Filing Details
- Accession Number:
- 0001213900-22-007390
- Form Type:
- 13G Filing
- Publication Date:
- 2022-02-13 19:00:00
- Filed By:
- Four Kids Investment Funds Llc
- Company:
- Universal Security Instruments Inc (TSE:UUU)
- Filing Date:
- 2022-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Four Kids Investment Fund | , | 230,000 | 230,000 | 9.944% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
UNIVERSAL SECURITY INSTRUMENTS, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01
(Title of Class of Securities)
913821302
(CUSIP Number)
December 31, 2021
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s)
Page 1 of 5 Pages
CUSIP No. 913821302 | 13G/A | Page 2 of 5 Pages |
1. | NAMES OF REPORTING PERSON |
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |
Four Kids Investment Fund LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: |
(a) ☐ | |
(b) ☐ | |
3. | SEC USE ONLY |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
Florida | |
5. | SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 230,000 Shares (1) |
6. | SHARED VOTING POWER - None |
7. | SOLE DISPOSITIVE POWER – 230,000 Shares (1) |
8. | SHARED DISPOSITIVE POWER – None |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON – 230,000 Shares (1) |
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
9.944% | |
12. | TYPE OF REPORTING PERSON |
CO |
(1) | Based on 2,312,887 shares outstanding as of September 30, 2021 as reported on Form 10-Q filed with the Securities and Exchange Commission on November 19, 2021. |
CUSIP No. 913821302 | 13G/A | Page 3 of 5 Pages |
ITEM 1 (a) NAME OF ISSUER: Universal Security Instruments, Inc., a Maryland corporation
ITEM 1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117
ITEM 2 (a) NAME OF PERSON FILING: Four Kids Investment Fund LLC
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
5825 Windsor Court, Boca Raton, FL 33496
ITEM 2 (c) CITIZENSHIP: Florida
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01
ITEM 2 (e) CUSIP NUMBER: 913821302
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM 4 OWNERSHIP
(a) | AMOUNT BENEFICIALLY OWNED: 230,000 Shares (1) |
(b) | PERCENT OF CLASS: 9.944% |
(c) | NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: |
(i) | SOLE POWER TO VOTE OR DIRECT THE VOTE |
230,000 Shares (1)
(ii) | SHARED POWER TO VOTE OR DIRECT THE VOTE |
0 Shares
(iii) | SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF |
230,000 Shares (1)
(iv) | SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF |
0 Shares
CUSIP No. 913821302 | 13G/A | Page 4 of 5 Pages |
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable
CUSIP No. 913821302 | 13G/A | Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 14, 2022 | |
(Date) | |
/s/ Jonathan Honig | |
(Signature) | |
Jonathan Honig, Manager | |
(Name/Title) |