Filing Details
- Accession Number:
- 0000899140-22-000315
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-13 19:00:00
- Filed By:
- Point72 Asset Management
- Company:
- Regulus Therapeutics Inc. (NASDAQ:RGLS)
- Filing Date:
- 2022-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Point7 | 0 | 2,411,577 | 0 | 2,411,577 | 2,411,577 | 1.6% |
| Point7 | 0 | 2,411,577 | 0 | 2,411,577 | 2,411,577 | 1.6% |
| Steven A. Cohen | 0 | 2,411,577 | 0 | 2,411,577 | 2,411,577 | 1.6% |
Filing
240.13d-102 Schedule 13G - Information to be included in statements filed
pursuant to 240.13d-1(b), (c), and (d) and amendments thereto
filed pursuant to 240.13d-2.
Securities and Exchange Commission, Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Regulus Therapeutics Inc.
(Title of Class of Securities)
Common Stock, Par Value $0.001 per share
(CUSIP Number)
75915K200
(Date of Event Which Requires Filing of this Statement)
December 31, 2021
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ x ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see
the Notes).
deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see
the Notes).
| CUSIP No. 75915K200 | |
| (1) Names of reporting persons Point72 Asset Management, L.P. | |
| (2) Check the appropriate box if a member of a group | (a) |
| (see instructions) | (b)X |
| (3) SEC use only | |
| (4) Citizenship or place of organization Delaware | |
| Number of shares beneficially owned by each reporting person with: | |
| (5) Sole voting power 0 | |
| (6) Shared voting power 2,411,577 (a) (see Item 4) | |
| (7) Sole dispositive power 0 | |
| (8) Shared dispositive power 2,411,577 (a) (see Item 4) | |
| (9) Aggregate amount beneficially owned by each reporting person 2,411,577 (a) (see Item 4) | |
| (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) | |
| (11) Percent of class represented by amount in Row (9) 1.6% (a) (b) (see Item 4) | |
| (12) Type of reporting person (see instructions) PN | |
| (a) | The number of shares of common stock, par value $0.001 per share (“Shares”) reported herein includes 2,411,577 Shares issuable to an investment fund managed by Point72 Asset Management pursuant to the terms of a
warrant agreement. |
| (b) | Based on 148,382,761 Shares outstanding, as reflected in the Form 424B3 filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on December 13, 2021 (indicating that, as of
November 30, 2021, the Issuer had 145,971,184 Shares outstanding), and the Form 8-K filed by the Issuer with the SEC on December 4, 2020 (indicating that, pursuant to a securities purchase agreement on December 1, 2020, the Issuer sold
and issued an additional 24,341,607 Shares and accompanying warrants to purchase up to an aggregate 18,256,204 Shares, of which 2,411,577 Shares are issuable to an investment fund managed by Point72 Asset Management). |
| CUSIP No. 75915K200 | |
| (1) Names of reporting persons Point72 Capital Advisors, Inc. | |
| (2) Check the appropriate box if a member of a group | (a) |
| (see instructions) | (b)X |
| (3) SEC use only | |
| (4) Citizenship or place of organization Delaware | |
| Number of shares beneficially owned by each reporting person with: | |
| (5) Sole voting power 0 | |
| (6) Shared voting power 2,411,577 (a) (see Item 4) | |
| (7) Sole dispositive power 0 | |
| (8) Shared dispositive power 2,411,577 (a) (see Item 4) | |
| (9) Aggregate amount beneficially owned by each reporting person 2,411,577 (a) (see Item 4) | |
| (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) | |
| (11) Percent of class represented by amount in Row (9) 1.6% (a) (b) (see Item 4) | |
| (12) Type of reporting person (see instructions) CO | |
| (a) | The number of shares of common stock, par value $0.001 per share reported herein includes 2,411,577 Shares issuable to an investment fund managed by Point72 Asset Management pursuant to the terms of a warrant
agreement. |
| (b) | Based on 148,382,761 Shares outstanding, as reflected in the Form 424B3 filed by the Issuer with the SEC on December 13, 2021 (indicating that, as of November 30, 2021, the
Issuer had 145,971,184 Shares outstanding), and the Form 8-K filed by the Issuer with the SEC on December 4, 2020 (indicating that, pursuant to a securities purchase agreement on December 1, 2020, the Issuer sold and issued an additional
24,341,607 Shares and accompanying warrants to purchase up to an aggregate 18,256,204 Shares, of which 2,411,577 Shares are issuable to an investment fund managed by Point72 Asset Management). |
| CUSIP No. 75915K200 | |
| (1) Names of reporting persons Steven A. Cohen | |
| (2) Check the appropriate box if a member of a group | (a) |
| (see instructions) | (b)X |
| (3) SEC use only | |
| (4) Citizenship or place of organization United States | |
| Number of shares beneficially owned by each reporting person with: | |
| (5) Sole voting power 0 | |
| (6) Shared voting power 2,411,577 (a) (see Item 4) | |
| (7) Sole dispositive power 0 | |
| (8) Shared dispositive power 2,411,577 (a) (see Item 4) | |
| (9) Aggregate amount beneficially owned by each reporting person 2,411,577 (a) (see Item 4) | |
| (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) | |
| (11) Percent of class represented by amount in Row (9) 1.6% (a) (b) (see Item 4) | |
| (12) Type of reporting person (see instructions) IN | |
| (a) | The number of shares of common stock, par value $0.001 per share reported herein includes 2,411,577 Shares issuable to an investment fund managed by Point72 Asset Management pursuant to the terms of a warrant
agreement. |
| (b) | Based on 148,382,761 Shares outstanding, as reflected in the Form 424B3 filed by the Issuer with the SEC on December 13, 2021 (indicating that, as of November 30, 2021, the Issuer had 145,971,184
Shares outstanding), and the Form 8-K filed by the Issuer with the SEC on December 4, 2020 (indicating that, pursuant to a securities purchase agreement on December 1, 2020, the Issuer sold and issued an additional 24,341,607 Shares and
accompanying warrants to purchase up to an aggregate 18,256,204 Shares, of which 2,411,577 Shares are issuable to an investment fund managed by Point72 Asset Management). |
Item 1(a) Name of issuer:
Regulus Therapeutics Inc.
Item 1(b) Address of issuer's principal executive offices:
4224 Campus Point Court, Suite 210, San Diego, CA 92121
2(a) Name of person filing:
This statement is filed by: (i) Point72 Asset Management, L.P. (“Point72 Asset
Management”) with respect to Shares held by certain investment funds it manages; (ii)
Point72 Capital Advisors, Inc. (“Point72 Capital Advisors Inc.”) with respect
to Shares held by certain investment funds managed by Point72 Asset
Management; and (iii) Steven A. Cohen (“Mr. Cohen”) with respect to Shares
beneficially owned by Point72 Asset Management and Point72 Capital Advisors
Inc.
Management”) with respect to Shares held by certain investment funds it manages; (ii)
Point72 Capital Advisors, Inc. (“Point72 Capital Advisors Inc.”) with respect
to Shares held by certain investment funds managed by Point72 Asset
Management; and (iii) Steven A. Cohen (“Mr. Cohen”) with respect to Shares
beneficially owned by Point72 Asset Management and Point72 Capital Advisors
Inc.
2(b) Address or principal business office or, if none, residence:
The address of the principal business office of Point72 Asset Management,
Point72 Capital Advisors Inc., and Mr. Cohen is 72 Cummings Point Road,
Stamford, CT 06902.
Point72 Capital Advisors Inc., and Mr. Cohen is 72 Cummings Point Road,
Stamford, CT 06902.
2(c) Citizenship:
Point72 Asset Management is a Delaware limited partnership.
Point72 Capital Advisors Inc. is a Delaware corporation.
Mr. Cohen is a United States citizen.
Point72 Capital Advisors Inc. is a Delaware corporation.
Mr. Cohen is a United States citizen.
2(d) Title of class of securities:
Common Stock, Par Value $0.001 Per Share
2(e) CUSIP Number:
75915K200
Item 3.
Not applicable
Item 4. Ownership
As of the close of business on December 31, 2021:
1. Point72 Asset Management, L.P.
(a) Amount beneficially owned: 2,411,577
(b) Percent of class: 1.6%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,411,577
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,411,577
2. Point72 Capital Advisors, Inc.
(a) Amount beneficially owned: 2,411,577
(b) Percent of class: 1.6%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,411,577
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,411,577
3. Steven A. Cohen
(a) Amount beneficially owned: 2,411,577
(b) Percent of class: 1.6%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,411,577
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,411,577
Point72 Asset Management, Point72 Capital Advisors Inc., and Mr. Cohen own
directly no Shares. Pursuant to an investment management agreement, Point72
Asset Management maintains investment and voting power with respect to the
securities held by certain investment funds it manages. Point72 Capital Advisors Inc.
is the general partner of Point72 Asset Management. Mr. Cohen controls each of
Point72 Asset Management and Point72 Capital Advisors Inc. As of
December 31, 2021, by reason of the provisions of Rule 13d-3 of the
Securities Exchange Act of 1934, as amended, each of Point72 Asset Management,
Point72 Capital Advisors Inc. and Mr. Cohen may be deemed to beneficially
own 2,411,577 Shares (constituting approximately 1.6% of the Shares
outstanding). Each of Point72 Asset Management, Point72 Capital Advisors Inc.,
and Mr. Cohen disclaims beneficial ownership of any of the securities covered
by this statement.
directly no Shares. Pursuant to an investment management agreement, Point72
Asset Management maintains investment and voting power with respect to the
securities held by certain investment funds it manages. Point72 Capital Advisors Inc.
is the general partner of Point72 Asset Management. Mr. Cohen controls each of
Point72 Asset Management and Point72 Capital Advisors Inc. As of
December 31, 2021, by reason of the provisions of Rule 13d-3 of the
Securities Exchange Act of 1934, as amended, each of Point72 Asset Management,
Point72 Capital Advisors Inc. and Mr. Cohen may be deemed to beneficially
own 2,411,577 Shares (constituting approximately 1.6% of the Shares
outstanding). Each of Point72 Asset Management, Point72 Capital Advisors Inc.,
and Mr. Cohen disclaims beneficial ownership of any of the securities covered
by this statement.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following [X].
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reporting on by the Parent Holding Company or ControlPerson.
Not applicable
Item 8. Identification and Classification of Members of the Group
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination under§ 240.14a-11.
Signature. After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
Dated: February 14, 2022
POINT72 ASSET MANAGEMENT, L.P.
By: /s/ Jason M. Colombo
Name: Jason M. Colombo
Title: Authorized Person
POINT72 CAPITAL ADVISORS, INC.
By: /s/ Jason M. Colombo
Name: Jason M. Colombo
Title: Authorized Person
STEVEN A. COHEN
By: /s/ Jason M. Colombo
Name: Jason M. Colombo
Title: Authorized Person