Filing Details

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c)

and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2

 

(AMENDMENT NO. ___)*
 

PetVivo Holdings, Inc.

(Name of Issuer)

 

Common Stock, $0.001 par value

(Title of Class of Securities)

 

716817 101

(CUSIP Number)

 

June 29, 2016

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐    Rule 13d-1 (b)

☒    Rule 13d-1 (c)

☐    Rule 13d-1 (d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 7 Pages

 

 

 

CUSIP No. 716817 101

13G

Page 2 of 7 Pages

 

1	NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)   Gemini Master Fund, Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) ☐                                    (b) ☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION   Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER   0
		6	SHARED VOTING POWER   879,595
		7	SOLE DISPOSITIVE POWER   0
		8	SHARED DISPOSITIVE POWER   879,595
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON   879,595
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*      ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9   9.9%
12	TYPE OF REPORTING PERSON*   CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT!

 

  

CUSIP No. 716817 101

13G

Page 3 of 7 Pages

 

1	NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)   Gemini Strategies LLC, Inc.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) ☐                                    (b) ☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION   Nevada
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER   0
		6	SHARED VOTING POWER   879,595
		7	SOLE DISPOSITIVE POWER   0
		8	SHARED DISPOSITIVE POWER   879,595
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON   879,595
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*       ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9   9.9%
12	TYPE OF REPORTING PERSON*   CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

CUSIP No. 716817 101

13G

Page 4 of 7 Pages

  

1	NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)   Steven Winters
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) ☐                                    (b) ☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION   United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER   0
		6	SHARED VOTING POWER   879,595
		7	SOLE DISPOSITIVE POWER   0
		8	SHARED DISPOSITIVE POWER   879,595
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON   879,595
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*      ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9   9.9%
12	TYPE OF REPORTING PERSON*   IN

 

* SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

CUSIP No. 716817 101

13G

Page 5 of 7 Pages

 

Item 1(a).

Name of Issuer:

 

PetVivo Holdings, Inc.

 

Item 1(b).

Address of Issuer's Principal Executive Offices:

 

12100 Singletree Lane

Suite 186

Eden Prairie, Minnesota 55344

 

Item 2(a).

Name of Persons Filing:

 

Gemini Master Fund, Ltd,

Gemini Strategies LLC, Inc.

Steven Winters

 

All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd. Gemini Strategies LLC, Inc. is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the president of Gemini Strategies LLC, Inc. As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies LLC, Inc. or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies LLC, Inc. and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities.

 

Item 2(b).

Address of Principal Business Office or, if none, Residence:

 

Address for all filers: c/o Gemini Strategies LLC, Inc., 619 South Vulcan Ave., Suite 203, Encinitas, CA 92024

 

Item 2(c).

Citizenship:

 

Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands. 

Gemini Strategies LLC, Inc. was formed under the laws of the State of Nevada.

Steven Winters is a United States citizen.

 

Item 2(d).

Title of Class of Securities:

 

Common Stock, $0.001 par value

 

Item 2(e).

CUSIP Number:

 

716817 101

 

Item 3.

If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

Item 4.

Ownership:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount Beneficially Owned:  879,595 shares of Common Stock as of July 1, 2016 based on 8,884,806 shares of Common Stock outstanding as of June 29, 2016 as reported by the Issuer in its Form 10-Q/A filed on July 1, 2016.

 

(b)

Percent of Class:  9.9%

 

 

CUSIP No. 716817 101

13G

Page 6 of 7 Pages

 

(c)

Number of shares as to which such person has:

 

(i)

sole power to vote or to direct the vote:  0

 

(ii)

shared power to vote or to direct the vote:   879,595

 

(iii)

sole power to dispose or to direct the disposition of:  0

 

(iv)

shared power to dispose or to direct the disposition of: 879,595

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company of Control Person:

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group:

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group:

 

Not Applicable

 

Item 10.

Certification:

 

By signing below the undersigned certify that, to the best of its/his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

CUSIP No. 716817 101

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Page 7 of 7 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of its/his knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

	July 6, 2016
	GEMINI MASTER FUND, LTD.
	By:	GEMINI STRATEGIES LLC, INC., as investment manager

 

	By:	/s/ Steven Winters
	Name:	Steven Winters
	Title:	President

 

	GEMINI STRATEGIES LLC, INC.
	By:	/s/ Steven Winters
	Name:	Steven Winters
	Title:	President

 

	/s/ Steven Winters
	Steven Winters

  

Attention: Intentional misstatements or omissions of fact

constitute Federal criminal violations (see 18 U.S.C. 1001).