Filing Details

 

 

 

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

CUSIP No. 88822Q103

1.		Names of reporting persons I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)   ProSight Global Holdings Limited FEIN: 45-3412786
2.		Check the appropriate box if a member of a group (see instructions) (a)  ☒        (b)  ☐
3.		SEC use only
4.		Citizenship or place of organization       Bermuda
Number of shares beneficially owned by each reporting person with			5.		Sole voting power       0
			6.		Shared voting power       0
			7.		Sole dispositive power       0
			8.		Shared dispositive power       0
9.		Aggregate amount beneficially owned by each reporting person       0
10.		Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ☐
11.		Percent of class represented by amount in Row (9)   0%
12.		Type of reporting person (see instructions)       HC

13G

 

 

 

 

13G

 

 

 

 

13G

 

 

 

 

13G

 

 

 

 

13G 

 

Note:

Southwest Marine and General Insurance Company (“SW Marine”) and Gotham Insurance Company (“Gotham”) are wholly owned subsidiaries of New York Marine and General Insurance Company (“NY Marine”). NY Marine is a wholly owned subsidiary of ProSight Specialty Insurance Group, Inc. (“PSIG”). PSIG is a wholly owned subsidiary of ProSight Global, Inc. (“PGI”). PGI is a wholly owned subsidiary of ProSight Global Holdings Limited (“PGHL”).

 

Item 1.

(a)		Name of Issuer   Tiptree Financial Inc.
(b)		Address of Issuer’s Principal Executive Offices   780 Third Avenue, 21st Floor, New York, New York 10017

Item 2.

(a)		Name of Person Filing   1. ProSight Global Holdings Limited   2. ProSight Global, Inc.   3. ProSight Specialty Insurance Group, Inc.   4. New York Marine and General Insurance Company   5. Southwest Marine and General Insurance Company   6. Gotham Insurance Company
(b)		Address of the Principal Office or, if none, residence
		1. Clarendon House, 2 Church Street, Hamilton HM11, Bermuda
		2. 412 Mount Kemble Avenue, Suite 300C, Morristown, NJ 07960
		3. 412 Mount Kemble Avenue, Suite 300C, Morristown, NJ 07960   4. 412 Mount Kemble Avenue, Suite 300C, Morristown, NJ 07960   5. 412 Mount Kemble Avenue, Suite 300C, Morristown, NJ 07960   6. 412 Mount Kemble Avenue, Suite 300C, Morristown, NJ 07960
(c)		Citizenship 1. Bermuda   2. Delaware   3. New York   4. New York   5. Arizona   6. New York
(d)		Title of Class of Securities   Class A Common Stock, par value $0.001 per share
(e)		CUSIP Number   88822Q103

(a)		☐		Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)		☐		Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)		☒		Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)		☐		Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)		☐		An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)		☐		An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)		☒		A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)		☐		A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)		☐		A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)		☐		Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.

Ownership.

(a)		Amount beneficially owned: See the responses to Item 9 on the attached cover pages.
(b)		Percent of class: See the responses to Item 11 on the attached cover pages.
(c)		Number of shares as to which the person has:
		(i)		Sole power to vote or to direct the vote: See the responses to Item 5 on the attached cover pages.
		(ii)		Shared power to vote or to direct the vote: See the responses to Item 6 on the attached cover pages.
		(iii)		Sole power to dispose or to direct the disposition of: See the responses to Item 7 on the attached cover pages.
		(iv)		Shared power to dispose or to direct the disposition of: See the responses to Item 8 on the attached cover pages.

Item 5.

Ownership of Five Percent or Less of a Class.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Item 8.

Identification and Classification of Members of the Group.

Item 9.

Notice of Dissolution of Group.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

	ProSight Global Holdings Limited
	June 27, 2016
	Date
	/s/    Eric Bernstein
	Signature
	Eric Bernstein, Director
	Name/Title
	ProSight Global, Inc.
	June 27, 2016
	Date
	/s/    Anthony Piszel
	Signature
	Anthony Piszel, Chief Financial Officer
	Name/Title
	ProSight Specialty Insurance Group, Inc.
	June 27, 2016
	Date
	/s/    John Fitzgerald
	Signature
	John Fitzgerald, Controller
	Name/Title
	New York Marine and General Insurance Company
	June 27, 2016
	Date
	/s/    John Fitzgerald
	Signature
	John Fitzgerald, Controller
	Name/Title
	Southwest Marine and General Insurance Company
	June 27, 2016
	Date
	/s/    John Fitzgerald
	Signature
	John Fitzgerald, Controller
	Name/Title
	Gotham Insurance Company
	June 27, 2016
	Date
	/s/    John Fitzgerald
	Signature
	John Fitzgerald, Controller
	Name/Title