Filing Details
- Accession Number:
- 0001193125-22-041770
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-13 19:00:00
- Filed By:
- Morningside Venture Investments Ltd
- Company:
- Lumiradx Limited
- Filing Date:
- 2022-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Morningside Venture Investments Limited | 0 | 19,495,148 | 0 | 19,495,148 | 19,495,148 | 40.9% |
MVIL | 0 | 11,105,955 | 0 | 11,105,955 | 11,105,955 | 23.7% |
Frances Anne Elizabeth Richard | 0 | 19,495,148 | 0 | 19,495,148 | 19,495,148 | 40.9% |
Cheung Ka Ho | 0 | 19,495,148 | 0 | 19,495,148 | 19,495,148 | 40.9% |
Jill Marie Franklin | 0 | 19,495,148 | 0 | 19,495,148 | 19,495,148 | 40.9% |
Peter Stuart Allenby Edwards | 0 | 19,495,148 | 0 | 19,495,148 | 19,495,148 | 40.9% |
Cheng Yee Wing Betty | 0 | 11,105,955 | 0 | 11,105,955 | 11,105,955 | 23.7% |
Wong See Wai | 0 | 11,105,955 | 0 | 11,105,955 | 11,105,955 | 23.7% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
LUMIRADX LIMITED
(Name of Issuer)
Common shares, par value $0.0000028 per share
(Title of Class of Securities)
G5709L 109
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Morningside Venture Investments Limited | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
19,495,148 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
19,495,148 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
19,495,148 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
40.9% (2) | |||||
12. | Type of Reporting Person (See Instructions)
CO |
(1) | Consists of (i) 7,600,284 common shares, par value $0.0000028 per share (Common Shares) of the Issuer held by Reporting Person, (ii) 788,909 Common Shares issuable upon the exercise of warrants of the Issuer held by Reporting Person, (iii) 9,528,124 Common Shares of Issuer held by MVIL, LLC, a wholly owned subsidiary of Reporting Person and (iv) 1,577,831 Common Shares issuable upon exercise of warrants of the Issuer held by MVIL, LLC. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
2
CUSIP No. G5709L 109
1. | Names of Reporting Persons
MVIL, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,105,955 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,105,955 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,105,955 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
23.7% (2) | |||||
12. | Type of Reporting Person (See Instructions)
OO |
(1) | Consists of (i) 9,528,124 Common Shares of the Issuer, and (ii) 1,577,831 Common Shares issuable upon the exercise of warrants of the Issuer. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
3
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Frances Anne Elizabeth Richard | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United Kingdom |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
19,495,148 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
19,495,148 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
19,495,148 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
40.9% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 7,600,284 common shares, par value $0.0000028 per share (Common Shares) of the Issuer held by Reporting Person, (ii) 788,909 Common Shares issuable upon the exercise of warrants of the Issuer held by Reporting Person, (iii) 9,528,124 Common Shares of Issuer held by MVIL, LLC, a wholly owned subsidiary of Reporting Person and (iv) 1,577,831 Common Shares issuable upon exercise of warrants of the Issuer held by MVIL, LLC. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
4
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Cheung Ka Ho | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Hong Kong |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
19,495,148 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
19,495,148 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
19,495,148 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
40.9% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 7,600,284 common shares, par value $0.0000028 per share (Common Shares) of the Issuer held by Reporting Person, (ii) 788,909 Common Shares issuable upon the exercise of warrants of the Issuer held by Reporting Person, (iii) 9,528,124 Common Shares of Issuer held by MVIL, LLC, a wholly owned subsidiary of Reporting Person and (iv) 1,577,831 Common Shares issuable upon exercise of warrants of the Issuer held by MVIL, LLC. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
5
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Jill Marie Franklin | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United Kingdom |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
19,495,148 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
19,495,148 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
19,495,148 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
40.9% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 7,600,284 common shares, par value $0.0000028 per share (Common Shares) of the Issuer held by Reporting Person, (ii) 788,909 Common Shares issuable upon the exercise of warrants of the Issuer held by Reporting Person, (iii) 9,528,124 Common Shares of Issuer held by MVIL, LLC, a wholly owned subsidiary of Reporting Person and (iv) 1,577,831 Common Shares issuable upon exercise of warrants of the Issuer held by MVIL, LLC. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
6
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Peter Stuart Allenby Edwards | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United Kingdom |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
19,495,148 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
19,495,148 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
19,495,148 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
40.9% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 7,600,284 common shares, par value $0.0000028 per share (Common Shares) of the Issuer held by Reporting Person, (ii) 788,909 Common Shares issuable upon the exercise of warrants of the Issuer held by Reporting Person, (iii) 9,528,124 Common Shares of Issuer held by MVIL, LLC, a wholly owned subsidiary of Reporting Person and (iv) 1,577,831 Common Shares issuable upon exercise of warrants of the Issuer held by MVIL, LLC. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
7
CUSIP No. G5709L 109
1.
| Names of Reporting Persons
Cheng Yee Wing Betty | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Hong Kong |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,105,955 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,105,955 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,105,955 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
23.7% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 9,528,124 Common Shares of the Issuer, and (ii) 1,577,831 Common Shares issuable upon the exercise of warrants of the Issuer. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
8
CUSIP No. G5709L 109
1. | Names of Reporting Persons
Wong See Wai | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☒ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Hong Kong |
Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,105,955 (1) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,105,955 (1) |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,105,955 (1) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
23.7% (2) | |||||
12. | Type of Reporting Person (See Instructions)
IN |
(1) | Consists of (i) 9,528,124 Common Shares of the Issuer, and (ii) 1,577,831 Common Shares issuable upon the exercise of warrants of the Issuer. |
(2) | Based on 45,241,767 Common Shares outstanding, as reported in the Issuers Form 20-F filed with the SEC on September 29, 2021. |
9
CUSIP No. 04683R106
Item 1. | ||||
(a) | Name of Issuer LumiraDx Limited | |||
(b) | Address of Issuers Principal Executive Offices PO Box 1350, Windward 3, Regatta Office Park Grand Cayman KY1-1108 Cayman Islands | |||
Item 2. | ||||
(a) | Name of Person Filing Morningside Venture Investments Limited MVIL, LLC Frances Anne Elizabeth Richard Cheung Ka Ho Jill Marie Franklin Peter Stuart Allenby Edwards Cheng Yee Wing Betty Wong See Wai | |||
(b) | Address of Principal Business Office or, if none, Residence c/o THC Management Services S.A.M. 2nd Floor, Le Prince De Galles 3-5 Avenue Des Citronniers MC 98000, Monaco
With copies to: Morningside Technology Advisory, LLC Attn: Stephanie OBrien, Esq. 1188 Centre Street Newton Centre, MA 02459
Springfield Financial Advisory Limited Attn: Alice Li/Makim Ma 22nd Floor Hang Lung Centre 2-20 Paterson Street Causeway Bay, Hong Kong | |||
(c) | Citizenship Morningside Venture Investments Limited British Virgin Islands MVIL, LLC Delaware Frances Anne Elizabeth Richard United Kingdom Cheung Ka Ho Hong Kong Jill Marie Franklin United Kingdom Peter Stuart Allenby Edwards United Kingdom Cheng Yee Wing Betty Hong Kong Wong See Wai Hong Kong | |||
(d) | Title of Class of Securities Common shares, par value $0.0000028 per share (Common Shares) | |||
(e) | CUSIP Number G5709L 109 |
10
CUSIP No. 04683R106
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||||
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||||
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||||
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||||
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
(j) | ☐ | Group, in accordance with §240.13d1(b)(1)(ii)(J). |
Item 4. | Ownership | |||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) |
Amount beneficially owned: (2) Morningside Venture Investments Limited 19,495,148 MVIL, LLC 11,105,955 Frances Anne Elizabeth Richard 19,495,148 Cheung Ka Ho 19,495,148 Jill Marie Franklin 19,495,148 Peter Stuart Allenby Edwards 19,495,148 Cheng Yee Wing Betty 11,105,955 Wong See Wai 11,105,955 | |||||
(b) | Percent of class: Morningside Venture Investments Limited 40.9% MVIL, LLC 23.7% Frances Anne Elizabeth Richard 40.9% Cheung Ka Ho 40.9% Jill Marie Franklin 40.9% Peter Stuart Allenby Edwards 40.9% Cheng Yee Wing Betty 23.7% Wong See Wai 23.7% |
11
CUSIP No. 04683R106
(c) | Number of shares as to which the person has: | |||||
(i) | Sole power to vote or to direct the vote Morningside Venture Investments Limited 0 shares MVIL, LLC 0 shares Frances Anne Elizabeth Richard 0 shares Cheung Ka Ho 0 shares Jill Marie Franklin 0 shares Peter Stuart Allenby Edwards 0 shares Cheng Yee Wing Betty 0 shares Wong See Wai 0 shares | |||||
(ii) | Shared power to vote or to direct the vote Morningside Venture Investments Limited 19,495,148 shares MVIL, LLC 11,105,955 shares Frances Anne Elizabeth Richard 19,495,148 shares Cheung Ka Ho 19,495,148 shares Jill Marie Franklin 19,495,148 shares Peter Stuart Allenby Edwards 19,495,148 shares Cheng Yee Wing Betty 11,105,955 shares Wong See Wai 11,105,955 shares | |||||
(iii) | Sole power to dispose or to direct the disposition of Morningside Venture Investments Limited 0 shares MVIL, LLC 0 shares Frances Anne Elizabeth Richard 0 shares Cheung Ka Ho 0 shares Jill Marie Franklin 0 shares Peter Stuart Allenby Edwards 0 shares Cheng Yee Wing Betty 0 shares Wong See Wai 0 shares | |||||
(iv) | Shared power to dispose or to direct the disposition of Morningside Venture Investments Limited 19,495,148 shares MVIL, LLC 11,105,955 shares Frances Anne Elizabeth Richard 19,495,148 shares Cheung Ka Ho 19,495,148 shares Jill Marie Franklin 19,495,148 shares Peter Stuart Allenby Edwards 19,495,148 shares Cheng Yee Wing Betty 11,105,955 shares Wong See Wai 11,105,955 shares |
(2) | This statement is filed by: (i) Morningside Venture Investments Limited, a British Virgin Islands exempted company (Morningside), with respect to the Common Shares directly and beneficially owned by it; (ii) Frances Anne Elizabeth Richard, with respect to the Common Shares beneficially owned by her as a result of her position as a director with Morningside; (iii) Cheung Ka Ho, with respect to the Common Shares beneficially owned by him as a result of his position as a director with Morningside; (iv) Jill Marie Franklin, with respect to the Common Shares beneficially owned by her as a result of her position as a director of Morningside; (v) Peter Stuart Allenby Edwards, with respect to the Common Shares beneficially owned by him as a result of his position as a director with Morningside; (vi) MVIL, LLC, a Delaware limited liability company (MVIL), with respect to the Common Shares directly and beneficially owned by it; (vii) Cheng Yee Wing Betty, with respect to the Common Shares beneficially owned by her as a result of her position as a manager with MVIL; and (viii) Wong See Wai, with respect to the Common Shares beneficially owned by him as a result of his position as a manager with MVIL. Each of the foregoing is |
12
CUSIP No. 04683R106
referred to as a Reporting Person and collectively as the Reporting Persons. Frances Anne Elizabeth Richard, Jill Marie Franklin, Peter Stuart Allenby Edwards, and Cheung Ka Ho are the directors of Morningside and share voting and dispositive power with respect to the securities held by Morningside, including by MVIL, its wholly owned subsidiary. Ms. Richard, Ms. Franklin, Mr. Edwards and Mr. Cheung each disclaim beneficial ownership of the securities held by Morningside and MVIL. Cheng Yee Wing Betty and Wong See Wai are the managers of MVIL and share voting and dispositive power with respect to the securities held by MVIL. Ms. Cheng and Mr. Wong each disclaim ownership of the securities owned by MVIL. Morningside is ultimately wholly beneficially owned by a trust over which Adriel Wenbwo Chan and Wong Yuk Lan share authority to remove the trustee. |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
See attached for identification of Members of the Group.
Item 9. | Notice of Dissolution of Group |
Not applicable.
Item 10. | Certification |
Not applicable.
13
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. We also hereby agree to file this statement jointly pursuant to the Agreement listed on Exhibit 99.1 hereto.
Dated: February 14, 2022 | ||
For and on behalf of | ||
MORNINGSIDE VENTURE INVESTMENTS LIMITED | ||
By: | /s/ Frances Anne Elizabeth Richard | |
Frances Anne Elizabeth Richard, Director | ||
For and on behalf of | ||
MVIL, LLC | ||
By: | /s/ Cheng Yee Wing Betty | |
Cheng Yee Wing Betty, Manager | ||
/s/ Frances Anne Elizabeth Richard | ||
Frances Anne Elizabeth Richard | ||
/s/ Jill Marie Franklin | ||
Jill Marie Franklin | ||
/s/ Peter Stuart Allenby Edwards | ||
Peter Stuart Allenby Edwards | ||
/s/ Cheung Ka Ho | ||
Cheung Ka Ho | ||
/s/ Cheng Yee Wing Betty | ||
Cheng Yee Wing Betty | ||
/s/ Wong See Wai | ||
Wong See Wai |
Exhibit:
99.1: Joint Filing Statement
14