Filing Details
- Accession Number:
- 0001504304-16-000195
- Form Type:
- 13D Filing
- Publication Date:
- 2016-07-19 15:30:42
- Filed By:
- Bulldog Investors
- Company:
- Deutsche High Income Opportunities Fund Inc. (NYSE:DHG)
- Filing Date:
- 2016-07-19
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bulldog Investors | 691,500 | 484,792 | 691,500 | 484,792 | 7.75% | |
Phillip Goldstein | 691,500 | 484,792 | 691,500 | 484,792 | 7.75% | |
Andrew Dakos | 691,500 | 484,792 | 691,500 | 484,792 | 7.75% | |
Steven Samuels | 691,500 | 484,792 | 691,500 | 484,792 | 7.75% |
SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/18/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7. SOLE VOTING POWER 691,500 8. SHARED VOTING POWER 484,792 9. SOLE DISPOSITIVE POWER 691,500 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 484,792 1,176,292 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.75% 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[x] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 691,500 8. SHARED VOTING POWER 484,792 9. SOLE DISPOSITIVE POWER 691,500 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 484,792 1,176,292 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.75% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 691,500 8. SHARED VOTING POWER 484,792 9. SOLE DISPOSITIVE POWER 691,500 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 484,792 1,176,292 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.75% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Steven Samuels 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 691,500 8. SHARED VOTING POWER 484,792 9. SOLE DISPOSITIVE POWER 691,500 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 484,792 1,176,292 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.75% 14. TYPE OF REPORTING PERSON IN _______________________________________________________ Item 1. SECURITY AND ISSUER This statement constitutes Amendment #8 to the schedule 13d filed July 10, 2014. Except as specifically set forth herein, the Schedule 13d remains unmodified. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the N-CSRS filed June 3, 2016, there were 15,181,370 shares of common stock outstanding as of March 31, 2016. The percentages set forth herein were derived using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own Bulldog Investors, LLC, a registered investment advisor. As of July 19, 2016 Bulldog Investors, LLC is deemed to be the beneficial owner of 1,176,292 shares of DHG (representing 7.75% of DHG's outstanding shares) solely by virtue of Bulldog Investors LLC's power to direct the vote of, and dispose of, these shares. These 1,176,292 shares of DHG include 691,500 shares (representing 4.56% of DHG's outstanding shares) owned by Mr. Goldstein and the following entities over which Messrs.Goldstein, Dakos and Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, and MCM Opportunity Partners, LP (collectively,"Bulldog Investors Group of Funds"). Bulldog Investors Group of Funds and Mr. Goldstein may be deemed to constitute a group. All other shares included in the aforementioned 1,176,292 shares of DHG beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLC who are not members of any group. The total number of these "non-group" shares is 484,792 shares (representing 3.19% of DHG's outstanding shares). (b) Bulldog Investors, LLC has sole power to dispose of and vote 691,500 shares. Bulldog Investors, LLC has shared power to dispose of and vote 484,792 shares. Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more than 5% of DHG's shares) share this power with Bulldog Investors, LLC. Messrs. Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC. c) During the last 60 days the following shares of DHG were sold: Date: Shares: Price: 06/06/16 (1,800) 13.6803 06/07/16 (9,458) 13.7238 06/08/16 (14,207) 13.8041 06/09/16 (4,540) 13.7416 06/10/16 (3,200) 13.6958 06/17/16 (10,800) 13.4501 06/21/16 (5,500) 13.5875 06/23/16 (8,267) 13.6054 06/24/16 (25,000) 13.5000 06/24/16 (6,715) 13.5053 06/27/16 (700) 13.4200 06/28/16 (7,902) 13.5029 06/29/16 (46,619) 13.5637 06/30/16 (10,585) 13.6017 07/01/16 (1,859) 13.6486 07/05/16 (11,674) 13.6232 07/07/16 (33,100) 13.7244 07/08/16 (10,931) 13.8300 07/11/16 (400) 13.8800 07/12/16 (5,385) 13.9804 07/14/16 (1,500) 13.9000 07/18/16 (10,148) 13.9500 d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or sales proceeds. e) N/A ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 7/19/2016 By: /S/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels Bulldog Investors, LLC By: /s/ Andrew Dakos Andrew Dakos, Member Footnote 1: The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.