Filing Details
- Accession Number:
- 0000905148-22-000264
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-13 19:00:00
- Filed By:
- Whitebox Advisors
- Company:
- Global Gas Corp
- Filing Date:
- 2022-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Whitebox Advisors | 0 | 459,595 | 0 | 459,595 | 459,595 | 2.66% |
Whitebox General Partner | 0 | 459,595 | 0 | 459,595 | 459,595 | 2.66% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)*
Dune Acquisition Corporation |
(Name of Issuer) |
Class A Common Stock, $0.0001 par value |
(Title of Class of Securities) |
265334102 |
(CUSIP Number) |
December 31, 2021 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 265334102 |
1 | NAMES OF REPORTING PERSONS | | | ||
Whitebox Advisors LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
459,595 (see item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
459,595 (see item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
459,595 (see item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
2.66% (see item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
IA | | | |||
| |
CUSIP No. 265334102 |
1 | NAMES OF REPORTING PERSONS | | | ||
Whitebox General Partner LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
459,595 (see item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
459,595 (see item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
459,595 (see item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
2.66% (see item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
CUSIP No. 265334102 |
Item 1. | (a). | Name of Issuer: | |
| | Dune Acquisition Corporation | |
| (b). | Address of issuer’s principal executive offices: | |
| | 700 S. Rosemary Avenue, Suite 204, West Palm Beach, FL, 33401 | |
Item 2. | (a). | Name of person filing: | |
| | This statement is filed by: |
| | (i) | Whitebox Advisors LLC, a Delaware limited liability company (“WA”); and |
| | (ii) | Whitebox General Partner LLC, a Delaware limited liability company (“WGP”). |
(b). | Address or principal business office or, if none, residence: | ||
| The address of the business office of WA and WGP is: 3033 Excelsior Boulevard Suite 500 Minneapolis, MN 55416 | ||
(c). | Citizenship: | ||
| WA and WGP are organized under the laws of the State of Delaware. | ||
(d). | Title of class of securities: | ||
| Class A Common Stock, $0.0001 par value (“Class A Common Stock”) | ||
(e). | CUSIP No.: | ||
| 265334102 | ||
Item 3. | If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | ☐ | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
CUSIP No. 265334102 |
Item 4. | Ownership. | ||||
(a) | Amount beneficially owned: | ||||
| Each of WA and WGP is deemed to be the beneficial owner of 459,595 shares of Class A Common Stock, as a result of WA’s clients’ ownership of shares of Class A Common Stock. This amount
excludes warrants to purchase shares of Class A Common Stock (“Warrants”) held directly by the Reporting Persons, because the Reporting Persons do not have the right to acquire the shares of Class A Common Stock underlying the Warrants
within 60 days. | ||||
(b) | Percent of class: | ||||
| Each of WA and WGP is deemed to beneficially own 2.66% of the Class A Common Stock. Percent of class is calculated based on 17,250,000 shares of Class A Common Stock outstanding as of November 12, 2021, as reported in the Issuer’s Form 10-Q filed on December 3, 2021. | ||||
(c) | Number of shares as to which the person has: | ||||
| (i) | Sole power to vote or to direct the vote | 0 | | |
| (ii) | Shared power to vote or to direct the vote | 459,595 | | |
| (iii) | Sole power to dispose or to direct the disposition of | 0 | | |
| (iv) | Shared power to dispose or to direct the disposition of | 459,595 | | |
Item 5. | Ownership of Five Percent or Less of a Class. | ||||
| If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the
following ☒ | ||||
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. | ||||
| Not Applicable | ||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | ||||
| Not Applicable | ||||
Item 8. | Identification and Classification of Members of the Group. | ||||
| Not Applicable | ||||
Item 9. | Notice of Dissolution of Group. | ||||
| Not Applicable | ||||
Item 10. | Certification. | ||||
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose
or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
CUSIP No. 265334102 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 14, 2022 | |
(Date) | |
WHITEBOX ADVISORS LLC | |
/s/ Daniel Altabef | |
(Signature) | |
Daniel Altabef | |
Deputy Chief Compliance Officer & Legal Counsel | |
(Name/Title) | |
February 14, 2022 | |
(Date) | |
WHITEBOX GENERAL PARTNER LLC | |
| |
/s/ Daniel Altabef | |
(Signature) | |
Daniel Altabef | |
Deputy Chief Compliance Officer & Legal Counsel | |
(Name/Title) |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for
this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.
CUSIP No. 265334102 |
Exhibit A
AGREEMENT
Each of the undersigned hereby consents and agrees to this joint filing to Schedule 13G for the Class A Common Stock of Dune Acquisition Corporation.
February 14, 2022 | |
(Date) | |
WHITEBOX ADVISORS LLC | |
/s/ Daniel Altabef | |
(Signature) | |
Daniel Altabef | |
Deputy Chief Compliance Officer & Legal Counsel | |
(Name/Title) | |
February 14, 2022 | |
(Date) | |
WHITEBOX GENERAL PARTNER LLC | |
/s/ Daniel Altabef | |
(Signature) | |
Daniel Altabef | |
Deputy Chief Compliance Officer & Legal Counsel | |
(Name/Title) |