Filing Details

Accession Number:
0000898432-16-002733
Form Type:
13D Filing
Publication Date:
2016-07-11 16:14:00
Filed By:
Supernova Investment Inc.
Company:
Actions Semiconductor Co Ltd (NASDAQ:ACTS)
Filing Date:
2016-07-11
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Middlesex Holdings Corporation Inc 12,497,999 0 12,497,999 0 12,497,999 5.64%
LIN, Yung-Chieh 12,497,999 0 12,497,999 0 12,497,999 5.64%
Rich Dragon Consultants Limited 12,540,000 0 12,540,000 0 12,540,000 5.66%
CHANG Jr-Neng 12,540,000 0 12,540,000 0 12,540,000 5.66%
Nutronics Technology Corporation 12,550,656 0 12,550,656 0 12,550,656 5.66%
LEE Fu Chi 12,550,656 0 12,550,656 0 12,550,656 5.66%
Uniglobe Securities Limited 13,128,371 0 13,128,371 0 13,128,371 5.92%
Chun Mei CHEN De Chang 13,128,371 0 13,128,371 0 13,128,371 5.92%
Ordinary Shares in which the Reporting Person has shared voting and dispositive power Beneficial Ownership Percentage
Filing
 
UNITED STATES
 
 
SECURITIES AND EXCHANGE
COMMISSION
 
 
Washington, D.C. 20549
 
 
 
SCHEDULE 13D/A
 
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Actions Semiconductor Co., Ltd.
(Name of Issuer)

Ordinary Shares, Par Value US$0.000001 per share
 (Title of Class of Securities)

00507E107
 (CUSIP Number)
Niccolo CHEN
Room 906, 9/F No.2, Lane 150, Sec. 5 Xinyi Road
Xinyi District
Taipei City 110
Taiwan (Republic of China)
Tel No. (886) 227 585 565 ext 511
With a copy to:

Virginia Tam
K&L Gates LLP
44th Floor, Edinburgh Tower, The Landmark
15 Queen’s Road Central
Hong Kong
Tel. No. (852) 2230 3535
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

July 8, 2016
 (Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
Middlesex Holdings Corporation Inc
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,497,999 ordinary shares (1).  Mr. LIN, Yung-Chieh may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,497,999 ordinary shares (1). Mr. LIN, Yung-Chieh may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,497,999 ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.64%(2)
 
14.
Type of Reporting Person
CO
           

--
(1) In the form of 1,186,553 ordinary shares and 1,885,241 American depository shares, each representing six ordinary shares.

(2) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
LIN, Yung-Chieh
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
Republic of China
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,497,999 ordinary shares (1). Middlesex Holdings Corporation Inc may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,497,999 ordinary shares (1). Middlesex Holdings Corporation Inc may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,497,999 ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.64%(2)
 
14.
Type of Reporting Person
IN
           

--
(1) In the form of 1,186,553 ordinary shares and 1,885,241 American depository shares, each representing six ordinary shares.

(2) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
Rich Dragon Consultants Limited
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,540,000 ordinary shares. Mr. CHANG Jr-Neng may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,540,000 ordinary shares. Mr. CHANG Jr-Neng may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,540,000 ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.66%(1)
 
14.
Type of Reporting Person
CO
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
CHANG Jr-Neng
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
Republic of China
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,540,000 ordinary shares. Mr. CHANG Jr-Neng may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,540,000 ordinary shares. Mr. CHANG Jr-Neng may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,540,000 ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.66%(1)
 
14.
Type of Reporting Person
IN
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
Nutronics Technology Corporation
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,550,656 ordinary shares. Mr. LEE Fu Chi may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,550,656 ordinary shares. Mr. LEE Fu Chi may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,550,656 ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.66%(1)
 
14.
Type of Reporting Person
CO
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
 
LEE Fu Chi
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
New Zealand
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
12,550,656 ordinary shares. Nutronics Technology Corporation may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
12,550,656 ordinary shares. Nutronics Technology Corporation may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
12,550,656  ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.66%(1)
 
14.
Type of Reporting Person
IN
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
   
Uniglobe Securities Limited
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
British Virgin Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
13,128,371 ordinary shares. Mr. Chun Mei CHEN De Chang may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
13,128,371 ordinary shares. Mr. Chun Mei CHEN De Chang may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
13,128,371  ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.92%(1)
 
14.
Type of Reporting Person
CO
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

CUSIP No. 00507E107
 
1.
Names of Reporting Persons
  
Chun Mei CHEN De Chang
 
2.
Check the Appropriate Box if a Member of a Group
   
(a)
   
(b)
 
3.
SEC Use Only
 
4.
Source of Funds
OO
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     
 
6.
Citizenship or Place of Organization
Dominican Republic
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
13,128,371 ordinary shares. Uniglobe Securities Limited may also be deemed to have sole voting power with respect to the foregoing shares.
8.
Shared Voting Power
-0-
9.
Sole Dispositive Power
13,128,371 ordinary shares. Uniglobe Securities Limited may also be deemed to have sole dispositive power with respect to the foregoing shares.
10.
Shared Dispositive Power
-0-
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
13,128,371  ordinary shares
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares  
 
13.
Percent of Class Represented by Amount in Row (11)
5.92%(1)
 
14.
Type of Reporting Person
IN
           

--
(1) Based on 221,624,914 ordinary shares (excluding the number of ADSs repurchased) of the Issuer outstanding as disclosed in the Issuer’s Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 28, 2016.

Item 1.           Security and Issuer

This Amendment amends and supplements the Statement on Schedule 13D originally filed with the Securities and Exchange Commission (the “SEC”) by and among Surrey Glory Investments Limited, Chang Yung Sen, Supernova Investment Inc., Chen, Hsuan-Wen (aka Niccolo Chen), Tongtong Investment Holding Co., Ltd., Lee, Yun-Chin, Perfectech International Ltd, Lewis Chi-Tak Lo, Allpremier Investment Ltd, Ma Yingna, Octovest International Holding Co., Ltd., Pan, I-Ming (aka Robin Pan), Ventus Corporation, and Tang Hsin (collectively the “Original Reporting Persons”) on May 23, 2016 relating to the ordinary shares, par value $0.000001 per share (the “Original Statement”) of the Issuer. American depositary shares (“ADSs”), each representing six Ordinary Shares of the Issuer are trading on the NASDAQ Global Market.  The address of the principal executive offices of the Issuer is No. 1, Ke Ji Si Road, Technology Innovation Coast of Hi-Tech Zone, Zhuhai, Guangdong, 519085, the People’s Republic of China.

Except as provided herein, this statement does not modify any of the information previously reported on the Original Statement. Capitalized terms not otherwise defined herein shall have their respective meanings given to them in the Original Statement.

Item 2.           Identity and Background

Item 2 is hereby amended by adding the following corporate entities and their respective control persons (the “Additional Reporting Persons”) to the list of Holding Companies and Controlling Persons in the Original Statement:

Holding Companies:

 
Name
Jurisdiction of incorporation
8
Middlesex Holdings Corporation Inc (“Middlesex”)
British Virgin Islands
9
Rich Dragon Consultants Limited (“Rich Dragon”)
British Virgin Islands
10
Nutronics Technology Corporation (“Nutronics”)
British Virgin Islands
11
Uniglobe Securities Limited (“Uniglobe”)
British Virgin Islands

Controlling Persons:

 
Name
Citizenship
8
LIN, Yung-Chieh
Republic of China
9
CHANG Jr-Neng
Republic of China
10
LEE Fu Chi
New Zealand
11
Chun Mei CHEN De Chang
Dominican Republic
  
Item 5.           Interest in Securities of the Issuer

Item 5 is hereby amended by adding the following to the table setting forth each Reporting Person’s interest in the securities of the Issuer:

 
 
Name of Reporting Person
Ordinary Shares in which the Reporting Person has shared voting and dispositive power*
 
Beneficial Ownership Percentage
8
Middlesex
12,497,999
5.64%
8a
LIN, Yung-Chieh
12,497,999
5.64%
9
Rich Dragon
12,540,000
5.66%
9a
CHANG Jr-Neng
12,540,000
5.66%
10
Nutronics
12,550,656
5.66%
10a
LEE Fu Chi
12,550,656
5.66%
11
Uniglobe
13,128,371
5.92%
11a
Chun Mei CHEN De Chang
13,128,371
5.92%


* including ordinary shares and underlying ADSs.

Item 6.          Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

The following is hereby added after the second paragraph in Item 6 of the Original Statement:

“On July 8, 2016, Middlesex, Rich Dragon, Nutronics, and Uniglobe executed and delivered a Deed of Adherence to the Consortium Agreement, pursuant to which each of Middlesex, Rich Dragon, Nutronics, and Uniglobe became a party to the Consortium Agreement and thus a member of the Consortium. Copies of the Deeds of Adherence executed and delivered by Middlesex, Rich Dragon, Nutronics, and Uniglobe are attached hereto as Exhibits 4, 5, 6 and 7 respectively, and are incorporated herein by reference.”

On July 8, 2016, the Original Reporting Persons and Additional Reporting Persons entered into a Joinder Agreement (the “Joinder Agreement”) to the Joint Filing Agreement, as defined and described in the Schedule 13D, pursuant to which they agreed to be bound by the terms and conditions set forth therein, including, among other things, the joint filing on behalf of each party of statements on Schedule 13D, and any amendments thereto, with respect to the securities of the Issuer.  A copy of the Joinder Agreement is attached hereto as Exhibit 8 and is incorporated herein by reference.”

Item 7.           Material to Be Filed as Exhibits
 
Item 7 of the Original Statement is hereby amended and supplemented to add the following exhibits:

Exhibit 4
Deed of Adherence to the Consortium Agreement by and between Middlesex, Rich Dragon, Nutronics and Uniglobe dated July 8, 2016.
 
Exhibit 5
 
Joinder Agreement to the Joint Filing Agreement by and between the Original Reporting Persons and the Additional Reporting Persons, dated July 8, 2016.
 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
July 8, 2016
SURREY GLORY INVESTMENTS LIMITED



By:  /s/ CHANG Yung Sen                                                      
Name: CHANG Yung Sen
Its: Sole director


CHANG YUNG SEN




  /s/ CHANG Yung Sen                                                           


SUPERNOVA INVESTMENT INC.



By:  /s/ CHEN, Hsuan-Wen                                                     
Name: CHEN, Hsuan-Wen (aka Niccolo CHEN)
Its: Sole director


CHEN, HSUAN-WEN (aka NICCOLO CHEN)
 
 
 
 
 /s/ CHEN, Hsuan-Wen                                                          
                                                                                                                       



TONGTONG INVESTMENT HOLDING CO., LTD.



By:  /s/ LEE, Yun-Chin                                                             
Name: LEE, Yun-Chin
Its: Sole director


LEE, YUN-CHIN




  /s/ LEE, Yun-Chin                                                                  

PERFECTECH INTERNATIONAL LTD



By:  /s/ Lewis Chi-Tak LO                                                      
Name: Lewis Chi-Tak LO
Its: Sole director


LEWIS CHI-TAK LO




  /s/ Lewis Chi-Tak LO                                                             

ALLPREMIER INVESTMENT LTD



By:  /s/ MA Yingna                                                                 
Name: MA Yingna
Its: Sole director


MA YINGNA



  /s/ MA Yingna                                                                       
OCTOVEST INTERNATIONAL HOLDING CO., LTD.



By:  /s/ PAN, I-Ming                                                                
Name: PAN, I-Ming (aka Robin PAN)
Its: Sole director


PAN, I-MING (aka Robin PAN)



  /s/ PAN, I-Ming                                                                     

VENTUS CORPORATION



By:  /s/ TANG Hsin                                                                   
Name: TANG Hsin
Its: Sole director


TANG HSIN

 


  /s/ TANG Hsin                                                                       
 
 
MIDDLESEX HOLDINGS CORPORATION INC



By:  /s/ LIN, Yung-Chieh                                                         
Name: LIN, Yung-Chieh
Its: Sole director


LIN, YUNG-CHIEH

 

  /s/ LIN, Yung-Chieh                                                               

RICH DRAGON CONSULTANTS LIMITED



By:  /s/ Chang, Jr-Neng                                                            
Name: Chang, Jr-Neng
Its: Sole director


CHANG JR-NENG


  /s/ Chang, Jr-Neng                                                                  
 
 
NUTRONICS TECHNOLOGY CORPORATION



By:  /s/ LEE Fu Chi                                                                    
Name: LEE Fu Chi
Its: Sole director


LEE FU CHI
 


  /s/ LEE Fu Chi                                                                          
 
 
UNIGLOBE SECURITIES LIMITED



By:  /s/ CHUN MEI CHEN DE CHANG                                
Name: CHUN MEI CHEN DE CHANG
Its: Sole director


CHUN MEI CHEN DE CHANG

 
                                   /s/ CHUN MEI CHEN DE CHANG                                       
 

ANNEX A
BUSINESS ADDRESSES, EXECUTIVE OFFICERS AND DIRECTORS
OF THE REPORTING PERSONS
 
I.
HOLDING COMPANIES
   
  Section I of Annex A is hereby amended by adding the following to the end of item 7 of the table of Holding Companies thereof:
 
8
MIDDLESEX
 
The business address of Middlesex is No. 9, Ln. 456, Sec. 2, Chenggong Rd., Neihu Dist., Taipei City 114, Taiwan (Republic of China).
 
Middlesex’s sole director is Mr. LIN, Yung-Chieh, whose principal occupation and citizenship are set forth below. Mr. LIN shares the same business address with Middlesex.
 
9
RICH DRAGON
 
The business address of Rich Dragon is 13F, No. 88, Sec. 1, Liujia 1st Rd., Zhubei City, Hsinchu County 302, Taiwan (Republic of China).
 
Rich Dragon’s sole director is Mr. CHANG Jr-Neng, whose principal occupation and citizenship are set forth below. Mr. CHANG shares the same business address with Rich Dragon.
 
10
NUTRONICS
 
The business address of Nutronics is 1 Dunn Road, Panmure, Auckland 1072, New Zealand.
 
Nutronics’ sole director is Mr. LEE Fu Chi, whose principal occupation and citizenship are set forth below. Mr. LEE shares the same business address with Nutronics.
     
11
UNIGLOBE
 
The business address of Uniglobe is No. 70, Hatuey Street, Los Maestros City, Santo Domingo, Dominican Republic.
 
Uniglobe’s sole director is Mr. Chun Mei CHEN De Chang, whose principal occupation and citizenship are set forth below. Mr. CHEN shares the same business address with Uniglobe.
    
II.
CONTROLLING PERSONS
    
  Section II of Annex A is hereby amended by adding the following to the end thereof:

 
 
8a
LIN, Yung-Chieh
 
       
 
Business Address
 
Principal Occupation
 
Citizenship
 
No. 9, Ln. 456, Sec. 2
Chenggong Rd., Neihu Dist.
Taipei City 114, Taiwan (Republic of China)
 
 
 
Entrepreneur
 
 
Republic of China
 
9a
CHANG Jr-Neng
 
       
 
Business Address
 
Principal Occupation
 
Citizenship
 
13F, No. 88, Sec. 1
Liujia 1st Rd., Zhubei City
Hsinchu County 302, Taiwan
(Republic of China)
 
 
 
Entrepreneur
 
 
Republic of China
 
10a
LEE Fu Chi
 
       
 
Business Address
 
Principal Occupation
 
Citizenship
 
1 Dunn Road
Panmure
Auckland 1072
New Zealand
 
 
 
Entrepreneur
 
 
New Zealand
 
11a
Chun Mei CHEN De Chang
 
       
 
Business Address
 
Principal Occupation
 
Citizenship
 
No. 70, Hatuey Street
Los Maestros City, Santo Domingo
Dominican Republic
 
Entrepreneur
 
 
Dominican Republic
 


EXHIBIT INDEX
Exhibit 7.01
Joint Filing Agreement by and between the Reporting Persons, dated May 18, 2016.*

Exhibit 7.02
Consortium Agreement by and among the Holding Companies, dated May 18, 2016.*

Exhibit 7.03
Proposal Letter to the board of directors of the Issuer from Supernova, dated May 19, 2016.*

Exhibit 7.04
Deed of Adherence to the Consortium Agreement by and between Middlesex, Rich Dragon, Nutronics and Uniglobe dated July 8, 2016.

Exhibit 7.05
Joinder Agreement to the Joint Filing Agreement by and between the Original Reporting Persons and the Additional Reporting Persons, dated July 8, 2016.

*Previously filed.