Filing Details
- Accession Number:
- 0001398344-22-003186
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-13 19:00:00
- Filed By:
- Kawa Capital Management, Inc
- Company:
- Brookfield Dtla Fund Office Trust Investor Inc.
- Filing Date:
- 2022-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Kawa Capital Management Inc | 6. | 938,716 | 8. | 938,716 | 938,716 | 9.65% |
| Daniel Ades | 6. | 938,716 | 8. | 938,716 | 938,716 | 9.65% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 2)*
BROOKFIELD DTLA FUND OFFICE TRUST INVESTOR INC.
(Name of Issuer)
7.625% Series A Cumulative Redeemable Preferred Stock
(Title of Class of Securities)
112714209
(CUSIP Number)
Edward D. McCutcheon
Chief Compliance Officer
Kawa Capital Management Inc.
21500 Biscayne Blvd. Suite 700
Aventura, Florida 33180
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [ x ] | Rule 13d-1(b) | |
| [ ] | Rule 13d-1(c) | |
| [ ] | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 112714209 | 13G | Page 2 of 7 Pages |
| 1. | NAMES OF REPORTING PERSONS OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kawa Capital Management Inc.
| |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) | (a) [ ] (b) [ x ] |
| 3. | SEC USE ONLY
| |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
|
| 6. | SHARED VOTING POWER
938,716 | |
| 7. | SOLE DISPOSITIVE POWER
| |
| 8. | SHARED DISPOSITIVE POWER
938,716 |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
938,716 | |
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ]
| |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.65% | |
| 12. | TYPE OF REPORTING PERSON (see instructions)
IA |
| CUSIP No. 112714209 | 13G | Page 3 of 7 Pages |
| 1. | NAMES OF REPORTING PERSONS OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Daniel Ades
| |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) | (a) [ ] (b) [ x ] |
| 3. | SEC USE ONLY
| |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION USA | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 5. | SOLE VOTING POWER
|
| 6. | SHARED VOTING POWER
938,716 | |
| 7. | SOLE DISPOSITIVE POWER
| |
| 8. | SHARED DISPOSITIVE POWER
938,716 |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
938,716 |
|
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) [ ]
|
|
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.65% |
|
| 12. | TYPE OF REPORTING PERSON (see instructions)
IN |
|
| CUSIP No. 112714209 | 13G | Page 4 of 7 Pages |
| Item 1. | (a) | Name of Issuer Brookfield DTLA Fund Office Trust Investor Inc. |
| (b) | Address
of Issuer’s Principal Executive Offices 250 Vesey Street, 15th Floor New York, NY 10281 |
| Item 2. | (a) | Name of Person Filing
(1) Kawa Capital Management Inc. (“Kawa Capital Management”) (2) Daniel Ades (“Mr. Ades”), a citizen of the Unites States of America |
| (b) | Address of the Principal Office or, if none, residence
The address of the principal place of business office of Kawa Capital Management and Mr. Ades is:
21500 Biscayne Boulevard, Suite 700, Aventura, Florida 33180
| |
| (c) | Citizenship Kawa Capital is organized under the laws of the State of Florida. Mr. Ades is a citizen of the United States of America | |
| (d) | Title
of Class of Securities Preferred Stock | |
| (e) | CUSIP
Number 112714209 |
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
| (a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
| (b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
| (d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
| (e) | [ x ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
| (f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
| (g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
| (h) | [ ] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| CUSIP No. 112714209 | 13G | Page 5 of 7 Pages |
| (i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) | [ ] | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
| CUSIP No. 000000000 | 13G | Page 6 of 7 Pages |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount beneficially owned: Kawa
Capital Management – 938,716 | |
| (b) | Percent of class: 9.65% | |
| (c) | Number of shares as to which the person has: | |
| (i) | Sole power to vote or to direct the vote: 0 | |
| (ii) | Shared power to vote or to direct the vote: 0 | |
| (iii) | Sole power to dispose or to direct the disposition of: 0 | |
| (iv) | Shared power to dispose or to direct the disposition of: 938,716 | |
Item 5. Ownership of Five Percent or Less of a Class.
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item 8. Identification and Classification of Members of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
| CUSIP No. 112714209 | 13G | Page 7 of 7 Pages |
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| By: | /s/ Edward D. McCutcheon | ||
| Name: | Edward D. McCutcheon | ||
| Title: | Chief Compliance Officer | ||
| Date: | 02/07/2022 |