László Csontos | |
Name: Dr. László Csontos | ||
Title: Managing Director | ||
By: | /s/ Eamonn John O’Dea | |
Name: Eamonn John O’Dea | ||
Title: Managing Director | ||
Dated: July 19, 2016 | BROOKFIELD PROPERTIES, INC. | |
By: | /s/ Michelle L. Campbell | |
Name: Michelle L. Campbell | ||
Title: Senior Vice President and Secretary | ||
Dated: July 19, 2016 | BOP (US) LLC | |
By: | /s/ Michelle L. Campbell | |
Name: Michelle L. Campbell | ||
Title: Senior Vice President and Secretary |
Dated: July 19, 2016 | BROOKFIELD PROPERTIES SUBCO LLC | |
By: | /s/ Michelle L. Campbell | |
Name: Michelle L. Campbell | ||
Title: Senior Vice President and Secretary |
Dated: July 19, 2016 | BROOKFIELD PROPERTY GROUP LLC | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
Dated: July 19, 2016 | BPY CANADA SUBHOLDINGS 1 ULC | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner | ||
Dated: July 19, 2016 | BROOKFIELD PROPERTY SPLIT CORP. | |
By: | /s/ Murray Goldfarb | |
Name: Murray Goldfarb | ||
Title: Managing Partner |
SCHEDULE XLVI
Brookfield Office Properties Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Lance Liebman, Director | c/o Brookfield Property Group 250 Vesey Street, 15th Floor New York, NY 10281 | Corporate Director | USA | |||
Saul Shulman, Director | Tri Continental Capital 95 St. Clair Avenue West, Suite 1403 Toronto, ON M4V 1N6 | Chief Executive Officer, MLG Management Inc. | Canada | |||
Robert Stelzl, Director | Rivas Capital, Inc. 11661 San Vicente Blvd., Suite 406 Los Angeles, CA 90049 | Private real estate investor and investment manager | USA | |||
Ricky Tang, Chief Financial Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada |
Jan Sucharda, Chief Executive Officer, Canada and Developing Markets, Office Division | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J2T3 | Chief Executive Officer, Canada and Developing Markets, Office Division | Canada | |||
Martin Jepson, President and Chief Operating Officer, European Commercial Operations | 99 Bishopsgate London, UK EC2M 3XD | President and Chief Operating Officer, European Commercial Operations | Britain | |||
Paul Schulman, President and Chief Operating Officer, U.S. Commercial Operations | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | President and Chief Operating Officer, U.S. Commercial Operations | USA |
SCHEDULE XLVII
Brookfield Properties, Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
G. Mark Brown, Director and Global Chief Investment Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Global Chief Investment Officer | USA | |||
Michelle L. Campbell, Director, Senior Vice President and Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Secretary | Canada | |||
Ricky Tang, Director | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada | |||
Paul Schulman, Director, President and Chief Operating Officer, U.S. Commercial Operations | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | President and Chief Operating Officer, U.S. Commercial Operations | USA |
Edward F. Beisner, Senior Vice President and Controller | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Controller | USA |
SCHEDULE XLVIII
BOP (US) LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Manager | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
G. Mark Brown, Manager and Global Chief Investment Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Global Chief Investment Officer | USA | |||
Ricky Tang, Manager | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada | |||
Paul Schulman, Manager, President and Chief Operating Officer, U.S. Commercial Operations | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | President and Chief Operating Officer, U.S. Commercial Operations | USA | |||
Edward F. Beisner, Senior Vice President and Controller | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Controller | USA | |||
SCHEDULE XLIX
Brookfield Properties Subco LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
G. Mark Brown, Director and Global Chief Investment Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Global Chief Investment Officer | USA | |||
Michelle L. Campbell, Director, Senior Vice President and Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Secretary | Canada | |||
Ricky Tang, Director | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada | |||
Paul Schulman, Director, President and Chief Operating Officer, U.S. Commercial Operations | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | President and Chief Operating Officer, U.S. Commercial Operations | USA |
Edward F. Beisner, Senior Vice President and Controller | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Controller | USA |
SCHEDULE L
1706065 Alberta ULC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Ricky Tang, Director, President and Chief Financial Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada | |||
Michelle L. Campbell, Director, Senior Vice President and Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Secretary | Canada | |||
Keith Hyde, Director and Vice President, Taxation | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J2T3 | Vice President, Taxation | Canada | |||
Ian Parker, Director | 335-8th Avenue SW, Suite 1700 Calgary, AB T2P 1C9 | Chief Operating Officer, Canada Commercial Operations | Canada | |||
Jan Sucharda, Director | Brookfield Place 181 Bay Street, Suite 330 Toronto, Ontario M5J2T3 | Chief Executive Officer, Canada and Developing Markets, Office Division | Canada | |||
SCHEDULE LI
Brookfield Holding Limited Liability Company
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Dr. László Csontos, Managing Director | Budapest 1074 Dohany utca 12 Budapest, Hungary | Managing Director | Hungary | |||
Eamonn John O’Dea, Managing Director | Budapest 1074 Dohany utca 12 Budapest, Hungary | Managing Director | Ireland | |||
Keith Hyde, Managing Director | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J2T3 | Vice President, Taxation | Canada |
SCHEDULE LII
Brookfield BPY Retail Holdings II Subco LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services Brookfield Bermuda | Britain |
SCHEDULE LIII
New Brookfield BPY Retail Holdings II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street, 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services Brookfield Bermuda | Britain |
SCHEDULE LIV
Brookfield Property Group LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
Murray Goldfarb, Director and Managing Partner | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
John Stinebaugh, Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA |
SCHEDULE LV
Brookfield Asset Management Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
M. Elyse Allan, Director | 2300 Meadowvale Blvd. Mississauga, ON L5N 5P9 | President and Chief Executive Officer of General Electric Canada Company Inc. | Canada | |||
Jeffrey M. Blidner, Director and Senior Managing Partner | Suite 300 Brookfield Place, 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner of Brookfield | Canada | |||
Angela R. Braly, Director | 832 Alverna Drive Indianapolis, Indiana 46260 | President and Founder, The Braly Group, LLC | USA. | |||
Jack L. Cockwell, Director | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Corporate Director | Canada | |||
Marcel R. Coutu, Director | 335 – 8th Ave. S.W. Suite 1700 Calgary, AB T2P 1C9 | Former President and Chief Executive Officer of Canadian Oil Sands Limited | Canada | |||
J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner and Chief Executive Officer of Brookfield | Canada | |||
Robert J. Harding, Director | Brookfield Global Infrastructure Advisory Board Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Past Chairman of Brookfield | Canada |
Maureen V. Kempston Darkes, Director | c/o 21 Burkebrook Place Apt. 712 Toronto, ON M4G 0A2 | Corporate Director of Brookfield and former President, Latin America, Africa and Middle East, General Motors Corporation | Canada | |||
David W. Kerr, Director | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Chairman, Halmont Properties Corp. | Canada | |||
Philip B. Lind, Director | Rogers Communications Inc. 333 Bloor Street East, 10th Floor Toronto, ON M4W 1G9 | Co-Founder, Director and Vice Chairman of Rogers Communications Inc. | Canada | |||
Frank J. McKenna, Director | TD Bank Group P.O. Box 1, TD Centre 66 Wellington St. W. 4th Floor, TD Tower Toronto, ON M5K 1A2 | Chair of Brookfield and Deputy Chair of TD Bank Group | Canada | |||
Youssef A. Nasr, Director | P.O. Box 16 5927 Beirut, Lebanon | Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil | Lebanon and USA | |||
Lord Augustine Thomas O’Donnell, Director | P.O. Box 1, TD Centre 66 Wellington St. W. 4th Floor, TD Tower Toronto, ON M5K 1A2
Frontier Economics Limited 71 High Holborn London, UK WC1V 6DA | Chairman, Frontier Economics Limited | United Kingdom | |||
Ngee Huat Seek, Director | 168 Robinson Road #37 – 01 Capital Tower Singapore 068912 | Former Chairman of the Latin American Business Group, Government of Singapore Investment Corporation | Singaporean |
Diana L. Taylor, Director | Solera Capital L.L.C. 625 Madison Avenue, 3rd Floor New York, NY 10022 | Vice Chair, Solera Capital LLC | USA | |||
Brian W. Kingston, Senior Managing Partner | 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner of Brookfield | Canada | |||
Brian D. Lawson, Senior Managing Partner and Chief Financial Officer | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada | |||
Cyrus Madon, Senior Managing Partner | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner of Brookfield | Canada | |||
Samuel J.B. Pollock, Senior Managing Partner | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner of Brookfield | Canada | |||
George S. Taylor, Director | c/o R.R. #3 4675 Line 3 St. Marys, ON N4X 1C6 | Corporate Director of Brookfield | Canada | |||
A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Vice-President, Legal Affairs and Corporate Secretary of Brookfield | Canada |
SCHEDULE LVI
Partners Limited
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Jack L. Cockwell, Director and Chairman | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Corporate Director | Canada | |||
David W. Kerr, Director | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Chairman, Halmont Properties Corp. | Canada | |||
Brian D. Lawson, Director and President | Suite 300 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada | |||
George E. Myhal, Director | Partners Value Investments LP Suite 210 Brookfield Place 181 Bay Street Toronto, ON M5J 2T3 | President and Chief Executive Officer, PVI Management Inc. | Canada | |||
Timothy R. Price, Director | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Chairman, Brookfield Funds | Canada |
Tony Rubin, Treasurer | 51 Yonge Street, Suite 400 Toronto, ON M5E 1J1 | Accountant, Brookfield | Canada |
SCHEDULE LVII
Brookfield Retail Holdings II Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LVIII
Brookfield Retail Holdings III Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LIX
Brookfield Retail Holdings IV-A Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LX
Brookfield Retail Holdings IV-B Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LXI
Brookfield Retail Holdings IV-C Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LXII
Brookfield Retail Holdings IV-D Sub II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LXIII
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LXIV
Brookfield Property Split Corp.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Lance Liebman, Director | c/o Brookfield Property Group 250 Vesey Street, 15th Floor New York, NY 10281 | Corporate Director | USA | |||
Saul Shulman, Director | Tri Continental Capital 95 St. Clair Avenue West, | Chief Executive Officer, MLG Management Inc. | Canada | |||
Robert Stelzl, Director | Rivas Capital, Inc. 11661 San Vicente Blvd., Suite 406 Los Angeles, CA 90049 | Private real estate investor and investment manager | USA | |||
Ricky Tang, Chief Financial Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer | Canada | |||
Michelle L. Campbell, Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Secretary | Canada |
SCHEDULE LXV
Brookfield BPY Holdings Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Michelle L. Campbell, Director, Senior Vice President and Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President and Secretary | Canada | |||
Keith Hyde, Director and Vice President | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J 2T3 | Vice President, Taxation | Canada | |||
Jan Sucharda, Director and President | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J 2T3 | Chief Executive Officer, Canada and Developing Markets, Office Division | Canada |
SCHEDULE LXVI
BPY Canada Subholdings 1 ULC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Jan Sucharda, Director and President | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J 2T3 | Chief Executive Officer, Canada and Developing Markets, Office Division | Canada | |||
Michelle L. Campbell, Director, Senior Vice President and Secretary | Brookfield Place 250 Vesey Street, 15th Floor | Senior Vice President and Secretary | Canada | |||
Keith Hyde, Director and Vice President | Brookfield Place 181 Bay Street, Suite 330 Toronto, ON M5J 2T3 | Vice President, Taxation | Canada |
SCHEDULE LXVII
Brookfield Property Partners Limited
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Jeffrey M. Blidner, Director | Brookfield Place, Suite 300 181 Bay Street Toronto, ON M5J 2T3 | Senior Managing Partner | Canada | |||
Dr. Soon Young Chang, Director | Gate Village #7 6th Floor, DIFC, Dubai UAE | Director, Dubai World Senior Advisor, Investment Corporation of Dubai | United Arab Emirates | |||
Omar Carneiro da Cunha, Director | AV Visconde De Albuquerque 999 Rio de Janeiro, Brazil 22450-001 | Senior Partner, Dealmaker Ltd. and BOND Consultoria Empresarial e Participacoes | Brazil | |||
Stephen DeNardo, Director | RiverOak Investment Corp., LLC 1 Atlantic Street, Suite 703 Stamford¸ CT 06901 | Managing Director, President and Chief Executive Officer, RiverOak Investment Corp., LLC | USA | |||
Lou Maroun, Director | Waterloo House 100 Pitt’s Bay Road, Suite 2 Pembroke HM 08 Bermuda | Chairman, Sigma Real Estate Advisors and Sigma Capital Corporation | Canada |
Lars Rodert, Director | Dreve Richelle 161 Bat D 1410 Waterloo Belgium | Founder and Chief Executive Officer, ӦstVӓst Capital Management | Canada and Sweden | |||
Lisa Shalett, Director | 5 Lincoln Woods Purchase, NY 10577 | Director | USA | |||
José Ramon Valente, Director | El Golf 99, Of. 1201 Las Condes Santiago, Chile South America | Partner and Executive Director, ECONSULT | Chile | |||
Gregory Ernest Alexander Morrison, President | 73 Front Street, 5th Floor Hamilton HM 12 Bermuda | President, Brookfield Infrastructure Partners Limited | Canada | |||
Gregory Noel McConnie, Vice President | Cedar Court, 2nd Floor Wildey, St. Michael Barbados | President and CEO, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street Hamilton HM 12 Bermuda | Manager - Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXVIII
Brookfield US Holdings Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Derek Gorgi, Director and President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Senior Vice-President, Finance | Canada | |||
Aleks Novakovic, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Managing Partner | Canada | |||
Arin Jonathan Silber, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Vice-President, Legal Affairs | Canada | |||
Rami El Jurdi, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Director, Finance | Canada | |||
SCHEDULE LXIX
Brookfield Holdings Canada Inc.
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Derek Gorgi, Director and President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Senior Vice-President, Finance | Canada | |||
Aleks Novakovic, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Managing Partner | Canada | |||
Arin Jonathan Silber, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Vice-President, Legal Affairs | Canada | |||
Rami El Jurdi, Director and Vice-President | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Director, Finance | Canada | |||
SCHEDULE LXX
Brookfield US Corporation
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Mark Srulowitz, Director and President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Jordan Kolar, Director and Vice-President
| Brookfield Place, 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice-President, Taxation | USA | |||
Josh Zinn, Director and Vice-President
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice-President | USA | |||
Rami El Jurdi, Director and Secretary | Brookfield Place 181 Bay Street, Suite 300 Toronto, ON M5J 2T3 | Director, Finance | Canada | |||
SCHEDULE LXXI
BW Purchaser, LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXII
BPY Retail III LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXIII
Brookfield Retail Holdings VII LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or | Citizenship |
This entity is member managed by Brookfield Asset Management Private Institutional Capital Adviser US, LLC (“BAMPIC US”)
The information set out below relates to the Officers and Directors of BAMPIC US. |
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |
SCHEDULE LXXIV
Brookfield BPY Retail Holdings I LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Floor Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Floor Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXV
Brookfield BPY Retail Holdings II LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXVI
Brookfield BPY Retail Holdings III LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXVII
BPY Retail IV LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Terry V. Gittens, Manager and President | Wildey Business Park, 2nd Floor Wildey St. Michael, BB 14006 Barbados | Chief Financial Officer, Brookfield International Bank Inc. | Barbados | |||
Gregory N. McConnie, Manager and Deputy Chairman | Wildey Business Park, 2nd Floor Wildey St. Michael, BB 14006 Barbados | President and Chief Executive Officer, Brookfield International Bank Inc. | Barbados | |||
Jane Sheere, Secretary | 73 Front Street 5th Floor Hamilton, Bermuda HM 12 | Manager – Corporate Services, Brookfield Bermuda | Britain |
SCHEDULE LXXVIII
Brookfield Retail Holdings Warrants LLC
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
This entity is member managed by Brookfield Asset Management Private Institutional Capital Adviser US, LLC (“BAMPIC US”)
The information set out below relates to the Officers and Directors of BAMPIC US. |
Richard B. Clark, Director and Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner and Chairman | USA | |||
Brian W. Kingston, Director and Chief Executive Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Managing Partner | Canada | |||
John Stinebaugh, Director and Chief Operating Officer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner | USA | |||
Bryan Davis, Chief Financial Officer
| Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Chief Financial Officer
| Canada |